916 Compliance Analyst jobs in India
Compliance Analyst
Posted 3 days ago
Job Viewed
Job Description
Allegis Global Solutions is founded on a culture that is passionate about transforming the way the world acquires talent by delivering client-focused solutions that make a difference for businesses worldwide. From refining how you manage your contingent workforce to strengthening your employer brand to recruit top talent, our integrated talent solutions drive the business results you need.
As an industry leader, we draw upon decades of experience to design innovative tools, products and processes. We develop competitive practices that position organizations for growth and we deliver the insight needed to succeed in today's global marketplace.
Job Description
Job Summary
The Compliance Analyst is responsible for supporting the Program Office and Allegis Global Solutions (AGS) clients in the MSP and Sigma programs. They provide reporting and audits to Program Offices regularly to Program obligations outlined in the Master Services Agreements. Compliance Analysts are assigned multiple programs and must be able to support the programs in many different capacities.
Responsibilities:
+ Collect and analyse supplier on-boarding documentation for contingent workforce to determine compliance with standards
+ Manage and prepare audits and reports
+ Maintain and send quarterly program compliance summaries to Program Office
+ Provide guidance and expert advice to Program office, suppliers, or other groups on how to resolve non-compliance issues
+ Verify that worker documentation on file for each program is accurate and compliant
+ Conduct onboarding, supplier, and program specific audits to ensure processes are compliant with standards
Qualifications
+ Bachelor's Degree (preferred)
+ 1-2 years of experience in compliance auditing and risk management
+ Strong written and oral communication skills
+ Strong attention to detail
+ Strong documenting and reporting skills
+ Functional computer/technical knowledge
+ Proficient in Microsoft Office (specifically Excel)
+ Strong organizational skills
+ Ability to manage multiple projects and tasks simultaneously
+ Ability to successfully interact with Customer and supplier representatives
Compliance Analyst
Posted 4 days ago
Job Viewed
Job Description
Job Description:
The Analyst-Compliance officer's role is to ensure the secure operation of the Sakon information
assets in accordance with our internal processes, procedures, and compliance requirements as
per the relevant ISO standards, regulatory frameworks applicable to Sakon and industry best
practices.
Responsibilities:
Establish and implement practices for Information Security aligned to Cyber
Security Frameworks such as International Organization for Standardization (ISO)
2700X, National Institute of Standards and Technology (NIST) 800-53, Payment
Card Industry Data Security Standard (PCI DSS), AICPA Trust Services Principles
and Criteria (SOC).
• Develop, implement, and maintain the organization’s security architecture to
provide an effective platform to protect the organization’s assets.
• Perform security reviews and compliance testing to ensure adherence to adopted
security and governance frameworks.
• Conduct gap assessments against security and privacy frameworks, regulations, and
best practices.
• Implementation of security and governance controls to address requirements of
privacy like GDPR, CCPA and HIPPA.
• Third party risk assessment for onboarding new vendors and annual review for
existing vendors.
• Perform IT Risk Management as per the ISO 31000 Risk Management
Framework (RMF) and provide recommendations for applying the RMF to the
organizations information systems.
• Information Security Policy and Procedure Management: Creating,
communicating, and maintaining IT Security policies/procedures.
• Lead the development of security and privacy awareness training in conjunction
with other members of the Information Security group.
• Ensuring Security Awareness Trainings and refreshers are updated to current
IT Security Standards.
• Perform and maintain IT Risk Management for processes and technological
controls as per ISO 27002 guidelines.
• Managing internal audits, creating Corrective and Preventive Actions (CAPA)
and tracking until closure.
• Monitor change management process to ensure compliance.
Skills:
Complete understanding of Cyber Security compliances like SOC1 (SSAE-18), SOC2,
SOC3, ISO27001, PCI- DSS, Cloud Security Alliance (CSA).
• Complete understanding of Privacy Compliances and Frameworks like GDPR, CCPA and
HIPPA.
• Working knowledge and understanding of COBIT and ITIL Framework.
• Understanding of Software Development Life Cycle (SDLC).
• Integrating security practices within SDLC.
• Knowledge of Information Technology trends and impact on related security procedures
and processes.
• Strong analytical and critical-thinking skills.
• Identification and mitigation of gaps within Information Security policies and
procedures.
• Knowledge of identity management include authentication and authorization across
internal and external IT assets of services.
• High quality documentation based on relative standards.
• At least one industry certification (ISO 27001 LA, CISA, CISM, CRISC, ISAAP) highly
desired.
