967 Audit Reviewer jobs in India
Internal Audit - Issues Remediation Reviewer
Posted today
Job Viewed
Job Description
- Audit
- Group Functions
**Job Reference #**
- 278680BR
**City**
- Pune
**Job Type**
- Full Time
**Your role**
- Are you a sharp evaluator of risk? Do you enjoy investigating complex issues / situations and proposing solutions?
- We're looking for someone who can:
- provide independent assurance on the design, operating effectiveness and sustainability of controls implemented related to the different business areas within UBS,
- review remediation steps submitted by management for issue closure to assess whether these actions and/or controls have addressed the risk(s), root causes, and symptoms,
- document and communicate review conclusions,
- engage with internal and external stakeholders on issues identified in different areas.
**Your team**
- You will be working in Group Internal Audit (GIA) Issue Assurance team, preferably in Pune, India. You will gain insight into a wide variety of business topics, processes and functions, and leverage your knowledge and understanding to perform reviews of remediation provided by management.
- GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all Business Divisions and Group Functions globally. We are independent in our work and report directly to the Chairman of the Board and the Audit Committee.
**Your expertise**
- You have:
- several years of experience in an audit, or similar role in financial institutions or banks, and
- working experience in one of the business areas of the financial institutions, such as, experience with IT, data governance, risk (market/model/credit/valuations), data privacy, investment banking, finance, third-party risk management, financial crime, etc., will be considered;
- understanding of key risks and control environment,
- excellent written and verbal communication skills, able to tailor style to your audience.
You are:
- curious and willing to grow understanding of various business areas,
- inquisitive, able to challenge effectively and convey findings and messages in succinct and convincing way,
- capable of using data analytics,
- committed team player and reliable when working independently, with sound judgment for when to escalate issues.
**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
**How we hire**
**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
**Contact Details**
- UBS Recruiting India
**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Internal Audit - Issues Remediation Reviewer | UBS - Experienced professionals - job boards
Lead Compliance (Audit & Compliance)
Posted today
Job Viewed
Job Description
Job Description
Job Description
Role: Audit & Complaince
Location: Bangalore
Full/ Part time: Full time
Build a career with confidence
Carrier Global Corporation, global leader in intelligent climate and energy solutions is committed to creating solutions that matter for people and our planet for generations to come. From the beginning, we&aposve led in inventing new technologies and entirely new industries. Today, we continue to lead because we have a world-class, diverse workforce that puts the customer at the center of everything we do
About The Role
We are seeking a highly skilled and experienced DT Compliance Lead to join our team, within Cyber Security function in Carrier, the ideal candidate will have a strong background in IT audits, compliance, and risk management. This is an individual contributor role that requires a proactive and detail-oriented professional to manage and support various compliance and audit activities. The individual will be responsible for governance and oversight of enterprise-wide SOX IT control program to mitigate the risk of material omissions, errors or weaknesses in our technology and security controls. The position requires a combination of strong program management and leadership skills, along with broad technical knowledge and subject-matter expertise in IT audits and compliance. This individual will be responsible for managing SOX compliance expectations with our key stakeholders including control owners, senior/executive management, and internal/external auditors.
Key Responsibilities
- Oversee program management for all activities including planning, scoping, audit fieldwork, issue identification, reporting, and remediation of issues.
- Develop an intimate understanding of Carrier's business processes and the role of technology in meeting business objectives including key IT processes, automations, reports, data flows, and interfaces.
- Maintain SOX IT documentation, liaise with internal and external auditors, and provide guidance and support to technology control owners on control design, audit requirements, and issue remediation.
- Conduct internal audits to assess the effectiveness of internal controls and compliance with policies and regulations.
- Coordinate and support external audits, including providing necessary documentation and information.
- Evaluate IT control deficiencies for impact and perform root cause analysis to determine appropriate management actions. Monitor management's remediation efforts to closure, including review of supporting evidence.
