1,266 Compliance Officer jobs in India
Legal Compliance Officer
Posted 2 days ago
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Job Description
- Developing and implementing comprehensive compliance policies and procedures.
- Conducting regular internal audits to assess adherence to regulations and company policies.
- Monitoring changes in laws and regulations and updating compliance programs accordingly.
- Providing training and guidance to employees on compliance-related issues.
- Investigating compliance breaches and recommending corrective actions.
- Liaising with external regulatory bodies and auditors.
- Managing the company's risk assessment framework related to legal and regulatory compliance.
- Maintaining accurate records of compliance activities and reporting on compliance status to senior management.
- Advising on best practices for ethical conduct and corporate responsibility.
- Ensuring that all business operations align with legal and ethical standards.
- Bachelor's degree in Law (LLB), Business Administration, or a related field.
- Minimum of 4-6 years of experience in legal compliance, corporate governance, or regulatory affairs.
- Strong knowledge of relevant industry regulations and legal frameworks.
- Experience in conducting compliance audits and risk assessments.
- Excellent analytical, problem-solving, and organizational skills.
- Strong written and verbal communication abilities.
- Proficiency in MS Office Suite and compliance management software.
- Ability to work independently and as part of a team.
- High level of integrity and attention to detail.
Legal Compliance Officer
Posted 8 days ago
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Job Description
Key Responsibilities include:
- Developing, implementing, and maintaining a robust corporate compliance program.
- Monitoring adherence to all applicable local, state, and federal laws and regulations.
- Conducting regular compliance audits and risk assessments to identify potential areas of non-compliance.
- Investigating compliance concerns and preparing detailed reports of findings and recommendations.
- Developing and delivering compliance training to employees at all levels.
- Keeping abreast of changes in legislation and regulatory requirements and advising management on necessary adjustments.
- Assisting in the development and review of company policies and procedures to ensure alignment with legal and ethical standards.
- Managing regulatory filings and disclosures, ensuring accuracy and timeliness.
- Serving as a point of contact for regulatory agencies and external auditors.
- Promoting a culture of compliance and ethical conduct throughout the organization.
Qualifications:
- A Bachelor's degree in Law (LLB) or a related field. A Master's degree or professional certification in compliance is advantageous.
- Minimum of 4-6 years of experience in legal compliance, risk management, or a similar role, preferably within a corporate setting.
- In-depth knowledge of relevant laws and regulations applicable to the industry.
- Strong analytical and problem-solving skills with exceptional attention to detail.
- Excellent written and verbal communication skills, with the ability to explain complex legal concepts clearly.
- Proficiency in compliance management software and standard office applications.
- Ability to work independently and collaboratively in a hybrid work environment.
- Strong ethical compass and integrity.
- Experience in conducting internal investigations and preparing compliance reports.
- Proven ability to influence and advise stakeholders at all organizational levels.
This hybrid position allows for flexibility while ensuring critical face-to-face collaboration within the Indore, Madhya Pradesh, IN office. It offers a significant opportunity for professional growth and impact within a well-established organization.
Legal Compliance Officer
Posted 16 days ago
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Job Description
- Develop and implement comprehensive compliance policies and procedures.
- Monitor changes in relevant laws and regulations and assess their impact on the organization.
- Conduct regular compliance audits and risk assessments.
- Investigate compliance breaches and recommend corrective actions.
- Provide training and education to employees on compliance matters.
- Prepare compliance reports for senior management and regulatory bodies.
- Ensure that all business activities are conducted in accordance with legal and ethical standards.
- Manage relationships with regulatory authorities.
- Develop and maintain compliance documentation and records.
- Advise on contractual compliance and regulatory approvals.
- Stay updated on industry best practices in compliance and risk management.
- Promote a culture of compliance throughout the organization.
- Assist in the development of internal controls to prevent misconduct.
- Review marketing materials for regulatory compliance.
- Manage external compliance reviews and audits.
- Bachelor's degree in Law (LLB), Commerce, or a related field. A Master's degree or professional certification in compliance is a plus.
- Minimum of 4-6 years of experience in legal compliance, regulatory affairs, or internal audit.
- In-depth knowledge of relevant Indian laws and regulations pertinent to the industry.