• Minimum two to three years’ experience conducting security control assessments or
audits.
• Minimum two years' experience developing or managing a security awareness program.
• High-level of attention to detail and be a self-starter with ability to work independently,
multi-task and adjust to shifting priorities.
Perks & Benefits:
Flexible Holiday Policy (choose your own
holidays)
• Life & Medical Insurance
• Focus on Skill Development, Re-imbursement
for Certifications
• Wifi-Mobile bill reimbursement
• Employee wellbeing activities
How to Apply and Interview Process:
To apply, kindly share the resume with
Compliance Analyst
Posted today
Job Viewed
Job Description
Job Description:
The Analyst-Compliance officer's role is to ensure the secure operation of the Sakon information
assets in accordance with our internal processes, procedures, and compliance requirements as
per the relevant ISO standards, regulatory frameworks applicable to Sakon and industry best
practices.
Responsibilities:
Establish and implement practices for Information Security aligned to Cyber
Security Frameworks such as International Organization for Standardization (ISO)
2700X, National Institute of Standards and Technology (NIST) 800-53, Payment
Card Industry Data Security Standard (PCI DSS), AICPA Trust Services Principles
and Criteria (SOC).
• Develop, implement, and maintain the organization’s security architecture to
provide an effective platform to protect the organization’s assets.
• Perform security reviews and compliance testing to ensure adherence to adopted
security and governance frameworks.
• Conduct gap assessments against security and privacy frameworks, regulations, and
best practices.
• Implementation of security and governance controls to address requirements of
privacy like GDPR, CCPA and HIPPA.
• Third party risk assessment for onboarding new vendors and annual review for
existing vendors.
• Perform IT Risk Management as per the ISO 31000 Risk Management
Framework (RMF) and provide recommendations for applying the RMF to the
organizations information systems.
• Information Security Policy and Procedure Management: Creating,
communicating, and maintaining IT Security policies/procedures.
• Lead the development of security and privacy awareness training in conjunction
with other members of the Information Security group.
• Ensuring Security Awareness Trainings and refreshers are updated to current
IT Security Standards.
• Perform and maintain IT Risk Management for processes and technological
controls as per ISO 27002 guidelines.
• Managing internal audits, creating Corrective and Preventive Actions (CAPA)
and tracking until closure.
• Monitor change management process to ensure compliance.
Skills:
Complete understanding of Cyber Security compliances like SOC1 (SSAE-18), SOC2,
SOC3, ISO27001, PCI- DSS, Cloud Security Alliance (CSA).
• Complete understanding of Privacy Compliances and Frameworks like GDPR, CCPA and
HIPPA.
• Working knowledge and understanding of COBIT and ITIL Framework.
• Understanding of Software Development Life Cycle (SDLC).
• Integrating security practices within SDLC.
• Knowledge of Information Technology trends and impact on related security procedures
and processes.
• Strong analytical and critical-thinking skills.
• Identification and mitigation of gaps within Information Security policies and
procedures.
• Knowledge of identity management include authentication and authorization across
internal and external IT assets of services.
• High quality documentation based on relative standards.
• At least one industry certification (ISO 27001 LA, CISA, CISM, CRISC, ISAAP) highly
desired.
• Minimum two to three years’ experience conducting security control assessments or
audits.
• Minimum two years' experience developing or managing a security awareness program.
• High-level of attention to detail and be a self-starter with ability to work independently,
multi-task and adjust to shifting priorities.
Perks & Benefits:
Flexible Holiday Policy (choose your own
holidays)
• Life & Medical Insurance
• Focus on Skill Development, Re-imbursement
for Certifications
• Wifi-Mobile bill reimbursement
• Employee wellbeing activities
How to Apply and Interview Process:
To apply, kindly share the resume with
Compliance Analyst
Posted 4 days ago
Job Viewed
Job Description
The Analyst-Compliance officer's role is to ensure the secure operation of the Sakon information
assets in accordance with our internal processes, procedures, and compliance requirements as
per the relevant ISO standards, regulatory frameworks applicable to Sakon and industry best
practices.
Responsibilities:
Establish and implement practices for Information Security aligned to Cyber
Security Frameworks such as International Organization for Standardization (ISO)
2700X, National Institute of Standards and Technology (NIST) 800-53, Payment
Card Industry Data Security Standard (PCI DSS), AICPA Trust Services Principles
and Criteria (SOC).
• Develop, implement, and maintain the organization’s security architecture to
provide an effective platform to protect the organization’s assets.
• Perform security reviews and compliance testing to ensure adherence to adopted
security and governance frameworks.