- Serve as subject matter expert and advise on the SOX compliance implications of technology related changes to the business such as new product lines, new system implementations etc.
- Develop a continuous monitoring program with an emphasis IT controls automation.
- Develop metrics, reporting and dashboards to track SOX IT control effectiveness and ensure process efficiency, and that risks are being appropriately tracked, communicated and managed.
- Continually identify opportunities to benchmark controls, automate control testing and streamline manual efforts to increase efficiency and reduce cycle times.
- Stay current on new technical literature applicable to the internal control process (e. g., PCAOB guidance, SEC, COSO, COBIT, etc.) and maintain awareness of emerging trends and best practices around technology and security controls.
- Successfully partner with and manage executive level stakeholders, PMOs & Working Groups with Domestic & International cross-functional teams.
- Create and deliver DT SOX Compliance training materials to key stakeholders.
- Provide guidance and support to other teams on compliance-related matters.
- Prepare and present reports on compliance activities and findings to senior management.
- Minimum 8-10 years of experience in IT audits, compliance, and risk management.
- Full-time Bachelor's degree in IT, Computer Science or equivalent.
- Certifications such as CISA, CISM, or CISSP or similar professional certifications are highly desirable.
- Demonstrated success and understanding of accepted frameworks such as, ISO/IEC 27001, COBIT, and NIST, including 800-53 and the Cybersecurity Framework.
- Advanced knowledge of SOX IT requirements, COSO/CoBIT framework and PCAOB standards, and in-depth experience with testing general IT and application controls, segregation of duties (SoD) rules, reports and interfaces. ServiceNow GRC preferred.
- Excellent analytical and problem-solving skills.
- Excellent written and verbal communication skills, strong interpersonal skills and the ability to communicate technical concepts effectively across functions and all levels of management.
- Highly motivated self-starter with a meticulous attention to detail and bias to action, who is eager to put his/her stamp on our rapidly increasing compliance footprint.
- Ability to work independently and manage multiple priorities.
- Detail-oriented with a high level of accuracy., or accounting.
- Forward-thinking mindset with strong digital acumen.
- Ability to collaborate across business, legal, and engineering functions.
- Strong sense of ethics, accountability, and customer trust.
- Excellent communication and stakeholder influence capabilities.
We are committed to offering competitive benefits programs for all of our employees, and enhancing our programs when necessary.
- Make yourself a priority with flexible schedules, parental leave
- Drive forward your career through professional development opportunities
- Achieve your personal goals with our Employee Assistance Programme
Our greatest assets are the expertise, creativity and passion of our employees. We strive to provide a great place to work that attracts, develops and retains the best talent, promotes employee engagement, fosters teamwork and ultimately drives innovation for the benefit of our customers. We strive to create
an environment where you feel that you belong, with diversity and inclusion as the engine to growth and innovation. We develop and deploy best-in-class programs and practices, providing enriching career opportunities, listening to employee feedback and always challenging ourselves to do better. This is The Carrier Way.
Join us and make a difference.
Apply Now!
Carrier is An Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status, age or any other federally protected class.
Job Applicant&aposs Privacy Notice
Click on this link to read the Job Applicant&aposs Privacy Notice
Skills Required
Risk Management, Compliance, pcaob standards , Cobit, Program Management, nist
Compliance & Audit Administrator
Posted today
Job Viewed
Job Description
ZS is a place where passion changes lives. As a management consulting and technology firm focused on improving life and how we live it, our most valuable asset is our people. Here you’ll work side-by-side with a powerful collective of thinkers and experts shaping life-changing solutions for patients, caregivers and consumers, worldwide. ZSers drive impact by bringing a client first mentality to each and every engagement. We partner collaboratively with our clients to develop custom solutions and technology products that create value and deliver company results across critical areas of their business. Bring your curiosity for learning; bold ideas; courage and passion to drive life-changing impact to ZS.
