1,266 Compliance Officer jobs in India

Legal Compliance Officer

395001 Surat, Gujarat ₹65000 Annually WhatJobs

Posted 2 days ago

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Job Description

full-time
Our client is seeking a detail-oriented and proactive Legal Compliance Officer to join their team in Surat, Gujarat, IN . This role is critical in ensuring that the company operates in full adherence to all applicable laws, regulations, and internal policies. The ideal candidate will have a solid understanding of legal frameworks, regulatory requirements, and risk management principles. You will be responsible for developing, implementing, and maintaining compliance programs, conducting internal audits, and providing guidance to business units on compliance matters. This position requires strong analytical skills, excellent communication abilities, and the capacity to work effectively within a corporate environment. Key responsibilities include:
  • Developing and implementing comprehensive compliance policies and procedures.
  • Conducting regular internal audits to assess adherence to regulations and company policies.
  • Monitoring changes in laws and regulations and updating compliance programs accordingly.
  • Providing training and guidance to employees on compliance-related issues.
  • Investigating compliance breaches and recommending corrective actions.
  • Liaising with external regulatory bodies and auditors.
  • Managing the company's risk assessment framework related to legal and regulatory compliance.
  • Maintaining accurate records of compliance activities and reporting on compliance status to senior management.
  • Advising on best practices for ethical conduct and corporate responsibility.
  • Ensuring that all business operations align with legal and ethical standards.
Qualifications:
  • Bachelor's degree in Law (LLB), Business Administration, or a related field.
  • Minimum of 4-6 years of experience in legal compliance, corporate governance, or regulatory affairs.
  • Strong knowledge of relevant industry regulations and legal frameworks.
  • Experience in conducting compliance audits and risk assessments.
  • Excellent analytical, problem-solving, and organizational skills.
  • Strong written and verbal communication abilities.
  • Proficiency in MS Office Suite and compliance management software.
  • Ability to work independently and as part of a team.
  • High level of integrity and attention to detail.
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Legal Compliance Officer

452001 Indore, Madhya Pradesh ₹700000 Annually WhatJobs

Posted 8 days ago

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Job Description

full-time
Our client is seeking a seasoned and meticulous Legal Compliance Officer to bolster their legal team. This hybrid role, located in Indore, Madhya Pradesh, IN , involves ensuring the company adheres to all relevant laws, regulations, and internal policies. You will play a crucial part in developing, implementing, and monitoring compliance programs, identifying potential risks, and advising management on best practices. This position requires a blend of legal acumen and a proactive approach to risk management, with the flexibility to work both in the office and remotely.

Key Responsibilities include:
  • Developing, implementing, and maintaining a robust corporate compliance program.
  • Monitoring adherence to all applicable local, state, and federal laws and regulations.
  • Conducting regular compliance audits and risk assessments to identify potential areas of non-compliance.
  • Investigating compliance concerns and preparing detailed reports of findings and recommendations.
  • Developing and delivering compliance training to employees at all levels.
  • Keeping abreast of changes in legislation and regulatory requirements and advising management on necessary adjustments.
  • Assisting in the development and review of company policies and procedures to ensure alignment with legal and ethical standards.
  • Managing regulatory filings and disclosures, ensuring accuracy and timeliness.
  • Serving as a point of contact for regulatory agencies and external auditors.
  • Promoting a culture of compliance and ethical conduct throughout the organization.

Qualifications:
  • A Bachelor's degree in Law (LLB) or a related field. A Master's degree or professional certification in compliance is advantageous.
  • Minimum of 4-6 years of experience in legal compliance, risk management, or a similar role, preferably within a corporate setting.
  • In-depth knowledge of relevant laws and regulations applicable to the industry.
  • Strong analytical and problem-solving skills with exceptional attention to detail.
  • Excellent written and verbal communication skills, with the ability to explain complex legal concepts clearly.
  • Proficiency in compliance management software and standard office applications.
  • Ability to work independently and collaboratively in a hybrid work environment.
  • Strong ethical compass and integrity.
  • Experience in conducting internal investigations and preparing compliance reports.
  • Proven ability to influence and advise stakeholders at all organizational levels.

This hybrid position allows for flexibility while ensuring critical face-to-face collaboration within the Indore, Madhya Pradesh, IN office. It offers a significant opportunity for professional growth and impact within a well-established organization.
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Legal Compliance Officer

