7 Supervisory jobs in India

**About this role**:
Wells Fargo is seeking a Supervisory Control Associate.
**In this role, you will**:
Participate or conduct compliance, supervision, control reviews, administration and technology
Design risk processes and provide project management support
Identify issues and provide resolution within Insurance or Private Client Groups
Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies
Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policies
Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management Required Qualifications:
6+ months of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Requirements:
Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
3+ years of Supervisory Control/E-Comms Surveillance and monitoring experience, or equivalent.
Experience with e-communications surveillance platforms and tools
Experience with lexicon or behavioral model based targeted reviews.
Experience of reviewing and development of lexicons/Lexicons refinement or behavioral models.
Excellent analytical skills and strong attention to detail
An understanding of the regulatory environment and expectations, relevant regional regulations and codes of practice
Must exhibit highest standards of integrity and maintain confidentiality.
Additional Language skills apart from English language would be an added advantage.
Additional surveillance experience in Voice, Trade, Information Barrier or Control room will be an added advantage.
Excellent presentation, Power point, Business communication skills (written and spoken) and problem-solving skills.
Experience in creating MIS for senior management.
Interfacing with relevant stakeholders to review and escalate potential market conduct issues.
Remain updated on developments and changes concerning relevant regulatory regulations.
Develop and maintain a good understanding of the Firm's business groups and products in accordance with the relevant processes and procedures with a view to expanding and improving existing coverage.
Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
Self-motivated, enthusiastic and proven rapid leaning capability and Ability to act proactively and independently.
Demonstrated ability to handle multiple tasks in a fast-paced environment.
Experience with Digital Reasoning, Actimize or e-communications surveillance platforms and tools Job Expectations:
Ability to travel 25 percent of the time may be required
Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including internal and external including corporate e mail, Chat, & voice recordings
Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation electronic communications systems and perform first-line-of-defense activities in relation to consequential risks.
Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
Collaborate and consult with Onshore teams and India Management for any escalations and process improvement ideas.
Conducting routine reviews and ad hoc reviews of employee e-communications and voice recordings.
Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the onshore team (L2 team)
Assisting with analysis and implementation of new and enhanced surveillance reviews and processes Posting End Date:
13 Mar 2025
- Job posting may come down early due to volume of applicants.

We Value Diversity
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective esc

About BNP Paribas Group:

BNP Paribas is the European Union’s leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Group’s commercial & personal banking and several specialised businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability.

About Business line/Function:

BNP Paribas Exane has three business lines: Cash Equities (BNP Paribas Exane); Structured Solutions (Exane Solutions); and Asset Management (Exane Asset Management). BNP Paribas Exane Equity Research, a part of the Cash equities business, provides equity research to Institutional investors globally. It currently has 106 equity research analysts covering more than 1,000 stocks globally.

Department: Securities Research Production Support

Business Line / Function: Equity Research

Position Purpose

The Supervisory Analyst (SA) reviews equity research reports written by a global team. The SA function is critical to ensure delivery of high-quality publications with accurate, engaging and clear content conforming to relevant regulatory standards.

The role will be based out of Mumbai and allows 50% WFH.

Responsibilities

Direct Responsibilities

• Review analysts' financial models to ensure the meet internal quality standards
• Review equity research reports for grammar, style, clarity and accuracy. Where necessary, rewriting content to ensure that the reports have the right logical flow and to maximize market impact by providing catchy titles and engaging standfirsts.
• Ensure that research reports conform to regulatory, especially FINRA regulations regarding equity research reports, as well has internal standards.
• Managing consistency of content and style within and between documents.
• Correct discrepancies in text and tables/graphs.
• Ensure all internal processes are followed in publishing research reports.
• Ensure that reports do not have controversial, inaccurate, or disrespectful content.
• Participate in sounding boards to provide inputs to analysts to improve research report quality.

Contributing Responsibilities

· Contribute to enhance the research quality and the research production process.

