8,018 Compliance jobs in India

IDfy is Asia’s leading TrustStack, trusted by the best, with global expertise and enterprise-grade tech, we’re solving trust challenges, making compliance easy, fraud detection smarter, and onboarding seamless.

Our clients include HDFC Bank, Zomato, Amazon, PhonePe, Paytm, HUL and many others. With more than 13+ years of experience and 2 million verifications per day, we are pioneers in this industry.

IDfy’s three platforms- OnboardIQ, OneRisk, and Privy - come together to form one seamless solution enabling trust.

Onboard IQ

An onboarding platform that accelerates growth with frictionless omni-channel onboarding, while mitigating fraud and improving quality of account.

OneRisk

A fraud and risk management platform to mitigate financial, legal, and reputational risks and avoid losses with proactive fraud prevention. It covers individual risk, entity risk, and asset risk.

Privy

A privacy and data governance platform to ensure DPDPA compliance through trust and privacy governance suite and avoid monetary and reputational loss.

We are the perfect match if you.

• Have 10+ years of experience in Information Security, with a strong focus on Governance, Risk, Compliance, and Data Privacy.
• Are well-versed with frameworks and regulations such as ISO 27001:2022, SOC 2 Type II, India's DPDPA, RBI regulations (e.G. V-CIP), and sector-specific compliance requirements like SAR and data localization.
• Enjoy building trust with customers by clearly articulating security controls, data handling practices, and participating in customer audits.
• Are confident reviewing client MSAs, handling TPRM requests, and aligning contractual obligations with internal security practices.
• Have a solid understanding of cloud security fundamentals and how compliance controls are mapped in cloud environments.
• Know how to balance compliance needs with business agility, and can translate complex regulatory requirements into practical, actionable controls.
• Thrive in cross-functional environments, working closely with internal teams (Legal, Product, Engineering, etc.) to get things done.

Here’s what your day would look like.

• Lead the GRC function and own our compliance roadmap (ISO, SOC 2, etc.).
• Interpret new regulations (e.G. DPDPA, RBI advisories) and drive necessary security and privacy program updates.
• Represent security in customer calls, audits, and RFPs helping build client trust and confidence.
• Own internal risk assessments, policy governance, and third-party risk management workflows.
• Review and negotiate security-related clauses in customer contracts and vendor agreements.
• Work with internal teams to ensure controls are implemented, monitored, and improved over time.
• Collaborate with engineering, cloud, and DevSecOps teams to ensure security solutions align with compliance goals.
• Regularly update senior leadership and business units on compliance posture, risks, and mitigation plans.

Technical Skills

• Deep understanding of security frameworks: ISO 27001:2022, SOC 2 Type II, DPDPA, SAR, RBI circulars (esp. for financial services), and data localization norms.
• Familiarity with privacy impact assessments, DPIAs, and data retention practices.
• Hands-on experience with internal audits, policy development, and third-party risk management.
• Understanding of modern cloud architectures and associated compliance controls (GCP, AWS, Azure).
• Exposure to security tools (SIEM, DLP, WAF2, GRC platforms, etc.) and how they support audit/compliance needs.
• Ability to interpret MSA/contractual security clauses and align them with internal controls.

Soft Skills

• Strong communication skills able to simplify complex security and compliance topics for non-technical stakeholders.
• Confident in customer-facing discussions and audits;
  builds trust through clear and honest dialogue.
• Comfortable working cross-functionally and influencing without authority.
• Detail-oriented, organized, and able to manage multiple priorities in a fast-paced environment.
• Collaborative mindset with a bias toward problem-solving and execution.

About the Role:

Regulatory Compliance Consultant

Key Responsibilities:

Part time advisory on regulatory compliance for lending software suite covering LOS and LMS in order to safeguard interest for Banks and NBFC’s.

Keep constantly updated on the latest set of regulatory guidelines that needs to conform with by NBFC’s and banks in their lending process and practices across all types of loans provided by them with focus on HOME, SME, LAP, Vehicles, Gold, --

Validate compliance on all guidelines in the application software products being provided to financial institution and constantly update the team on any change or new regulations announced to ensure ongoing compliance.

Product & Technology Advisory

• Review new lending products, credit scoring models, and digital platforms for regulatory risk .
• Providing product roadmap suggestions towards compliance with other RBI standards

Mentorship & Team Enablement

• Coach internal compliance, credit, and risk teams on lending compliance best practices .
• Conduct board and senior leadership workshops on responsible lending and compliance governance .

Engagement Model

• Consulting/advisory role (retainer)

Value Proposition

• Advise on building/improving a robust, RBI-compliant lending suite .

Qualifications:

• 10+ years’ experience in regulatory compliance / risk management roles with banks/NBFCs
• Deep knowledge of RBI’s regulatory Guidelines and specifically for software usage, Data Protection Act, and NBFC regulations .
• Exposure to engaging with RBI Inspections & Compliance
• Experience in working with a technology company on banking product regulatory compliance initiatives.

