309 Financial Compliance jobs in India
Manager- Taxation & Financial Compliance
Corenza
Posted today
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Job Description
About Company :
A well-funded startup revolutionizing healthy snacking with a diverse range of clean-label, gluten-free, and preservative-free products. Focused on convenience and health, the company continues to set new benchmarks in the industry.
Key Responsibilities :
1. MIS & Financial Operations
- Lead preparation of monthly MIS, dashboards, and financial summaries for management and investors.
- Coordinate monthly closings, reconciliations, and variance analysis.
- Support fund-raising processes by preparing required financial data and due diligence documentation.
- Handle investment-related queries and data validations.
- Ensure strong financial controls and timely reporting.
- Work with SQL and advanced Excel for financial data extraction and analytics.
2. Taxation & Statutory Compliance :
- Manage end-to-end GST compliance – returns (GSTR-1, 3B, 9), reconciliations, registrations, and audit responses.
- Oversee TDS compliance – deductions, deposits, reconciliations, and filings (Form 24Q, 26Q).
- Coordinate Income Tax assessments, audits, and advance tax computations.
- Handle payroll-related statutory compliances – PF, ESI, PT, and labor law filings.
- Manage MSME filings and related compliances .
3. Audit & Controls
- Liaise with statutory and internal auditors for all tax and MIS-related matters.
- Strengthen internal control systems and maintain complete documentation and audit trails.
- Identify areas for process improvement in compliance and reporting.
4. Team Management
- Supervise one repartee within the MIS vertical.
- Provide guidance and review deliverables related to reconciliations, reporting, and controls.
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Senior Auditor - Financial Compliance
248001 Dehradun, Uttarakhand
₹900000 Annually
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Posted 1 day ago
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Our client, a reputable firm, is seeking an experienced Senior Auditor to join their growing team. This role is pivotal in ensuring the financial integrity and compliance of our clients across various industries. The Senior Auditor will be responsible for planning, executing, and concluding financial audits, assessing internal controls, identifying financial risks, and providing recommendations for improvement. You will work closely with clients to understand their business operations and financial reporting requirements, performing detailed testing and analysis. This position demands a strong understanding of auditing standards, accounting principles, and regulatory requirements. The ideal candidate will possess excellent analytical skills, meticulous attention to detail, and superior communication abilities to effectively present audit findings. This role offers a fantastic opportunity for professional growth and exposure to diverse business environments. The position is based in Dehradun, Uttarakhand, IN , with a hybrid work model allowing for both in-office collaboration and remote work flexibility. You will contribute to maintaining the trust and credibility of our clients' financial reporting.
Key Responsibilities:
Qualifications:
Key Responsibilities:
- Plan and execute financial audits in accordance with professional standards.
- Assess the design and effectiveness of internal control systems.
- Identify and assess financial risks and control weaknesses.
- Perform substantive testing and analytical procedures on financial statements.
- Review financial records and documentation to ensure accuracy and completeness.
- Prepare detailed audit reports, documenting findings and recommendations.
- Communicate audit results effectively to clients and management.
- Supervise and mentor junior audit staff.
- Stay updated on auditing standards, accounting pronouncements, and relevant regulations.
- Assist in client relationship management and business development efforts.
Qualifications:
- Bachelor's degree in Accounting or Finance; CPA or equivalent certification is highly preferred.
- Minimum of 4-6 years of progressive experience in public accounting or internal audit.
- Strong knowledge of auditing principles, GAAP/IFRS, and internal control frameworks.
- Proficiency in audit software and Microsoft Office Suite, particularly Excel.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong written and verbal communication skills.
- Ability to manage multiple projects and deadlines effectively.
- Detail-oriented with a high degree of accuracy.
- Experience in specific industries (e.g., technology, manufacturing) is a plus.
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1
Senior Auditor - Financial Compliance
440001 Nagpur, Maharashtra
₹700000 Annually
WhatJobs
Posted 4 days ago
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Our client is seeking a meticulous and experienced Senior Auditor to join their fully remote internal audit team. This role is integral to ensuring the integrity of financial reporting, compliance with regulations, and the effectiveness of internal controls across the organization. The ideal candidate possesses a strong understanding of accounting principles, auditing standards, and regulatory frameworks, with a proven ability to conduct thorough audits and identify areas for improvement. You will leverage advanced auditing tools and methodologies to perform comprehensive risk assessments and provide actionable recommendations.
