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Who we are looking for

We are looking for an Enterprise Risk Management Audit, Assistant Vice President to lead audit engagements focused in the Financial Risk areas. Enterprise Risk Management provides independent risk oversight over State Street's business activities. The Financial Risks include Market, Credit (including Trading Credit ), Interest Rate Risk and Liquidity. In this role, under the direction of senior audit management, you will oversee individual audit engagement and lead assigned teams through all aspects of the audit (i.e., planning, assessments, testing and reporting). You will also play a critical role in the ongoing development of audit staff and support various departmental initiatives.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability; regulators rely upon us to provide assurance that the bank operates in a manner that is compliant with key banking regulations to properly manage risks to the company and the global financial systems. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role, you will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As an Enterprise Risk Management Audit, Assistant Vice President you will:

• Plan, oversee and execute audits according to the Division's risk-based audit methodology, other internal standards and industry practices.
• Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
• Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
• Draft audit reports that clearly communicate overall conclusion, including: key risks, identified issues and their root cause, and impact on overall business strategy.
• Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
• Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
• Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment and global footprint.
• Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing / maintaining internal control principles.
• Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
• Coach and mentor audit staff as part of their ongoing development.

What we value

These skills will help you succeeding this role

• A high degree of professionalism with proven history of providing effective leadership to diverse teams.
• The ability to manage complexity, effectively prioritize multiple tasks and work independently in non-routine situations and in a fast-paced environment.
• Knowledge and understanding of financial risks particularly Liquidity, Interest Rate, Market/Trading and Credit risk.
• Excellent analytical, problem resolving, communication (written and verbal), interpersonal, organizational and presentation skills.
• Demonstrated ability to synthesize understanding of business processes into value added feedback on risk and control environment.
• Proven ability to research, interpret and apply regulatory requirements.
• Fluency in English – Written and spoken.

Education & Preferred Qualifications

• 5+ years of experience in Market/Credit/Interest Rate/Liquidity risks in the first or second line.
• Public Accounting, Internal Auditing.
• Bachelor's degree, preferable in finance, accounting or related field.
• Advanced degree or certification (CFA, FRM, CPA) preferred.
• Experience executing or auditing Financial Risk.
• Experience in auditing information technology general controls.

Additional requirements

While majority of the time you will work from your primary location, some domestic and international travel may be required to a variety of locations where State Street operates.

Are you the right candidate? Yes

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more

1. Candidate should be a graduate
2. Candidate sould have min 2 year of experiance in Two wheeler Loan industry
3. Should be able to Speak, Read and Write in Kannada
4. Should be willing to travel within Karnataka as per the companies requirement
5. Should have basic Excel skills

Company Description

At Shah & Mantri (S&M), we provide a wide spectrum of professional services to clients with the aim of enhancing their productivity and fostering growth. We deliver personalized, professional, and result-oriented services while maintaining the highest level of professionalism. Our "Service Platform approach" allows us to tailor a variety of services to each industry group we serve, creating a client-specific custom service plan. Team S&M is equipped with the knowledge, skills, and experience to provide creative business solutions.

Role Description

This is a full-time on-site role located in Mumbai for an Assistant Manager (AM) in Audit & Financial Management. The AM will be responsible for performing audits (
statutory audit,

IPO audit,

management/internal audit, IFC testing, etc.)
, analyzing financial statements, ensuring compliance with financial regulations (Companies Act, accounitng standards, Ind-AS, auditing standards, CARO, etc.) and valuations. This role requires strong analytical and communication skills to effectively work with clients and team members.

Qualifications

• Strong audit experience (1-3 years other than articleship)
• Excellent analytical skills
• Proficiency in financial statements, including consolidated financial statements
• Excellent communication skills, both written and verbal
• Ability to work independently and as part of a team

The Audit Professional will be responsible for independently managing audit assignments across business units as per the annual audit plan. The role requires strong audit expertise, analytical skills, and the ability to interact with senior stakeholders. This position will be based at the Corporate Office, Chennai and involves periodic travel to other locations for audit coverage.

Key Responsibilities

• Plan and execute management and operational audits as per the approved annual audit plan.
• Engage with auditees and process owners to evaluate internal controls, risks, and compliance.
• Prepare and review draft audit reports with clear observations and actionable recommendations.
• Release final audit reports after ensuring management responses are captured.
• Track and follow up on implementation of action points agreed by auditees.
• Identify and draft significant audit observations for reporting to the Audit Committee.
• Provide insights for process improvements and risk mitigation.
• Function as an individual contributor with high visibility to senior management.

Qualification & Experience

• Qualification: Chartered Accountant (CA) Mandatory.
• Experience: 6 to 10 years of post-qualification experience in Internal Audit / Management Audit, preferably from Big 4 firms or large manufacturing companies.
• Industry Flexibility: Candidates with audit exposure across sectors will be considered, provided they have strong reporting and governance experience.

Skills & Competencies

• Strong knowledge of internal audit methodologies, risk assessment, and compliance frameworks.
• Ability to prepare crisp, clear, and insightful audit reports.
• Strong analytical and problem-solving skills.
• Excellent communication and stakeholder management skills.
• High level of ownership and ability to work independently.

Department:
Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

• Risk governance
• Design and implement the risk framework for the wealth platform
• Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
• Platform and product risk management
• Identify, assess, and mitigate risks specific to OBPP and distribution operations.
• Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
• Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
• Operational risk management of Altifi platform
• Assess and mitigate operational risks in the platform.
• Build and maintain SOPs for all processes; develop and monitor KRI dashboards
• Risk reporting
• Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

• Education:
  MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
• Experience:
  5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

We are seeking an experienced
Risk Management Consultant
with strong expertise in
Governance, Risk & Compliance (GRC), NIST Cybersecurity Framework (CSF), and NIST controls
. The consultant will be responsible for
planning, implementing, and monitoring enterprise risk management strategies
to ensure compliance, security resilience, and alignment with business objectives.