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication abilities.
- Proficiency in risk assessment and management techniques.
- Ability to interpret complex legal documents and regulations.
- Experience in conducting internal audits and investigations.
- Strong organizational skills and attention to detail.
- Ability to work independently and collaboratively in a hybrid work environment.
- Proficiency in Microsoft Office Suite.
Compliance Officer
Posted today
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Job Description
Job Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer
Location: GIFT City, Gujarat
Reporting to: Group CFO
Key Responsibilities:
2. Compliance & Regulatory Reporting
- Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.
- File periodic reports, including monthly, quarterly, and annual filings with IFSCA
- Assist in drafting and maintaining compliance manuals, SOPs, and internal policies.
- Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting.
- Coordinate with auditors, legal advisors, tax consultants, and regulators.
4. Others
- Manage documentation including board minutes, investor communications, and vendors & service provider agreements.
- Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed.
- Maintain physical and digital filing systems for statutory and operational documents.
Candidate Profile: CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)
Compliance Officer
Posted 1 day ago
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Job Description
Compliance Officer
Posted 1 day ago
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Job Description
We are hiring for leading NBFC client based in Kochi.
Key Responsibilities
- Design, execute, and oversee the company’s AML & CTF compliance program
- Perform ongoing risk assessments for money laundering and financial crime
- Monitor customer transactions and flag unusual or suspicious activity
- Review and escalate Suspicious Activity Reports (SARs) to MLRO or reporting officer
- Enforce KYC / CDD compliance standards
- Conduct compliance audits and periodic reviews
- Stay updated on regulatory changes (e.g. FATF, FCA, FinCEN, RBI or local AML guidelines)
- Maintain accurate records & documentation per regulatory requirements
Qualifications & Skills
- Bachelor’s in Finance, Law, Business, or related discipline
- 3–5 years’ experience in AML / compliance (financial services or fintech)
- Strong knowledge of AML / CTF laws and regulatory frameworks
- Hands‑on experience with KYC, transaction monitoring, sanctions screening
- AML / Compliance certification preferred
- Proficiency in AML / compliance software tools
Compliance Officer
Posted 1 day ago
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Job Description
Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer .
Location : Ahmedabad
Experience required : Min 2 Years
Job Description:
Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;
Liaise with external legal and regulatory authorities,
Drafting & vetting of agreements
submission of various compliance reports with regulators
Interested candidates can share their updated resume on
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Compliance Officer
Posted 1 day ago
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Job Description
- Ensure compliances with respect to SEBI Guidelines.
- Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
- Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
- Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
Compliance Officer
Posted 1 day ago
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Job Description
Position Details
- Position Title: Compliance Officer
- Department: Statutory Compliance
- Location: Karol Bagh
Role Overview
As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of ethics, accountability, and integrity across the organization.
Key Responsibilities
Regulatory Compliance
- Ensure compliance with all relevant laws, regulations, and standards.
- Stay updated with regulatory changes and assess their impact.
- File statutory reports and returns on time.
Policy & Process Management
- Develop, implement, and maintain compliance policies and procedures.
- Review and update policies in line with legal requirements.
- Promote employee awareness and adherence to compliance practices.
Monitoring & Auditing
- Conduct compliance audits and risk assessments.
- Identify gaps, recommend corrective measures, and oversee implementation.
- Maintain records and dashboards for management review.
Training & Awareness
- Organize compliance training and awareness sessions.
- Serve as the first point of contact for compliance-related queries.
Reporting
- Prepare and present compliance reports for management and regulators.
- Escalate violations and potential risks to senior management promptly.
Qualifications & Skills
- Education: Graduate in Finance/Commerce/Business Administration
- Experience: 2–6 years in statutory compliance (EPF/ESI/Gratuity/Labor Laws/Filing returns)
- Knowledge: Strong understanding of statutory laws, regulatory frameworks, and industry compliance requirements
- Skills:
- Analytical and problem-solving skills
- Strong communication and interpersonal abilities
- Integrity, confidentiality, and ethical conduct
- Proficiency in MS Office and compliance management tools
Key Competencies
- Attention to detail and accuracy
- Proactive risk awareness
- Ability to influence and ensure compliance standards
- Strong organizational and documentation skills