Technical & Behavioral Competencies

• Intellectual curiosity and interest in financial markets.
• Excellent command over English language.
• Excellent report writing and editing skills.
• Attention to detail – should be able to spot discrepancies between text and tables/graphs, and discern nuances in language.
• Strong analytical and numerical skills. Experience in financial modelling. Previous experience as an equity research analyst is also a big plus.
• Strong knowledge of financial markets, equity markets in particular, with a good knowledge of equity valuation methods like DCF analysis, comparison of valuation multiples, etc.
• Excellent interpersonal skills as the role involves continuous collaboration with research analysts and research management.
• Tact, judgement and diplomacy; respect for confidentiality.

Education Level: Bachelor Degree or equivalent

Experience Level: At least 11 years

About BNP Paribas Group:
BNP Paribas is the European Union’s leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Group’s commercial & personal banking and several specialised businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability.

About Business line/Function:
BNP Paribas Exane has three business lines: Cash Equities (BNP Paribas Exane); Structured Solutions (Exane Solutions); and Asset Management (Exane Asset Management). BNP Paribas Exane Equity Research, a part of the Cash equities business, provides equity research to Institutional investors globally. It currently has 106 equity research analysts covering more than 1,000 stocks globally.

Department: Securities Research Production Support

Business Line / Function: Equity Research

Position Purpose
The Supervisory Analyst (SA) reviews equity research reports written by a global team. The SA function is critical to ensure delivery of high-quality publications with accurate, engaging and clear content conforming to relevant regulatory standards.
The role will be based out of Mumbai and allows 50% WFH.

Responsibilities
Direct Responsibilities
Review analysts' financial models to ensure the meet internal quality standards
Review equity research reports for grammar, style, clarity and accuracy. Where necessary, rewriting content to ensure that the reports have the right logical flow and to maximize market impact by providing catchy titles and engaging standfirsts.
Ensure that research reports conform to regulatory, especially FINRA regulations regarding equity research reports, as well has internal standards.
Managing consistency of content and style within and between documents.
Correct discrepancies in text and tables/graphs.
Ensure all internal processes are followed in publishing research reports.
Ensure that reports do not have controversial, inaccurate, or disrespectful content.
Participate in sounding boards to provide inputs to analysts to improve research report quality.
Contributing Responsibilities
· Contribute to enhance the research quality and the research production process.
Technical & Behavioral Competencies
Intellectual curiosity and interest in financial markets.
Excellent command over English language.
Excellent report writing and editing skills.
Attention to detail – should be able to spot discrepancies between text and tables/graphs, and discern nuances in language.
Strong analytical and numerical skills. Experience in financial modelling. Previous experience as an equity research analyst is also a big plus.
Strong knowledge of financial markets, equity markets in particular, with a good knowledge of equity valuation methods like DCF analysis, comparison of valuation multiples, etc.
Excellent interpersonal skills as the role involves continuous collaboration with research analysts and research management.
Tact, judgement and diplomacy; respect for confidentiality.

Education Level: Bachelor Degree or equivalent

Experience Level: At least 11 years

About BNP Paribas Group:

BNP Paribas is the European Union’s leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Group’s commercial & personal banking and several specialised businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability.

About Business line/Function:

BNP Paribas Exane has three business lines: Cash Equities (BNP Paribas Exane); Structured Solutions (Exane Solutions); and Asset Management (Exane Asset Management). BNP Paribas Exane Equity Research, a part of the Cash equities business, provides equity research to Institutional investors globally. It currently has 106 equity research analysts covering more than 1,000 stocks globally.

Department: Securities Research Production Support

Business Line / Function: Equity Research

Position Purpose

The Supervisory Analyst (SA) reviews equity research reports written by a global team. The SA function is critical to ensure delivery of high-quality publications with accurate, engaging and clear content conforming to relevant regulatory standards.

The role will be based out of Mumbai and allows 50% WFH.

Responsibilities

Direct Responsibilities

• Review analysts' financial models to ensure the meet internal quality standards
• Review equity research reports for grammar, style, clarity and accuracy. Where necessary, rewriting content to ensure that the reports have the right logical flow and to maximize market impact by providing catchy titles and engaging standfirsts.
• Ensure that research reports conform to regulatory, especially FINRA regulations regarding equity research reports, as well has internal standards.
• Managing consistency of content and style within and between documents.
• Correct discrepancies in text and tables/graphs.
• Ensure all internal processes are followed in publishing research reports.
• Ensure that reports do not have controversial, inaccurate, or disrespectful content.
• Participate in sounding boards to provide inputs to analysts to improve research report quality.