Our most valuable asset is our people .
At ZS we honor the visible and invisible elements of our identities, personal experiences and belief systems—the ones that comprise us as individuals, shape who we are and
make us unique. We believe your personal interests, identities, and desire to learn are part of your success here. about our diversity, equity, and inclusion efforts and the networks ZS supports to assist our ZSers in cultivating community spaces, obtaining the resources they need to thrive, and sharing the messages they are passionate about.
We seek an Audit & Compliance Associate to join our Pune, India office. As a member of the ZS Software as a Service (SaaS) Hosting Team, the Information Security and Compliance Associate Associate will perform (and participate in) the planning, execution, and reporting on technology infrastructure and application security and compliance audits in support of various internal compliance requirements and initiatives as well as client directed compliance mandates.
What you’ll do:
What you’ll bring:
Perks & Benefits:
ZS offers a comprehensive total rewards package including health and well-being, financial planning, annual leave, personal growth and professional development. Our robust skills development programs, multiple career progression options and internal mobility paths and collaborative culture empowers you to thrive as an individual and global team member.
We are committed to giving our employees a flexible and connected way of working. A flexible and connected ZS allows us to combine work from home and on-site presence at clients/ZS offices for the majority of our week. The magic of ZS culture and innovation thrives in both planned and spontaneous face-to-face connections.
Travel:
Travel is a requirement at ZS for client facing ZSers; business needs of your project and client are the priority. While some projects may be local, all client-facing ZSers should be prepared to travel as needed. Travel provides opportunities to strengthen client relationships, gain diverse experiences, and enhance professional growth by working in different environments and cultures.
Compliance & Audit Executive
Posted today
Job Viewed
Job Description
**Responsibilities**:
**Develop, implement, and manage an effective compliance program to ensure adherence to applicable laws, regulations, and organizational policies.**
**Conduct regular internal audits to assess and evaluate the effectiveness of existing control measures and identify areas for improvement.**
**Stay abreast of changes in laws and regulations relevant to the organization's operations and update compliance policies and procedures accordingly.**
**Prepare and submit reports to senior management detailing the results of audits, compliance reviews, and any corrective actions required.**
**Design and deliver training programs to educate employees on compliance policies, procedures, and best practices.**
**Investigate and respond to compliance concerns, reports, and incidents, ensuring timely resolution and reporting as required.**
**Maintain a thorough understanding of industry best practices and emerging trends in compliance and audit management.**
**Salary**: ₹300,000.00 - ₹360,000.00 per year
Schedule:
- Day shift
**Experience**:
- total work: 1 year (preferred)
**Speak with the employer**
+91
Sr. Executive - Tech Compliance & Audit
Posted 4 days ago
Job Viewed
Job Description
Senior Executive - QA & Audit- Technology
Job Purpose
- Responsible for ensuring the regulatory compliance of Technology Department
- Responsible for managing the regulatory audits and inspections of Technology Department
- Responsible for managing internal audit and process compliance verification of Technology Department
Key Result Areas
1.Management of Annual System and Network Audit
- Managing the kick off meeting for commencement of System & Network Audit
- Managing the activities of System & Network Audit
- Collation of data for the audit from various departments
- Arranging Auditors Visit to Data Centres
- Managing the activity of providing management responses for the Draft Audit Report
- Review of the Final Audit Report
- Seeking Management Approval for the Final System Audit Report.
- Preparation of agenda notes for Management Approval
- Seeking internal certification from Management for the completion of System Audit
2. Management of Regulatory Inspections
- Assigning ownership for various data submissions of SEBI Inspection
- Collation of data for the Inspection from various process owners of Tech Department
- Providing responses to various queries of Inspection Team along with the necessary evidences
- Arranging walkthrough session for the inspection team, if required.