Responsibilities:
Qualifications:
Responsibilities:
- Plan and execute financial and compliance audits across various departments and business units.
- Assess internal control systems and evaluate their effectiveness in mitigating financial and operational risks.
- Gather and analyze audit evidence, document findings, and prepare detailed audit reports.
- Identify control weaknesses, non-compliance issues, and operational inefficiencies.
- Develop practical and cost-effective recommendations for remediation.
- Communicate audit findings and recommendations to management and relevant stakeholders.
- Follow up on the implementation of corrective actions to ensure timely resolution.
- Stay current with accounting standards (e.g., Ind AS, IFRS), auditing regulations, and industry best practices.
- Assist in the development and execution of the annual audit plan.
- Contribute to the continuous improvement of audit methodologies and tools.
Qualifications:
- Bachelor's degree in Accounting, Finance, or a related field. Professional certifications such as CA, CPA, or CIA are highly preferred.
- Minimum of 5 years of experience in internal or external audit, with a strong focus on financial compliance.
- Comprehensive knowledge of accounting principles, auditing standards, and relevant regulatory requirements.
- Proficiency in audit software and data analysis tools.
- Excellent analytical, critical thinking, and problem-solving skills.
- Strong written and verbal communication skills, with the ability to present complex information clearly and concisely.
- Exceptional organizational skills and attention to detail.
- Proven ability to work independently and manage multiple audit engagements simultaneously in a remote environment.
- Understanding of risk assessment frameworks and internal control principles.
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2
Senior Auditor, Financial Compliance
520001 Krishna, Andhra Pradesh
₹800000 Annually
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Posted 7 days ago
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Job Description
Our client, a prominent financial institution operating in Vijayawada, Andhra Pradesh, IN , is seeking an experienced Senior Auditor to join their internal audit department. This role is crucial for ensuring the integrity of financial reporting and compliance with regulatory standards. The successful candidate will conduct comprehensive audits, identify risks, and recommend improvements to internal controls. This is an on-site position requiring regular interaction with various departments within the organization.
Key Responsibilities:
Key Responsibilities:
- Plan and execute financial and operational audits to assess the effectiveness of internal controls, risk management, and governance processes.
- Review financial statements, transaction records, and operational procedures for compliance with accounting principles and regulatory requirements.
- Identify, analyze, and document audit findings, assessing their potential impact and recommending corrective actions.
- Develop detailed audit reports summarizing findings, conclusions, and management recommendations.
- Follow up on audit recommendations to ensure timely and effective implementation by management.
- Collaborate with external auditors and regulatory bodies as needed.
- Stay current with changes in accounting standards, auditing procedures, and relevant regulations.
- Conduct special investigations as requested by senior management.
- Mentor and train junior audit staff, providing guidance and support.
- Contribute to the continuous improvement of the internal audit function.
- Bachelor's degree in Accounting, Finance, or a related field. Professional certifications such as CA, CMA, or CIA are highly preferred.
- Minimum of 5 years of experience in internal or external auditing, with a strong understanding of financial reporting and control frameworks.
- Proven experience in conducting risk assessments and developing audit plans.
- In-depth knowledge of auditing standards, accounting principles (e.g., Ind AS, IFRS), and regulatory compliance.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong written and verbal communication skills, with the ability to document findings clearly and concisely.
- Proficiency in audit management software and data analysis tools.
- Ability to work independently and collaboratively within a team environment.
- High level of integrity and ethical conduct.
- Experience within the banking or financial services sector is a significant advantage.
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3
Lead Auditor - Financial Compliance
122002 Gurgaon, Haryana
₹1300000 Annually
WhatJobs
Posted 19 days ago
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Job Description
Our client, a prominent firm in the financial services sector, is seeking a highly skilled and meticulous Lead Auditor to join their established, fully remote team. This role is essential for ensuring the integrity and accuracy of financial reporting and operational processes across the organization. The ideal candidate will possess a deep understanding of accounting principles, auditing standards, and regulatory compliance requirements. You will be responsible for planning, executing, and reporting on financial and operational audits, identifying areas of risk, and recommending controls to mitigate them. This position demands exceptional analytical and critical thinking skills, as well as the ability to manage multiple audit projects simultaneously. You will lead a team of auditors, providing guidance, mentorship, and oversight to ensure high-quality audit work. Key responsibilities include developing audit plans, performing detailed testing of financial records and internal controls, assessing compliance with company policies and external regulations, and preparing comprehensive audit reports with actionable recommendations for management. The successful candidate will have a proven track record in conducting complex audits, a strong understanding of fraud detection and prevention, and the ability to communicate findings clearly and effectively to various levels of management. This is a challenging and rewarding opportunity for a seasoned accounting professional to make a significant impact on the organization's financial governance and risk management framework, all within a flexible, remote work environment. Your expertise will be critical in maintaining trust and confidence in our financial operations.
