1,702 Kyc Compliance Officer jobs in India

Key Responsibilities:

Qualifications: 

Skills:

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

Department:
Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

• Risk governance
• Design and implement the risk framework for the wealth platform
• Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
• Platform and product risk management
• Identify, assess, and mitigate risks specific to OBPP and distribution operations.
• Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
• Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
• Operational risk management of Altifi platform
• Assess and mitigate operational risks in the platform.
• Build and maintain SOPs for all processes; develop and monitor KRI dashboards
• Risk reporting
• Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

• Education:
  MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
• Experience:
  5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

We are seeking an experienced
Risk Management Consultant
with strong expertise in
Governance, Risk & Compliance (GRC), NIST Cybersecurity Framework (CSF), and NIST controls
. The consultant will be responsible for
planning, implementing, and monitoring enterprise risk management strategies
to ensure compliance, security resilience, and alignment with business objectives.

1. Risk Planning & Strategy

• Develop and implement Enterprise Risk Management (ERM) frameworks aligned with NIST CSF, NIST 800-53, ISO 31000, and regulatory requirements.
• Define
  risk appetite and tolerance
  in collaboration with executive leadership.
• Create
  risk management roadmaps, timelines, and policies
  .

2. Risk Assessment & Analysis

• Conduct enterprise-wide
  risk assessments and gap analyses
  (cybersecurity, compliance, operational).
• Maintain and update
  risk registers, heat maps, and mitigation strategies
  .
• Perform
  Business Impact Analysis (BIA)
  and threat modeling exercises.

3. Control Implementation & Compliance

• Map organizational controls to
  NIST 800-53, ISO 27001, HIPAA, PCI DSS
  and other regulatory frameworks.
• Develop and maintain
  System Security Plans (SSPs)
  ,
  POA&Ms
  , and compliance documentation.
• Support
  internal/external audits
  and provide evidence for regulatory assessments.

4. Governance, Risk & Compliance (GRC)

• Assist in GRC tool implementation and automation of compliance monitoring.
• Provide governance structures, policies, and processes for effective risk management.
• Conduct
  vendor risk management assessments
  and third-party compliance reviews.

5. Monitoring, Reporting & Training

• Establish
  Key Risk Indicators (KRIs)
  and
  Key Performance Indicators (KPIs)
  .
• Deliver
  executive dashboards, board reports, and compliance scorecards
  .
• Conduct risk awareness training,
  tabletop exercises, and incident simulations
  .

Qualifications & Skills

• Proven experience in
  Risk Management, GRC, or Cybersecurity Compliance Consulting
  .
• Strong knowledge of
  NIST CSF, NIST 800-53, ISO 27001, and regulatory frameworks
  .
• Experience with
  risk assessment methodologies, BIA, and threat modeling
  .
• Ability to draft and implement policies, frameworks, and compliance documentation.
• Familiarity with
  GRC tools
  (RSA Archer, ServiceNow GRC, MetricStream, or similar).
• Excellent communication, stakeholder management, and advisory skills.
• Relevant certifications preferred:
  CISSP, CISA, CRISC, CISM, CGEIT, ISO 27001 LA/LI
  .

Engagement Benefits

• Work on projects with
  global clients in BFSI, Healthcare, and FinTech sectors
  .
• Flexible
  remote or hybrid work model
  .
• Opportunity to provide
  end-to-end consulting
  from strategy planning to execution.

Feel free to write on

Role & responsibilities

KEY RESPONSIBILITIES/ ACCOUNTABILITIES:

1. Independently conduct process audits and process reviews across various business functions
2. Anticipate potential risk events, perform risk assessments, and identify appropriate control measures
3. Monitor the progress of risk mitigation action plans to ensure timely reduction of identified risks and closure of open issues
4. Periodically evaluate and monitor the design and operating effectiveness of key controls to manage business risks
5. Ensure timely completion of control self-assessments, functional assurance activities, and process reviews as per the approved plan
6. Review detailed reports and submit consolidated summary reports on compliance status and progress of action items.
7. Actively participate in and support organisation-wide risk management awareness initiatives and communication drives.
8. Lead and facilitate the implementation of identified process improvement initiatives to enhance operational efficiency and risk management practices.

Educational Qualifications: MBA / CA / CMA / Semi Qualified CA.

Experience: More than 5- 8 years post qualification experience.

About Us

Moder, formerly known as Archwell Operations, is a part of Archwell Holdings founded in 2017. We are a tech forward outsourcing company specializing in supporting the US Mortgage, Insurance, and Banking industries. We specialize in end-to-end component-based outsourcing, managing one-off projects to become an extension of the customer service or operations team. Our team is built on industry expertise and provides the traction clients need to grow their company.

Equipped with diverse tools, platforms, solutions, and services we strive to work towards our mission to positively impact the financial health of companies by powering in-house processes using top talent, workflow best practices, and progressive technology.

Link -

Job Role:

• Oversight & monitoring on market/ financial risks & related portfolio management e.g., status of investments, policy gapping, risk appetite monitoring etc.
• Transaction (buying loans or pools of loans) due diligence and oversight, along with downstream performance tracking e.g., capital adequacy (financial reserves etc.)
• Manage operational risk risk assessments, key risk indicator reporting, issues management
• Understanding and usage of models & model risk; Risk aggregation & Reporting
• Monitors cash flows and liquidity, inclusive of ongoing capital stress testing, portfolio investment activities, analyzing market trends and evaluating and providing credible challenge

Experience & Qualifications:

• CFA/MBA in Finance with at least years of experience in capital markets, risk management etc. managing financial/market risk in mortgages/mortgage servicing
• Data & Analytical skills, good communication and relationship management skills
• Ability to be nimble and flexible, to undertake any risk management initiatives and guide them from start to finish
• Strong problem-solving skills, professionalism, producing high quality results, and meeting deadlines

• Unassailable ethics, personal values, and integrity
  • Unassailable ethics, personal values, and integrity.

• The candidate should be comfortable to work in night shift

• Candidate should be comfortable to Work from Office
• Two-way cab facility will be provided
• Immediate to 30 days' Notice Period candidate are preferred

Job description

JD RMS EXECUTIVE

 Roles and responsibilities

 :
· Cross checking BOD for All segments before Market Start.
· Making Activation and Deactivation of Trading Terminal and Investor client. 

· Ability to resolve queries on a day to day basis.
·

 Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. 

· Blocking GSM and Illiquid scrip on Time to Time in the Trading system.
·

 RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for
Illiquid scrip. 

· Keeping track of MTM Alert violation, MTM net position & Square off the open position
once MTM Loss get triggered.

 · Responsible for squaring off all the intraday position through Timer Square off for all
segments.

 · Supervision of Limit assigned to the clients (Base Limit and Intraday limits). 

· Coordination with different teams. 

· Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration
etc.

 · Track on Tender period contract in all Segments, Whole process of Straggled Delivery
Mechanism.

 · Successfully Implementation Exchange & Depository Related Compliances.

 · Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (Weekly's).

 · Daily Margin Reporting for all Segments.

 · Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment.

Roles and Responsibilities  

Tracking Market movement and Risk exposures of clients- ODIN /OMNSYS
Monitoring clients positions, limits and triggering
Exchange Margin preparing and reporting
Take follow up of Peak & MTM Margin
Knowledge products like MTF, Exchange settlement

Desired Candidate Profile  

Perks and Benefits