- Arranging visit to Data Centres of the Exchange
- Managing the activity of providing management responses for the Draft observations
- Presenting the inspection observations to Management for notation
- Managing Creation, Modification and review of various process documents of Tech Department
- Maintenance of Data and Reports related to Technology Compliance
- Managing Internal process audits of Tech Department
- Managing the internal Audit activity for System and Network Audit
3. Providing responses for various communications from SEBI and Compliance Team
Experience - 2 - 5 Years
Sr. Executive - Tech Compliance & Audit
Posted today
Job Viewed
Job Description
Senior Executive - QA & Audit- Technology
Job Purpose
- Responsible for ensuring the regulatory compliance of Technology Department
- Responsible for managing the regulatory audits and inspections of Technology Department
- Responsible for managing internal audit and process compliance verification of Technology Department
Key Result Areas
1.Management of Annual System and Network Audit
- Managing the kick off meeting for commencement of System & Network Audit
- Managing the activities of System & Network Audit
- Collation of data for the audit from various departments
- Arranging Auditors Visit to Data Centres
- Managing the activity of providing management responses for the Draft Audit Report
- Review of the Final Audit Report
- Seeking Management Approval for the Final System Audit Report.
- Preparation of agenda notes for Management Approval
- Seeking internal certification from Management for the completion of System Audit
2. Management of Regulatory Inspections
- Assigning ownership for various data submissions of SEBI Inspection
- Collation of data for the Inspection from various process owners of Tech Department
- Providing responses to various queries of Inspection Team along with the necessary evidences
- Arranging walkthrough session for the inspection team, if required.
- Arranging visit to Data Centres of the Exchange
- Managing the activity of providing management responses for the Draft observations
- Presenting the inspection observations to Management for notation
- Managing Creation, Modification and review of various process documents of Tech Department
- Maintenance of Data and Reports related to Technology Compliance
- Managing Internal process audits of Tech Department
- Managing the internal Audit activity for System and Network Audit
3. Providing responses for various communications from SEBI and Compliance Team
Experience - 2 - 5 Years
Sr. Executive - Tech Compliance & Audit
Posted 3 days ago
Job Viewed
Job Description
Job Purpose
Responsible for ensuring the regulatory compliance of Technology Department
Responsible for managing the regulatory audits and inspections of Technology Department
Responsible for managing internal audit and process compliance verification of Technology Department
Key Result Areas
1.Management of Annual System and Network Audit
Managing the kick off meeting for commencement of System & Network Audit
Managing the activities of System & Network Audit
Collation of data for the audit from various departments
Arranging Auditors Visit to Data Centres
Managing the activity of providing management responses for the Draft Audit Report
Review of the Final Audit Report
Seeking Management Approval for the Final System Audit Report.
Preparation of agenda notes for Management Approval
Seeking internal certification from Management for the completion of System Audit
2. Management of Regulatory Inspections
Assigning ownership for various data submissions of SEBI Inspection
Collation of data for the Inspection from various process owners of Tech Department
Providing responses to various queries of Inspection Team along with the necessary evidences
Arranging walkthrough session for the inspection team, if required.
Arranging visit to Data Centres of the Exchange
Managing the activity of providing management responses for the Draft observations
Presenting the inspection observations to Management for notation
Managing Creation, Modification and review of various process documents of Tech Department
Maintenance of Data and Reports related to Technology Compliance
Managing Internal process audits of Tech Department
Managing the internal Audit activity for System and Network Audit
3. Providing responses for various communications from SEBI and Compliance Team
Experience - 2 - 5 Years
Be The First To Know
About the latest Audit reviewer Jobs in India !
Manager of IT Compliance & Audit
Posted today
Job Viewed
Job Description
The GRC team is responsible for ensuring that ZS maintains the highest standards of compliance by managing a diverse portfolio of certifications and audits across multiple domains, including Information Security, Privacy, and Environmental, Social & Governance (ESG) . The team's scope of work includes maintaining compliance with industry-recognized standards such as ISO 27001, ISO 27701, ISO 27017, HITRUST, SOC 2, SOC 3, and ESG , providing comprehensive oversight on risk management, security, and privacy practices.