Responsibilities:
Qualifications:
Responsibilities:
- Plan, organize, and execute financial and operational audits.
- Assess internal controls and identify potential risks and vulnerabilities.
- Test and verify financial records for accuracy and compliance.
- Ensure adherence to accounting standards, company policies, and regulatory requirements.
- Prepare detailed audit reports, including findings and recommendations.
- Lead and mentor a team of audit professionals.
- Communicate audit results and recommendations to senior management.
- Develop and implement audit plans and methodologies.
- Stay current with changes in accounting regulations and auditing best practices.
- Assist with external audits and regulatory examinations.
Qualifications:
- Bachelor's degree in Accounting, Finance, or a related field. Master's degree or relevant certifications (e.g., CPA, CIA, CISA) are highly desirable.
- Minimum of 7 years of experience in auditing, accounting, or financial analysis.
- Proven experience in leading audit engagements and teams.
- Strong knowledge of Generally Accepted Auditing Standards (GAAS) and accounting principles.
- Expertise in risk assessment and internal control frameworks.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong written and verbal communication skills for clear reporting.
- Proficiency in audit software and Microsoft Office Suite.
- Ability to manage multiple projects and meet deadlines.
- Integrity and a commitment to ethical conduct.
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4
Senior Financial Compliance Officer
201301 Noida, Uttar Pradesh
₹70000 Annually
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Posted 22 days ago
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Job Description
Our client is seeking a highly diligent and experienced Senior Financial Compliance Officer to join their esteemed team in Noida, Uttar Pradesh, IN . This role is instrumental in ensuring adherence to all financial regulations, laws, and internal policies, thereby safeguarding the company's financial integrity and reputation. You will be responsible for developing, implementing, and maintaining comprehensive compliance programs, including risk assessments, policy drafting, and the execution of internal controls. Your duties will encompass monitoring financial transactions for suspicious activities, investigating potential compliance breaches, and preparing detailed reports for senior management and regulatory bodies. The Senior Compliance Officer will also lead training sessions for employees on compliance best practices and regulatory updates. Staying abreast of evolving financial regulations, such as those related to anti-money laundering (AML) and know-your-customer (KYC) procedures, is critical. You will work closely with legal, audit, and operational departments to foster a strong culture of compliance throughout the organization. The ideal candidate will possess a strong understanding of financial markets, accounting principles, and regulatory frameworks. Excellent analytical skills, meticulous attention to detail, and superior judgment are essential. This role offers a hybrid work arrangement, combining essential on-site collaboration with remote flexibility. Responsibilities:
- Develop, implement, and monitor the company's financial compliance program.
- Conduct regular risk assessments to identify potential compliance vulnerabilities.
- Ensure adherence to all relevant financial laws, regulations, and industry standards.
- Develop and update internal policies and procedures to align with regulatory requirements.
- Investigate suspicious financial activities and potential compliance breaches.
- Prepare comprehensive reports for management and regulatory authorities.
- Conduct compliance training sessions for employees.
- Liaise with external auditors and regulatory agencies.
- Promote a strong ethical and compliant culture throughout the organization.
- Oversee the implementation of KYC and AML procedures.
- Bachelor's degree in Finance, Accounting, Law, or a related field.
- Minimum of 5 years of experience in financial compliance, internal audit, or risk management.
- In-depth knowledge of financial regulations, AML/KYC requirements, and corporate governance.
- Strong analytical, investigative, and problem-solving skills.
- Excellent written and verbal communication skills.
- Proficiency in financial software and compliance management tools.
- High level of integrity and attention to detail.
- Ability to work effectively both independently and as part of a team in a hybrid work environment.
This advertiser has chosen not to accept applicants from your region.
