169 Banking Compliance jobs in India

• Develop, implement, and maintain the bank's compliance program to ensure adherence to all applicable laws and regulations.
• Monitor regulatory changes and assess their impact on the organization, recommending necessary policy updates.
• Conduct regular internal compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Develop and deliver compliance training programs for employees.
• Advise business units on compliance-related matters and provide guidance on regulatory requirements.
• Manage and oversee Anti-Money Laundering (AML) and Know Your Customer (KYC) procedures.
• Prepare and submit regulatory reports to relevant authorities.
• Liaise with regulatory bodies and external auditors.
• Maintain up-to-date knowledge of banking laws, industry best practices, and emerging compliance risks.
• Contribute to the development and enhancement of internal controls and compliance frameworks.

• Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or professional certification (e.g., CAMS, CRCP) is a significant advantage.
• Minimum of 6-8 years of experience in compliance, regulatory affairs, or legal roles within the banking or financial services industry.
• In-depth knowledge of Indian banking regulations (RBI guidelines), AML/KYC requirements, and other relevant financial laws.
• Proven experience in conducting compliance audits and risk assessments.
• Strong analytical, problem-solving, and investigative skills.
• Excellent written and verbal communication skills, with the ability to articulate complex regulatory requirements clearly.
• High level of integrity and ethical standards.
• Ability to work independently and manage multiple priorities effectively.
• Experience in handling regulatory inquiries and managing relationships with compliance bodies.
• Familiarity with the financial landscape in Thane, Maharashtra, IN and surrounding regions is beneficial for on-site engagements.

• Bachelor's degree in Law, Finance, Accounting, Business Administration, or a related field.
• Minimum of 5-7 years of experience in banking compliance, risk management, or regulatory affairs.
• In-depth knowledge of banking laws, regulations (e.g., RBI guidelines, AML/KYC norms), and industry best practices.
• Proven experience in conducting compliance audits, risk assessments, and investigations.
• Strong analytical, problem-solving, and decision-making skills.
• Excellent written and verbal communication skills, with the ability to present complex information clearly.
• Proficiency in compliance management software and MS Office Suite.
• High level of integrity, ethical conduct, and attention to detail.
• Ability to work independently and lead compliance initiatives.

• Develop, implement, and maintain a comprehensive compliance program tailored to the banking sector.
• Ensure adherence to all relevant national and international banking laws, regulations, and industry standards (e.g., RBI guidelines, AML/KYC, FATCA, etc.).
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance.
• Develop and deliver compliance training programs to employees at all levels.
• Investigate compliance breaches and recommend corrective actions.
• Stay abreast of changes in the regulatory environment and update policies and procedures accordingly.
• Manage relationships with regulatory bodies and respond to inquiries.
• Oversee the implementation of anti-money laundering (AML) and know your customer (KYC) procedures.
• Provide strategic advice to senior management on compliance matters.
• Lead and mentor the compliance team, fostering a culture of integrity and compliance.
• Develop and manage the compliance budget.

• Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or professional certification (e.g., CAMS, CRCM) is highly preferred.
• Minimum of 8-10 years of progressive experience in compliance, regulatory affairs, or legal roles within the banking or financial services industry.
• In-depth knowledge of banking regulations, AML/KYC requirements, and other relevant compliance frameworks.
• Proven experience in developing and implementing compliance programs.
• Strong leadership, analytical, and problem-solving skills.
• Excellent written and verbal communication and presentation skills.
• Ability to work independently, manage multiple priorities, and make sound judgments in a remote environment.
• High ethical standards and integrity.
• Experience in managing regulatory examinations and audits.

• Develop, implement, and maintain comprehensive compliance programs and policies.
• Monitor and interpret relevant banking laws, regulations, and guidelines (e.g., RBI, SEBI).
• Conduct regular compliance risk assessments and internal audits.
• Investigate potential compliance breaches and recommend corrective actions.
• Ensure adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.
• Manage relationships with regulatory authorities and coordinate regulatory examinations.
• Provide compliance training and guidance to staff across all departments.
• Advise senior management on regulatory changes and their implications.
• Stay updated on emerging compliance trends and best practices in the financial sector.
• Oversee the reporting of suspicious activities as required.

• Bachelor's degree in Law, Finance, Business Administration, or a related field; a Master's degree or professional certification (e.g., CAMS, CRCM) is highly desirable.
• Minimum of 6 years of experience in banking compliance, regulatory affairs, or a related legal/risk management role within the financial services industry.
• In-depth knowledge of Indian banking regulations, AML/KYC norms, and financial crime prevention.
• Proven experience in conducting compliance audits and risk assessments.
• Excellent analytical, investigative, and problem-solving skills.
• Strong written and verbal communication skills, with the ability to communicate complex regulatory requirements clearly.
• High ethical standards and integrity.
• Ability to work independently and manage multiple priorities effectively.
• Experience interacting with regulatory bodies is a significant advantage.

Job Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer

Location: GIFT City, Gujarat

Reporting to: Group CFO

Key Responsibilities:

2. Compliance & Regulatory Reporting

• Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.
• File periodic reports, including monthly, quarterly, and annual filings with IFSCA
• Assist in drafting and maintaining compliance manuals, SOPs, and internal policies.
• Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting.
• Coordinate with auditors, legal advisors, tax consultants, and regulators.

4. Others

• Manage documentation including board minutes, investor communications, and vendors & service provider agreements.
• Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed.
• Maintain physical and digital filing systems for statutory and operational documents.

Candidate Profile: CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)

We are hiring for leading NBFC client based in Kochi.

Key Responsibilities

• Design, execute, and oversee the company’s AML & CTF compliance program
• Perform ongoing risk assessments for money laundering and financial crime
• Monitor customer transactions and flag unusual or suspicious activity
• Review and escalate Suspicious Activity Reports (SARs) to MLRO or reporting officer
• Enforce KYC / CDD compliance standards
• Conduct compliance audits and periodic reviews
• Stay updated on regulatory changes (e.g. FATF, FCA, FinCEN, RBI or local AML guidelines)
• Maintain accurate records & documentation per regulatory requirements

Qualifications & Skills

• Bachelor’s in Finance, Law, Business, or related discipline
• 3–5 years’ experience in AML / compliance (financial services or fintech)
• Strong knowledge of AML / CTF laws and regulatory frameworks
• Hands‑on experience with KYC, transaction monitoring, sanctions screening
• AML / Compliance certification preferred
• Proficiency in AML / compliance software tools

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer .

Location : Ahmedabad

Experience required : Min 2 Years

Job Description:

Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;

Liaise with external legal and regulatory authorities,

Drafting & vetting of agreements

submission of various compliance reports with regulators

Interested candidates can share their updated resume on