About Uncia

We are a young enterprise application software product company addressing NBFCs and Banks with a suite of pureplay SaaS products in the Lending space.

UNCIA was formerly known as ThemePro Technologies Private Limited , effective Aug '23. This rebranding signifies not only a change in our visual identity but also reflects the evolution of our company and symbolizes our future.

Established in Oct '2020, we offer comprehensive suite designed to meet the ever- changing customer requirements focused primarily on Lending, which are: SME Lending, Home Finance& Supply Chain Finance. We have clientele comprising more than 20 Banks & NBFCs, with a track record of delivering significant results and implementing go-to- market strategies.

We are seeking a highly skilled professional to support our compliance requirements in India and international destination countries. As a Regulatory Compliance Specialist, you will play a crucial role in ensuring seamless operations across diverse markets.

We are seeking a seasoned Regulatory Compliance Specialist to bolster our compliance capabilities in India and internationally.

This contract position entails handling filings, certifications, and export-related compliance within the pharma, Ayurveda, nutraceuticals, or cosmetics sectors.

• Key Responsibilities:
• Regulatory Filings : Obtain and renew licenses and certifications such as FSSAI, AYUSH, GMP, Organic, COSMOS, as necessary.
• Phytosanitary Inspections : Arrange and coordinate with laboratories and quarantine officers.
• Country-Specific Product Classification : Provide guidance on cosmetic vs. medicine classification.
• Compliance Tracking : Maintain a tracker for each product and destination country.
• Government Coordination : Ensure smooth interaction with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharma, Ayurveda, or export compliance.
• Strong understanding of regulatory filings for African/CIS countries (preferred).
• Ability to work remotely and independently, managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.

To excel in this role, you should possess excellent analytical and problem-solving skills, with the ability to manage multiple tasks and priorities effectively.

JOB PURPOSE:

Understanding and supporting in implementation and monitoring of the regulatory/statutory guidelines across the organization.

FUNCTIONAL RESPONSIBILITIES:

• Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.
• Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects.
• Preparing and reviewing of policy documents for compliance function
• Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same
• Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

QUALIFICATION:-

Semi qualified or qualified CMA/CA/CS/Legal/MBA or Any other grad with relevant experience in regulatory / RBI Compliance

EXPRERIENCE:

4yrs to 7yrs

COMPENTENCIES:

• Strong negotiation and influencing skills
• Strong communication and interpersonal skills
• Problem solving and decision-making skills
• People management and networking skills
• Ability to prioritize and balance multiple tasks on tight schedules

Job Title: Compliance Manager

Position Type: Full Time, Permanent

Department: Compliance

Location: Gurgaon, New Dehli

Reporting to: Global Head of Compliance

Job Summary

We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.

This role focuses on ensuring the firm meets its regulatory obligations, monitoring compliance, maintaining policies and registers, and supporting risk management initiatives across multiple jurisdictions (UK, US, Europe and Hong Kong).

The successful candidate will be involved in a wide range of regulatory compliance and anti-money laundering matters, supporting the development of robust systems and controls, and ensuring that these evolve in line with regulatory developments and business needs.

Responsibilities

The Compliance Manager will support the Global Head of Compliance in the effective implementation and maintenance of the firm’s global compliance framework.

Key responsibilities include, but are not limited to:

1. Regulatory Registers & Reporting:

- Coordinate with internal stakeholders to ensure that all required filings and notifications are prepared accurately and submitted on time.

- Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers

2. Policies & Procedures

- Support the Global Head of Compliance in the periodic review and implementation of compliance policies, procedures and WSPs.

- Maintain accurate records and version control of approved policies, ensuring timely communication and implementation across the business.

3. Conflicts & Conduct Oversight

- Administer the firm’s Conflicts of Interest processes, including Personal Account Dealing, Gifts & Entertainment, Outside Business Activities and MNPI Registers.

- Monitor adherence to internal conduct rules and escalate any exceptions or breaches as appropriate.

4. Financial Crime & Client Onboarding

- Support the execution of AML/KYC controls and client due diligence checks.

- Review marketing and client materials for compliance with applicable regulatory requirements.

5. Monitoring, Testing & Surveillance

- Execute the periodic Compliance Monitoring and Testing program, ensuring findings are documented and follow-up actions tracked.

- Assist in ongoing surveillance of trading, communications, and conduct matters.

6. Training & Awareness

- Coordinate the annual compliance training program, monitor completion rates, and follow up on overdue training.

- Support ad-hoc compliance awareness initiative across the business.

7. Regulatory Change & Advisory Support

- Maintain the Regulatory Change Management Register and track relevant updates.

- Support impact assessment and implementation of required changes under the direction of the Global Head of Compliance.