Contributing Responsibilities

· Contribute to enhance the research quality and the research production process.

Technical & Behavioral Competencies

• Intellectual curiosity and interest in financial markets.
• Excellent command over English language.
• Excellent report writing and editing skills.
• Attention to detail – should be able to spot discrepancies between text and tables/graphs, and discern nuances in language.
• Strong analytical and numerical skills. Experience in financial modelling. Previous experience as an equity research analyst is also a big plus.
• Strong knowledge of financial markets, equity markets in particular, with a good knowledge of equity valuation methods like DCF analysis, comparison of valuation multiples, etc.
• Excellent interpersonal skills as the role involves continuous collaboration with research analysts and research management.
• Tact, judgement and diplomacy; respect for confidentiality.

Education Level: Bachelor Degree or equivalent

Experience Level: At least 11 years

Overview

Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking future team members for our Asset Servicing Operations business with roles located in Pune & Chennai in HYBRID positions.

** You’ll make an impact in the following ways**:
Supervises/manages the day-to-day operations of a small
- to medium-sized fund accounting support team.
Manages the daily accounting and net asset value (NAV) production workflow to service multiple funds.
Reviews data and assists in resolving escalated problems that may arise during the normal daily, weekly or monthly accounting and reporting.
Establishes data maintenance and summarization processes and procedures to improve team efficiency and best support the accounting team.
Identifies and implements process improvements to reduce audit and financial exposure and improve team efficiency.
Foster a flexible work environment where engagement, advancement and mobility are made possible through robust avenues for career development.

**To be successful, we’re seeking interest in the follow areas**:
Bachelor's degree in accounting.
2 to 5 yrs experience in core Fund Accounting, Hedge Funds, Mutual Funds, Private Equity, NAV, Reconciliation.
Exposure in Geneva, Derivatives, Credit & Bank Loans.
Construction, Validation and Dissemination of NAV, calculating fund performance, allocating expenses and preparing reports.
Strong communication skills.

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
Bloomberg’s Gender Equality Index (GEI)
**Best Places to Work for Disability Inclusion, Disability**: IN - 100% score
100 Best Workplaces for Innovators, Fast Company
Human Rights Campaign Foundation, 100% score Corporate Equality Index
CDP’s Climate Change ‘A List’

**Our Benefits**:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

**Employer Description**:

**_Bring your ideas. Make history. _**
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what **#LifeAtBNYMellon **is all about.

We’re seeking future team members for our Asset Servicing Operations business with roles located in Pune & Chennai in HYBRID positions.

You’ll make an impact in the following ways:
Supervises/manages the day-to-day operations of a small
- to medium-sized fund accounting support team.

Manages the daily accounting and net asset value (NAV) production workflow to service multiple funds.

Reviews data and assists in resolving escalated problems that may arise during the normal daily, weekly or monthly accounting and reporting.

Establishes data maintenance and summarization processes and procedures to improve team efficiency and best support the accounting team.

Identifies and implements process improvements to reduce audit and financial exposure and improve team efficiency.

Foster a flexible work environment where engagement, advancement and mobility are made possible through robust avenues for career development.

To be successful, we’re seeking interest in the follow areas:
Bachelor's degree in accounting.

2 to 5 yrs experience in core Fund Accounting, Hedge Funds, Mutual Funds, Private Equity, NAV, Reconciliation.

Exposure in Geneva, Derivatives, Credit & Bank Loans.

Construction, Validation and Dissemination of NAV, calculating fund performance, allocating expenses and preparing reports.

Strong communication skills.

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion

Bloomberg’s Gender Equality Index (GEI)

Best Places to Work for Disability Inclusion, Disability: IN - 100% score

100 Best Workplaces for Innovators, Fast Company

Human Rights Campaign Foundation, 100% score Corporate Equality Index

CDP’s Climate Change ‘A List’

Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

**BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.**

**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.