1. Risk Planning & Strategy

• Develop and implement Enterprise Risk Management (ERM) frameworks aligned with NIST CSF, NIST 800-53, ISO 31000, and regulatory requirements.
• Define
  risk appetite and tolerance
  in collaboration with executive leadership.
• Create
  risk management roadmaps, timelines, and policies
  .

2. Risk Assessment & Analysis

• Conduct enterprise-wide
  risk assessments and gap analyses
  (cybersecurity, compliance, operational).
• Maintain and update
  risk registers, heat maps, and mitigation strategies
  .
• Perform
  Business Impact Analysis (BIA)
  and threat modeling exercises.

3. Control Implementation & Compliance

• Map organizational controls to
  NIST 800-53, ISO 27001, HIPAA, PCI DSS
  and other regulatory frameworks.
• Develop and maintain
  System Security Plans (SSPs)
  ,
  POA&Ms
  , and compliance documentation.
• Support
  internal/external audits
  and provide evidence for regulatory assessments.

4. Governance, Risk & Compliance (GRC)

• Assist in GRC tool implementation and automation of compliance monitoring.
• Provide governance structures, policies, and processes for effective risk management.
• Conduct
  vendor risk management assessments
  and third-party compliance reviews.

5. Monitoring, Reporting & Training

• Establish
  Key Risk Indicators (KRIs)
  and
  Key Performance Indicators (KPIs)
  .
• Deliver
  executive dashboards, board reports, and compliance scorecards
  .
• Conduct risk awareness training,
  tabletop exercises, and incident simulations
  .

Qualifications & Skills

• Proven experience in
  Risk Management, GRC, or Cybersecurity Compliance Consulting
  .
• Strong knowledge of
  NIST CSF, NIST 800-53, ISO 27001, and regulatory frameworks
  .
• Experience with
  risk assessment methodologies, BIA, and threat modeling
  .
• Ability to draft and implement policies, frameworks, and compliance documentation.
• Familiarity with
  GRC tools
  (RSA Archer, ServiceNow GRC, MetricStream, or similar).
• Excellent communication, stakeholder management, and advisory skills.
• Relevant certifications preferred:
  CISSP, CISA, CRISC, CISM, CGEIT, ISO 27001 LA/LI
  .

Engagement Benefits

• Work on projects with
  global clients in BFSI, Healthcare, and FinTech sectors
  .
• Flexible
  remote or hybrid work model
  .
• Opportunity to provide
  end-to-end consulting
  from strategy planning to execution.

Feel free to write on

Role & responsibilities

KEY RESPONSIBILITIES/ ACCOUNTABILITIES:

1. Independently conduct process audits and process reviews across various business functions
2. Anticipate potential risk events, perform risk assessments, and identify appropriate control measures
3. Monitor the progress of risk mitigation action plans to ensure timely reduction of identified risks and closure of open issues
4. Periodically evaluate and monitor the design and operating effectiveness of key controls to manage business risks
5. Ensure timely completion of control self-assessments, functional assurance activities, and process reviews as per the approved plan
6. Review detailed reports and submit consolidated summary reports on compliance status and progress of action items.
7. Actively participate in and support organisation-wide risk management awareness initiatives and communication drives.
8. Lead and facilitate the implementation of identified process improvement initiatives to enhance operational efficiency and risk management practices.

Educational Qualifications: MBA / CA / CMA / Semi Qualified CA.

Experience: More than 5- 8 years post qualification experience.

About Us

Moder, formerly known as Archwell Operations, is a part of Archwell Holdings founded in 2017. We are a tech forward outsourcing company specializing in supporting the US Mortgage, Insurance, and Banking industries. We specialize in end-to-end component-based outsourcing, managing one-off projects to become an extension of the customer service or operations team. Our team is built on industry expertise and provides the traction clients need to grow their company.

Equipped with diverse tools, platforms, solutions, and services we strive to work towards our mission to positively impact the financial health of companies by powering in-house processes using top talent, workflow best practices, and progressive technology.

Link -

Job Role:

• Oversight & monitoring on market/ financial risks & related portfolio management e.g., status of investments, policy gapping, risk appetite monitoring etc.
• Transaction (buying loans or pools of loans) due diligence and oversight, along with downstream performance tracking e.g., capital adequacy (financial reserves etc.)
• Manage operational risk risk assessments, key risk indicator reporting, issues management
• Understanding and usage of models & model risk; Risk aggregation & Reporting
• Monitors cash flows and liquidity, inclusive of ongoing capital stress testing, portfolio investment activities, analyzing market trends and evaluating and providing credible challenge

Experience & Qualifications:

• CFA/MBA in Finance with at least years of experience in capital markets, risk management etc. managing financial/market risk in mortgages/mortgage servicing
• Data & Analytical skills, good communication and relationship management skills
• Ability to be nimble and flexible, to undertake any risk management initiatives and guide them from start to finish
• Strong problem-solving skills, professionalism, producing high quality results, and meeting deadlines

• Unassailable ethics, personal values, and integrity
  • Unassailable ethics, personal values, and integrity.

• The candidate should be comfortable to work in night shift

• Candidate should be comfortable to Work from Office
• Two-way cab facility will be provided
• Immediate to 30 days' Notice Period candidate are preferred