5
Senior Compliance Officer - Financial Regulations
160001 Chandigarh, Chandigarh
₹1500000 Annually
WhatJobs
Posted 5 days ago
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Job Description
Our client is seeking a highly diligent and experienced Senior Compliance Officer to oversee and strengthen their adherence to complex financial regulations. This is an on-site position located in Chandigarh , offering a stable and structured work environment. You will be responsible for developing, implementing, and maintaining a robust compliance program that ensures the organization operates in full accordance with all relevant local and international financial laws and regulatory requirements. This includes staying abreast of evolving legislation and guidelines, assessing their impact on the business, and translating them into actionable policies and procedures.
Key responsibilities involve conducting regular compliance audits and risk assessments to identify potential areas of non-compliance and implementing corrective action plans. You will manage the monitoring of transactions and business activities for suspicious activities, ensuring adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. Developing and delivering compliance training programs to employees at all levels will be a critical part of your role, fostering a culture of compliance throughout the organization. You will also serve as the primary point of contact for regulatory bodies during examinations and inquiries, preparing necessary documentation and responding to information requests.
Furthermore, you will advise senior management on compliance matters, providing strategic recommendations to mitigate risks and enhance the overall compliance framework. This includes overseeing the development and maintenance of compliance manuals, policies, and procedures. The ideal candidate will possess a Bachelor's or Master's degree in Law, Finance, Accounting, or a related field, coupled with a minimum of 6-8 years of progressive experience in a compliance role within the financial services industry. Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent are highly desirable. Excellent analytical, organizational, and communication skills are essential, along with a meticulous attention to detail. The ability to interpret complex legal and regulatory texts and apply them to practical business scenarios is crucial. If you are a proactive compliance professional seeking to make a significant impact within a reputable financial institution, we invite you to apply for this key role in Chandigarh .
Key responsibilities involve conducting regular compliance audits and risk assessments to identify potential areas of non-compliance and implementing corrective action plans. You will manage the monitoring of transactions and business activities for suspicious activities, ensuring adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. Developing and delivering compliance training programs to employees at all levels will be a critical part of your role, fostering a culture of compliance throughout the organization. You will also serve as the primary point of contact for regulatory bodies during examinations and inquiries, preparing necessary documentation and responding to information requests.
Furthermore, you will advise senior management on compliance matters, providing strategic recommendations to mitigate risks and enhance the overall compliance framework. This includes overseeing the development and maintenance of compliance manuals, policies, and procedures. The ideal candidate will possess a Bachelor's or Master's degree in Law, Finance, Accounting, or a related field, coupled with a minimum of 6-8 years of progressive experience in a compliance role within the financial services industry. Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent are highly desirable. Excellent analytical, organizational, and communication skills are essential, along with a meticulous attention to detail. The ability to interpret complex legal and regulatory texts and apply them to practical business scenarios is crucial. If you are a proactive compliance professional seeking to make a significant impact within a reputable financial institution, we invite you to apply for this key role in Chandigarh .
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6
Senior Compliance Officer - Financial Regulations
302001 Jaipur, Rajasthan
₹95000 Annually
WhatJobs
Posted 7 days ago
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Job Description
Our client, a leading financial services firm, is seeking an experienced and detail-oriented Senior Compliance Officer to join our fully remote compliance department. In this critical role, you will be responsible for developing, implementing, and maintaining robust compliance programs to ensure adherence to all relevant financial regulations and industry standards. This remote-first position requires a deep understanding of regulatory frameworks, such as AML (Anti-Money Laundering), KYC (Know Your Customer), and other applicable financial laws. You will conduct regular compliance audits, risk assessments, and internal investigations to identify potential areas of non-compliance and recommend corrective actions. Your responsibilities will include drafting and updating compliance policies and procedures, providing training to employees on compliance matters, and serving as a key point of contact for regulatory bodies. The ideal candidate will possess exceptional analytical skills, strong ethical judgment, and the ability to interpret and apply complex regulations. Proven experience in developing and executing compliance strategies within the financial services sector is essential. You will work closely with legal, operations, and IT departments to ensure that compliance requirements are integrated into business processes. This role offers the significant advantage of a fully remote work environment, allowing you to contribute your expertise without geographical limitations. If you are a proactive compliance professional with a strong commitment to ethical conduct and a desire to make a significant impact within a forward-thinking organization, we invite you to apply. Your dedication to upholding the highest standards of compliance will be vital to our continued success and reputation. This position is based in Jaipur, Rajasthan, IN and is entirely remote.