302001 Jaipur, Rajasthan ₹700000 Annually WhatJobs

Posted 16 days ago

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Job Description

full-time
Our client is seeking a diligent and detail-oriented Legal Compliance Officer to ensure adherence to all applicable laws and regulations within their operations, located in Jaipur, Rajasthan, IN . This hybrid role requires a thorough understanding of regulatory frameworks and a proactive approach to risk management. You will be responsible for developing, implementing, and monitoring compliance programs, conducting internal audits, and providing guidance to staff on legal and ethical standards. The ideal candidate will have a strong analytical mind, excellent communication skills, and the ability to work effectively across different departments. Responsibilities:
  • Develop and implement comprehensive compliance policies and procedures.
  • Monitor changes in relevant laws and regulations and assess their impact on the organization.
  • Conduct regular compliance audits and risk assessments.
  • Investigate compliance breaches and recommend corrective actions.
  • Provide training and education to employees on compliance matters.
  • Prepare compliance reports for senior management and regulatory bodies.
  • Ensure that all business activities are conducted in accordance with legal and ethical standards.
  • Manage relationships with regulatory authorities.
  • Develop and maintain compliance documentation and records.
  • Advise on contractual compliance and regulatory approvals.
  • Stay updated on industry best practices in compliance and risk management.
  • Promote a culture of compliance throughout the organization.
  • Assist in the development of internal controls to prevent misconduct.
  • Review marketing materials for regulatory compliance.
  • Manage external compliance reviews and audits.
Qualifications:
  • Bachelor's degree in Law (LLB), Commerce, or a related field. A Master's degree or professional certification in compliance is a plus.
  • Minimum of 4-6 years of experience in legal compliance, regulatory affairs, or internal audit.
  • In-depth knowledge of relevant Indian laws and regulations pertinent to the industry.
  • Strong analytical and problem-solving skills.
  • Excellent written and verbal communication abilities.
  • Proficiency in risk assessment and management techniques.
  • Ability to interpret complex legal documents and regulations.
  • Experience in conducting internal audits and investigations.
  • Strong organizational skills and attention to detail.
  • Ability to work independently and collaboratively in a hybrid work environment.
  • Proficiency in Microsoft Office Suite.
This hybrid position offers the opportunity to play a crucial role in maintaining the legal integrity of our client's operations in Jaipur, Rajasthan, IN , combining remote work flexibility with essential in-office collaboration.
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Compliance Officer

Gandhinagar, Gujarat Intellectual Capital HR Consulting Pvt. Ltd.

Posted today

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Job Description

Job Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer

Location: GIFT City, Gujarat

Reporting to: Group CFO

Key Responsibilities:

2. Compliance & Regulatory Reporting

  • Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.
  • File periodic reports, including monthly, quarterly, and annual filings with IFSCA
  • Assist in drafting and maintaining compliance manuals, SOPs, and internal policies.
  • Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting.
  • Coordinate with auditors, legal advisors, tax consultants, and regulators.

4. Others

  • Manage documentation including board minutes, investor communications, and vendors & service provider agreements.
  • Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed.
  • Maintain physical and digital filing systems for statutory and operational documents.

Candidate Profile: CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)

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Compliance Officer

Mumbai, Maharashtra The Premier Consultants ( Recruitment Company )

Posted 1 day ago

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Compliance Officer

Ernakulam, Kerala GramPro Business Services Pvt. Ltd.

Posted 1 day ago

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Job Description

We are hiring for leading NBFC client based in Kochi.


Key Responsibilities


  • Design, execute, and oversee the company’s AML & CTF compliance program
  • Perform ongoing risk assessments for money laundering and financial crime
  • Monitor customer transactions and flag unusual or suspicious activity
  • Review and escalate Suspicious Activity Reports (SARs) to MLRO or reporting officer
  • Enforce KYC / CDD compliance standards
  • Conduct compliance audits and periodic reviews
  • Stay updated on regulatory changes (e.g. FATF, FCA, FinCEN, RBI or local AML guidelines)
  • Maintain accurate records & documentation per regulatory requirements


Qualifications & Skills

  • Bachelor’s in Finance, Law, Business, or related discipline
  • 3–5 years’ experience in AML / compliance (financial services or fintech)
  • Strong knowledge of AML / CTF laws and regulatory frameworks
  • Hands‑on experience with KYC, transaction monitoring, sanctions screening
  • AML / Compliance certification preferred
  • Proficiency in AML / compliance software tools
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Compliance Officer

Ahmedabad, Gujarat Prudent Corporate Advisory Services Ltd.

Posted 1 day ago

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Job Description

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer .


Location : Ahmedabad


Experience required : Min 2 Years


Job Description:

Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;

Liaise with external legal and regulatory authorities,

Drafting & vetting of agreements

submission of various compliance reports with regulators


Interested candidates can share their updated resume on

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About the latest Compliance officer Jobs in India !

Compliance Officer

Ahmedabad, Gujarat Tipsons Group

Posted 1 day ago

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Job Description

  • Ensure compliances with respect to SEBI Guidelines.
  • Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
  • Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
  • Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
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Compliance Officer

Delhi, Delhi TerraGiG

Posted 1 day ago

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Job Description

Position Details

  • Position Title: Compliance Officer
  • Department: Statutory Compliance
  • Location: Karol Bagh


Role Overview

As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of ethics, accountability, and integrity across the organization.


Key Responsibilities

Regulatory Compliance

  • Ensure compliance with all relevant laws, regulations, and standards.
  • Stay updated with regulatory changes and assess their impact.
  • File statutory reports and returns on time.

Policy & Process Management

  • Develop, implement, and maintain compliance policies and procedures.
  • Review and update policies in line with legal requirements.
  • Promote employee awareness and adherence to compliance practices.

Monitoring & Auditing

  • Conduct compliance audits and risk assessments.
  • Identify gaps, recommend corrective measures, and oversee implementation.
  • Maintain records and dashboards for management review.

Training & Awareness

  • Organize compliance training and awareness sessions.
  • Serve as the first point of contact for compliance-related queries.

Reporting

  • Prepare and present compliance reports for management and regulators.
  • Escalate violations and potential risks to senior management promptly.

Qualifications & Skills

  • Education: Graduate in Finance/Commerce/Business Administration
  • Experience: 2–6 years in statutory compliance (EPF/ESI/Gratuity/Labor Laws/Filing returns)
  • Knowledge: Strong understanding of statutory laws, regulatory frameworks, and industry compliance requirements
  • Skills:
  • Analytical and problem-solving skills
  • Strong communication and interpersonal abilities
  • Integrity, confidentiality, and ethical conduct
  • Proficiency in MS Office and compliance management tools


Key Competencies

  • Attention to detail and accuracy
  • Proactive risk awareness
  • Ability to influence and ensure compliance standards
  • Strong organizational and documentation skills
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