By offering independent assurance to both internal stakeholders and external parties, the GRC team ensures that ZS consistently adheres to globally established compliance frameworks, controls, policies, and industry standards. This stewardship strengthens ZS' ability to mitigate risks, meet client and regulatory expectations, and uphold its reputation as a trusted partner across industries.
Additionally, the GRC team fosters continuous improvement, not only by responding to evolving regulations but by driving proactive initiatives that embed a culture of compliance and risk awareness throughout ZS operations. This holistic approach helps safeguard ZS assets, data, and relationships in a fast-paced and increasingly interconnected business environment.
What Youll Do -
The Manager, IT Compliance & Audit will be a seasoned leader in the information security compliance domain, driving projects related to critical certifications like ISO 27001, ISO 27701, ISO 27017, HITRUST, SOC 2, SOC 3, and others.
The individual will play a pivotal role in managing and ensuring compliance with regulatory and operational security standards while collaborating with various stakeholders, including the CISO, CRO, DPO, Head of Cloud Engineering, IT Stakeholders, and other senior leaders. The role requires hands-on technical and functional expertise, along with the ability to manage and develop teams, oversee compliance programs, and report to leadership committees.
Key Responsibilities:
Compliance & Audit Management:
- Lead and manage the implementation, maintenance, and certification processes for ISO 27001, 27701, 27017, HITRUST, SOC 2, SOC 3, and similar standards.
- Oversee and manage internal and external audits, identifying gaps, and ensuring timely closure of audit findings.
- Collaborate with cross-functional teams, including IT, security, legal, and risk management, to ensure alignment on security compliance initiatives.
- Drive continuous improvement initiatives to enhance compliance posture, developing and enforcing security policies, procedures, and controls.
Stakeholder Collaboration & Communication:
- Act as the primary liaison between internal teams and external auditors, certification bodies, and regulators.
- Build and maintain strong working relationships with key stakeholders, including the CISO, CRO, DPO, Head of Cloud Engineering, IT, and legal teams, to ensure compliance objectives are met.
- Provide expert advice on compliance issues and support various departments with technical and policy-driven guidance.
People Management & Leadership:
- Lead, mentor, and develop a team of compliance professionals, fostering a high-performance culture.
- Manage team workload, project assignments, and career development, ensuring that the team is up-to-date with industry standards and compliance practices.
- Oversee team training programs to ensure knowledge sharing and skills development in compliance and audit.
Project Management & Reporting:
- Lead compliance projects, including budgeting, forecasting, resource planning, and reporting progress to leadership committees.
- Develop project timelines, track milestones, and ensure timely delivery of compliance and audit activities.
- Provide regular reports and updates to senior management, including dashboards and key performance indicators (KPIs) to assess the organizations compliance and risk posture.
- Collaborate with internal teams to ensure smooth integration of compliance requirements into new and existing technologies, including AI, cloud services, and data privacy technologies.
Strategic Planning & Operational Compliance:
- Contribute to the development of the organizations broader compliance strategy, aligning with industry trends and emerging regulations.
- Proactively identify potential risks and vulnerabilities and develop risk mitigation strategies.
- Lead operational compliance efforts across various functions, ensuring comprehensive coverage of security, privacy, and data protection requirements.
What Youll Bring -
- Bachelors degree in computer science, Information Technology, Cybersecurity, or a related field. A masters degree or MBA is preferred.
- 10-15 years of experience in IT compliance, audit, and information security, with specific experience managing ISO 27001, ISO 27701, ISO 27017, HITRUST, SOC 2, SOC 3, and related certifications.
- Proven track record of managing compliance programs and leading audits across large, complex organizations.
- Strong leadership and people management experience, with a demonstrated ability to lead, develop, and motivate high-performing teams.