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7
Senior Compliance Officer - Financial Regulations
695001 Thiruvananthapuram, Kerala
₹1300000 Annually
WhatJobs
Posted 11 days ago
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Job Description
Our client is seeking a highly knowledgeable and diligent Senior Compliance Officer to ensure adherence to financial regulations and internal policies. This is a fully remote role, allowing you to contribute your expertise to our mission from your home office. You will be responsible for developing, implementing, and maintaining robust compliance programs designed to mitigate regulatory risks. Key duties include conducting compliance risk assessments, monitoring regulatory changes and ensuring timely updates to internal controls, developing and delivering compliance training to employees, and investigating potential compliance breaches. The ideal candidate will possess a deep understanding of relevant financial laws and regulations (e.g., SEBI, RBI guidelines), coupled with extensive experience in compliance, risk management, or internal audit within the financial services industry. You should have a proven ability to interpret complex regulatory requirements and translate them into practical business solutions. Strong analytical, investigative, and reporting skills are essential. Excellent communication and interpersonal skills are required for liaising with regulatory bodies, senior management, and business units. This role demands a meticulous approach to detail, a strong ethical compass, and the ability to work independently and manage multiple priorities effectively. If you are a proactive compliance professional looking to make a significant impact remotely, contributing to our operations effectively centered in **Thiruvananthapuram, Kerala, IN**, we invite you to apply.
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8
Senior Compliance Officer, Financial Regulations
400601 Thane, Maharashtra
₹2200000 Annually
WhatJobs
Posted 21 days ago
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Job Description
Our client is seeking a highly experienced and diligent Senior Compliance Officer to join their esteemed legal and compliance department. This role is an excellent opportunity for a seasoned professional to ensure adherence to all relevant financial regulations. The position is fully remote, offering the flexibility to work from anywhere within India. You will be responsible for developing, implementing, and maintaining comprehensive compliance programs that meet regulatory requirements and industry best practices. This includes conducting regular compliance audits, risk assessments, and investigations to identify potential areas of non-compliance. You will advise business units on regulatory changes and their impact, providing guidance on necessary adjustments to policies and procedures. The ideal candidate will possess an in-depth understanding of financial services regulations, such as KYC, AML, SEBI guidelines, and other pertinent laws. You will be instrumental in drafting and updating compliance policies and procedures, and ensuring their effective communication and implementation across the organization. This role requires meticulous attention to detail, strong analytical skills, and the ability to interpret and apply complex regulatory frameworks. You will also be responsible for training employees on compliance matters and promoting a culture of integrity and ethical conduct. Experience in managing regulatory inquiries and audits from external bodies is essential. We are looking for a proactive and strategic individual who can anticipate regulatory changes and proactively address potential compliance risks. Your expertise will be critical in safeguarding the company's reputation and ensuring its continued operation within legal and ethical boundaries.
Responsibilities:
Qualifications:
Responsibilities:
- Develop, implement, and maintain robust compliance programs and policies.
- Conduct regular compliance reviews, audits, and risk assessments.
- Monitor regulatory changes and ensure the organization's adherence to all applicable financial laws and regulations.
- Investigate potential compliance breaches and recommend corrective actions.
- Provide expert advice to business units on compliance-related matters.
- Develop and deliver compliance training programs for employees.
- Manage relationships with regulatory bodies and oversee responses to inquiries and audits.
- Promote a strong culture of compliance and ethical conduct throughout the organization.
- Stay abreast of emerging compliance trends and best practices in the financial industry.
- Ensure accurate and timely filing of all required regulatory reports.
Qualifications:
- Bachelor's degree in Law, Finance, Business Administration, or a related field. Advanced degree or relevant professional certifications (e.g., CCEP, CRCM) are highly desirable.
- Minimum of 6 years of experience in compliance, risk management, or legal roles within the financial services industry.
- In-depth knowledge of Indian financial regulations (SEBI, RBI, AML, KYC, etc.).
- Proven experience in conducting compliance audits and risk assessments.
- Excellent analytical, problem-solving, and investigative skills.
- Strong communication and interpersonal skills, with the ability to interact effectively with all levels of the organization and external regulators.
- Ability to interpret and apply complex legal and regulatory texts.
- High level of integrity and professional ethics.
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