• Conduct gap assessments against security and privacy frameworks, regulations, and
best practices.
• Implementation of security and governance controls to address requirements of
privacy like GDPR, CCPA and HIPPA.
• Third party risk assessment for onboarding new vendors and annual review for
existing vendors.
• Perform IT Risk Management as per the ISO 31000 Risk Management
Framework (RMF) and provide recommendations for applying the RMF to the
organizations information systems.
• Information Security Policy and Procedure Management: Creating,
communicating, and maintaining IT Security policies/procedures.
• Lead the development of security and privacy awareness training in conjunction
with other members of the Information Security group.
• Ensuring Security Awareness Trainings and refreshers are updated to current
IT Security Standards.
• Perform and maintain IT Risk Management for processes and technological
controls as per ISO 27002 guidelines.
• Managing internal audits, creating Corrective and Preventive Actions (CAPA)
and tracking until closure.
• Monitor change management process to ensure compliance.
Skills:
Complete understanding of Cyber Security compliances like SOC1 (SSAE-18), SOC2,
SOC3, ISO27001, PCI- DSS, Cloud Security Alliance (CSA).
• Complete understanding of Privacy Compliances and Frameworks like GDPR, CCPA and
HIPPA.
• Working knowledge and understanding of COBIT and ITIL Framework.
• Understanding of Software Development Life Cycle (SDLC).
• Integrating security practices within SDLC.
• Knowledge of Information Technology trends and impact on related security procedures
and processes.
• Strong analytical and critical-thinking skills.
• Identification and mitigation of gaps within Information Security policies and
procedures.
• Knowledge of identity management include authentication and authorization across
internal and external IT assets of services.
• High quality documentation based on relative standards.
• At least one industry certification (ISO 27001 LA, CISA, CISM, CRISC, ISAAP) highly
desired.
• Minimum two to three years’ experience conducting security control assessments or
audits.
• Minimum two years' experience developing or managing a security awareness program.
• High-level of attention to detail and be a self-starter with ability to work independently,
multi-task and adjust to shifting priorities.
Perks & Benefits:
Flexible Holiday Policy (choose your own
holidays)
• Life & Medical Insurance
• Focus on Skill Development, Re-imbursement
for Certifications
• Wifi-Mobile bill reimbursement
• Employee wellbeing activities
How to Apply and Interview Process:
To apply, kindly share the resume with
Compliance Analyst
Posted today
Job Viewed
Job Description
Minimum/essential requirements
- Financial controls testing and/or audit experience.
- Broad based finance experience. ERP experience/knowledge.
- Understanding of financial accounting standards
- Understanding of financial control compliance and assurance frameworks
- Experience of analysing or improving financial processes and controls
Desirable
- Experience of compliance with UK charity regulatory requirements Experience of compliance with UK government requirements Working with Shared Services providers
- Knowledge of financial reporting and compliance in the UK charity and/or public sector, particularly the Charities SORP
- Experience of working in international and multi-cultural organisations.
- SAP experience.
- Experience of Sarbanes Oxley
- Experience of designing compliance reports
Skills Required
Erp, Financial Accounting, sarbanes oxley act , Sap
Compliance Analyst
Posted today
Job Viewed
Job Description
At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we offer opportunities not only to help you reach your potential but also to contribute to our clients' achievements.
Come join us in delivering better outcomes for our clients around the world!
What is the Compliance Analyst Role
- Perform ongoing, periodic audit of global and regional Compliance Policies & Procedures, as well as thematic risk areas identified during period risk assessment exercises.
- Conduct compliance reviews in accordance with the periodic monitoring & testing plan to provide assurance that the business operates in compliance with relevant laws, regulations and FT's Compliance policies and procedures.
- Analyze large datasets using various analytical tools and techniques to identify patterns, anomalies, and potential risks.
This is a professional role within a dynamic and growing team dedicated to ensuring the integrity of our Investment Compliance processes. You will be responsible for testing internal controls and reporting the results of monitoring reviews conducted on FT Investment Policies. We are seeking an innovative and forward-thinking professional who can also actively contribute to the continuous improvement of our Investment Compliance ("IC") monitoring activities. You will leverage data analytics techniques, where required, to enhance compliance monitoring and support our ongoing analytics initiatives.
Key Responsibilities
- Review policies and conduct process walkthroughs to understand regulatory requirements and associated controls for assigned FT Investment policies.
- Perform independent analysis of existing workflows to assess effectiveness and compliance.