8. Ad-hoc & Administrative Support

- Provide support for regulatory inspections, audits and internal reviews.

- Undertake other compliance-related tasks and projects as directed by the Global Head of Compliance

Job Requirements

• Demonstrable generalist/focused experience in Compliance and AML matters (3 to 5 years), for a UK/US/European financial services regulated business, ideally within the asset management / private markets space.
• Experience with client onboarding, in particular AML/KYC checks, investor vetting and associated controls (e.G. conflicts management).
• Experience with reviewing marketing materials for institutional client base, ideally across multiple global jurisdictions.
• Educated to at least degree level with professional qualifications in Compliance/AML strongly desirable.
• Exposure to UK/US/European and Asian markets, ideally with good familiarity to key tenets of their regulatory regimes.

What we offer

• Competitive salary
• Benefits in line with market expectations and legal requirement
• Flexible/hybrid working environment

JOB TITLE- ASSISTANT MANAGER (REGULATORY AFFAIRS)

DEPARTMENT- REGULATORY AFFAIRS

INDUSTRY- PERSONAL CARE - COSMETICS / AYURVEDIC

LOCATION- HARIDWAR FACTORY

ROLE- TECHNICAL REGULATORY AFFAIRS

REPORTS TO HEAD QA & QC

RESPONSIBILITIES:

• Review Product formulation as per Indian FDA (Cosmetics & Ayurvedic) regulation, EU Cosmetics Regulation (EC 1223/2009), US FDA, ASEAN, and GCC guidelines.
• Prepare and maintain regulatory dossiers as Product Information Files (PIF), and safety assessments as per Export requirements.
• Review product labels, ingredient lists, and claims to ensure adherence to country-specific regulations.
• Preparation of the Product’s Safety Data Sheet as per export regulations.
• Keep track of changing regulations and update stakeholders accordingly.
• Coordinate with the Design team to develop Labels as country-specific regulations.
• Coordinate with R&D, Quality Assurance, and RM procurement team for regulatory requirements.
• Provide regulatory input to R&D during new product development to ensure global market acceptance.
• Maintain proper records, documentation, and regulatory databases for all export product formulations.

ACADEMIC QUALIFICATION:

• Master’s degree in Pharmacy / Chemistry
• Knowledge of global cosmetic regulations and export documentation processes.
• Familiarity with regulatory portals and international submission formats.

WORK EXPERIENCE:

• Minimum 5-7 Years of experience in Technical Regulatory affairs, preferably in Ayurvedic / Cosmetics / Personal care sector.

The opportunity

We’re looking for Senior with expertise in Computer System Validation and stakeholder management to join our EY-Regulatory Compliance team. This is a fantastic opportunity to be part of a leading firm whilst being instrumental in the growth of emerging service offering.

Your key responsibilities

Skills and attributes for success

To qualify for the role, you must have

Ideally, you’ll also have

What we look for

What working at EY offers

At EY, we’re dedicated to helping our clients, from start–ups to Fortune 500 companies — and the work we do with them is as varied as they are.

You get to work with inspiring and meaningful projects. Our focus is education and coaching alongside practical experience to ensure your personal development. We value our employees and you will be able to control your own development with an individual progression plan. You will quickly grow into a responsible role with challenging and stimulating assignments. Moreover, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. Plus, we offer:

EY | Building a better working world 

About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.

The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance matters

Key Responsibilities

• Compliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly/ time to time reporting keep the record for audit.
• Documentation and compliances of investee companies/investors and keeping the record and compliance with investor and investee agreement of AIF CAT II.
• Reviewing of all marketing materials, quarterly / annual updates, all the communication to be sent to investors/ SEBI.
• Drafting, vetting, negotiating, and finalizing AIF documents-PPMs/ amendments to PPM, contribution agreements, side letters etc., in co-ordination with the fund legal counsel.
• Drafting / reviewing compliance manual and other policies for AIFs.
• Reviewing / Vetting all service-related agreements for AIFs, NDAs , engagement letters etc.,
• Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.
• Accounting, Taxation and related Compliance audit report.
• Review of Investment in periodic interval, risk analysis and reporting.
• Stay updated on relevant, regulations, guidelines from SEBI and other regulatory bodies affecting AIF CAT II.
• Take part in identifying, assessing and mitigating compliance risks associated with AIF CAT II.
• Provide regulatory input during fund structuring, product design and documentation.

Qualifications & Experience:

• CA / CS / LLB / MBA (Finance / Legal / Compliance) preferred.
• 3 - 6 years experience with 3 years relevant experience in AIF CAT II compliance
• Strong understanding of SEBI AIF regulations and related fund regulatory framework.

Desired Skillset

• Attention to detail and ability to work independently.
• Strong communication and stakeholder management skills
• Integrity, professional judgement, and problem-solving skills.