- Excellent project management skills with the ability to manage budgets, forecasts, timelines, and complex stakeholder requirements.
- Deep understanding of cloud security (Azure, AWS, GCP) and privacy standards, with experience working with cloud engineering and DevSecOps teams.
- Strong problem-solving skills with the ability to influence and engage with C-level executives and senior stakeholders.
Certifications (Preferred):
- CISA (Certified Information Systems Auditor)
- CISSP (Certified Information Systems Security Professional)
- CISM (Certified Information Security Manager)
- ISO 27001 Lead Auditor/Lead Implementer
- HITRUST Certified CSF Practitioner
- Certified Cloud Security Professional (CCSP)
- PMP (Project Management Professional) or equivalent certification.
Role: IT Audit
Industry Type: Analytics / KPO / Research
Department: IT & Information Security
Employment Type: Full Time, Permanent
Role Category: IT Infrastructure Services
Education
UG: B.Sc in Any Specialization, B.Tech/B.E. in Any Specialization
PG: MBA/PGDM in Any Specialization
Key Skills
Skills highlighted with '' are preferred keyskills
Azure GCP compliance management Information security SOC AWS Strategic Planning IT audit HITRUST
Skills Required
Cloud, iso certification, Information Security, Azure
Sr. Executive - Tech Compliance & Audit
Posted 2 days ago
Job Viewed
Job Description
Senior Executive - QA & Audit- Technology
Job Purpose
- Responsible for ensuring the regulatory compliance of Technology Department
- Responsible for managing the regulatory audits and inspections of Technology Department
- Responsible for managing internal audit and process compliance verification of Technology Department
Key Result Areas
1.Management of Annual System and Network Audit
- Managing the kick off meeting for commencement of System & Network Audit
- Managing the activities of System & Network Audit
- Collation of data for the audit from various departments
- Arranging Auditors Visit to Data Centres
- Managing the activity of providing management responses for the Draft Audit Report
- Review of the Final Audit Report
- Seeking Management Approval for the Final System Audit Report.
- Preparation of agenda notes for Management Approval
- Seeking internal certification from Management for the completion of System Audit
2. Management of Regulatory Inspections
- Assigning ownership for various data submissions of SEBI Inspection
- Collation of data for the Inspection from various process owners of Tech Department
- Providing responses to various queries of Inspection Team along with the necessary evidences
- Arranging walkthrough session for the inspection team, if required.
- Arranging visit to Data Centres of the Exchange
- Managing the activity of providing management responses for the Draft observations
- Presenting the inspection observations to Management for notation
- Managing Creation, Modification and review of various process documents of Tech Department
- Maintenance of Data and Reports related to Technology Compliance
- Managing Internal process audits of Tech Department
- Managing the internal Audit activity for System and Network Audit
3. Providing responses for various communications from SEBI and Compliance Team
Experience - 2 - 5 Years
Audit Compliance
Posted today
Job Viewed
Job Description
- Manages and enforces an effective legal compliance program that’s in line with both federal and state laws.
- Expands and reviews company policies.
- Provides management reports by collecting, analyzing, and summarizing management information.
- Completes audit work papers and memorandums by documenting audit tests and findings.
- Recommends the management team on the current company’s compliance with laws and regulations through elaborated reports.
- Meets cost standard by monitoring expenses and implementing cost-saving actions.
- Updates job knowledge by participating in educational opportunities like reading professional publications, maintaining personal networks, and participating in professional organizations.
- Meets work standards by following production, productivity, quality, and customer-service standards; resolving operational problems; and identifying work process improvements.
- Ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; and recommending opportunities to strengthen the internal control structure.
- Verifies assets and liabilities by comparing items to documentation.
**Job Types**: Full-time, Permanent
Pay: ₹25,000.00 - ₹35,000.00 per month
Schedule:
- Day shift
**Experience**:
- total work: 1 year (preferred)
Work Location: In person