- Test controls from both design and operating effectiveness perspectives to identify actual and potential breaches, leveraging data analytics techniques where necessary.
- Analyze large datasets using various analytical tools and techniques to identify patterns, anomalies, and potential risks.
- Prepare reports to inform key stakeholders of the outcome of monitoring and review activities.
- Contribute to the automation of routine audit tasks and improve efficiency with data analytics tools and techniques.
- Execute and manage the collection and analysis of data for management reporting and audit inquiries.
Education And Experience
- Professional certification (CA / MBA / CFA). Postgraduate in finance or related field.
- Experience of 2-5 years with a mutual fund complex, investment advisory firm or investment banking.
- Experience preferably includes 1-5 years within a Compliance or Audit or Risk Management Department.
- Previous experience of Compliance Monitoring and/or testing of internal controls in financial services is a plus.
- Strong MS Office and MS Project capabilities.
- Knowledge of SQL and/or Excel VBA is a plus.
- Knowledge of Alteryx, Power BI, Tableau, and other analytical/automation tools is a plus.
- Experience of data analytics / data visualization in the context of monitoring is a plus.
- Charles River/Alladin Experience a plus.
- Proven ability to work with other analyst to accomplish common goals.
- Strong interpersonal skills and a talent for building trusted relationships with all levels of staff including senior management to accomplish common goals.
- Exceptional analytical skills, ability to troubleshoot issues quickly and provide timely responses and accuracy.
- Strong attention to detail and accuracy.
- Excellent written and verbal communication skills.
- Ability to work independently & look for solutions proactively.
- Flexible worker with ability to work under pressure and within tight timelines.
- Strong time management skills and ability to handle multiple tasks.
- Is assertive, needs to be able to reject a request giving a solid reasoning behind the decision
Work Shift Timings - 2:00 PM - 11:00 PM IST
Experience our welcoming culture and reach your professional and personal potential!
Our culture is shaped by our diverse global workforce and strongly held core values. Regardless of your interests, lifestyle, or background, there's a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.
Hear more from our employees
By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life's adventures, taking care of your family members, or making a positive impact in your community, we aim to have them covered.
Highlights Of Our Benefits Include
- Professional development growth opportunities through in-house classes and over 150 Web-based training courses
- An educational assistance program to financially help employees seeking continuing education
- Medical, Life and Personal Accident Insurance benefit for employees. Medical insurance also cover employee's dependents (spouses, children and dependent parents)
- Life insurance for protection of employees' families
- Personal accident insurance for protection of employees and their families
- Personal loan assistance
- Employee Stock Investment Plan (ESIP)
- 12 weeks Paternity leave
- Onsite fitness center, recreation center, and cafeteria
- Transport facility
- Child day care facility for women employees
- Cricket grounds and gymnasium
- Library
- Health Center with doctor availability
- HDFC ATM on the campus
Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.
Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to (HIDDEN TEXT). In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.
Skills Required
Alteryx, Ms Project, Power Bi, Tableau, Data Analytics, Ms Office, Sql, Excel Vba
Compliance Analyst
Posted today
Job Viewed
Job Description
About Insight Alpha:
Insight Alpha is a fast-growing India/SE Asia focused organization with a consummate network of Asia’s leading subject matter experts who educate and provide their perspective to decision makers across various industries through a wide range of consulting methods. IA serves 3000+ client contacts at large global investment firms, top management consulting firms and corporations. We attract employees from the most distinctive professional and academic backgrounds. We have built a strong network of senior industry experts and key decision makers globally across a span of 70 countries.
Job Description for Compliance Analyst role •
The compliance analyst will be part of Insight Alpha's compliance team and will work closely with the Research and Compliance Lead.
• The individual will engage thoughtfully & confidently and deal with the compliance nuances and processes. • In-depth knowledge of industry compliance requirements and standards.
• Understanding and enforcing the key compliance rules & regulations of the organization
• Reviewing and carefully evaluating the compliance requests and proposing solutions to the issues • Graduate with 3-5 years of experience.
• Ability to effectively train employees in compliance standards and guidelines and international laws and regulations.
• Proactive, self-motivated, and excellent interpersonal skills.
• Should Possess strong analytical skills.
Key requirements for the role
• Knowledge of Compliance Requirements: Proficiency in in-depth secondary research and the ability to differentiate between valid and invalid evidence.
• Investigative and Research Skills: Experience in investigative processes and secondary research methodologies.
• Familiarity with Sanction Lists: Awareness of global and national sanction lists such as OFAC, SEC, SEBI, SFIO, FIU, etc.
• Adverse Media Checks: Expertise in conducting in-depth adverse media or negative information checks.
• Communication and Reporting: Strong communication skills and the ability to create detailed, well-structured reports.
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Compliance Analyst
Posted today
Job Viewed
Job Description
About Zepto
Zepto is an Australian scaleup, providing real-time, account-to-account payments solutions for merchants and is reimagining the way money moves through the always-on, digital-first economy.
Our team across Australia is built with like-minded, talented, passionate people motivated to help us deliver on our brand promise to #LevelThePayingField.
At Zepto we believe in the power of positive human experiences, and that a deep sense of belonging creates cohesion in our culture. So, even in a remote-first team, you will be a contributor and custodian of that culture. You will also enjoy solving complex problems, and play a key role in creating something truly special as we focus on delivering ‘a better way to pay’ at Zepto.
The Role You’ll Play
As Compliance Analyst, you will work closely with the Senior Compliance Manager to support the practical application of Zepto’s compliance framework. Your responsibilities will include maintaining regulatory obligations, contributing to merchant due diligence activities, and coordinating remediation work following audits, assurance reviews, or legislative change.
Reporting into the Head of Risk & Compliance, your focus will be ensuring regulatory expectations are translated into clear, practical internal processes that align with Zepto’s ways of working. This includes reviewing and updating documentation, supporting compliance-related controls, while working closely with business functions to embed changes in a way that is operationally sustainable. The role requires strong attention to detail, a collaborative approach, and the ability to balance compliance requirements with business context.
Working in a scale-up, means you get the opportunity to flex your skills in a variety of ways. We are agile and always willing to roll up our sleeves to get things done. You can, however, expect your day to day to be involved in the following:
- Maintaining and updating the obligations register across AUSTRAC, ASIC, NPP/PayTo, and BECS.
- Supporting the Senior Compliance Manager to design, review, and maintain compliance policies and internal standards.
- Monitoring industry developments and contributing to regulatory change impact assessments
- Coordinating remediation actions from internal or external audits and assurance reviews.
- Updating internal process documentation and procedures in line with audit findings, policy changes, or new legislative requirements.
- Working with business process owners to ensure changes are applied in a way that is practical, proportionate, and sustainable.
- Tracking progress of compliance remediation activities and supporting clear reporting to senior stakeholders.
- Supporting the Financial Crime Compliance Team by reviewing compliance aspects of merchant onboarding and ongoing due diligence, especially for high-risk or complex cases.
- Helping to uplift and clarify internal procedures related to AML/CTF compliance, ECDD, and OCDD.
- Proving compliance advice on edge cases or unusual onboarding scenarios in collaboration with the Senior Compliance Manager.
- Assisting with the triage, investigation, and documentation of compliance incidents.
- Maintaining relevant registers (e.g. conflicts of interest, gifts and hospitality, regulatory engagement) and tracking follow-up actions.
- Contributing to the rollout of policy and process changes across the business through training and communication.
- Assisting in the delivery of compliance awareness sessions, including onboarding, policy refreshers, or thematic training.
- Ensuring clear documentation is available for staff regarding their obligations and compliance processes
- Maintaining GRC system entries related to risks, incidents, obligations, and controls.
- Helping improve workflows, tagging, and data quality to support better reporting and audit readiness.
About You
This role will suit a motivated and agile Compliance Analyst with a strong background in regulated financial services businesses. Specifically, Zepto is looking for a candidate who:
- Has previously worked in a fast-paced and highly regulated financial services environment.
- Has a minimum of 2+ years experience in regulatory compliance, ideally within a scaling business.
- Is a strong communicator who can engage with stakeholders across all areas and levels within the business.
- Has experience in audit and managing regulatory change.
- Can bring AML/CTF knowledge to the role.
- Is familiar with and has had experience using GRC tools, such as CAMMS.
- Is confident playing a key role in elevating and embedding internal policies and driving change management
What’s on Offer
Headquartered in beautiful Byron Bay, Zepto has an inspiring Founder story and is a customer-focused, culture-first organisation.
We’re all striving to achieve our mission of enabling a better way to pay for consumers and merchants and do so while fostering an inclusive culture where you will work with and learn from world-class talent in their areas of expertise.
This role can be based anywhere in Australia as we work remotely but you’ll feel connected through our various initiatives and be supported by great leadership to learn and grow. If your preference is to work hybrid or in an office, we have hub locations in Byron, Sydney and Melbourne.
We have a supportive learning environment, with access to an individual learning benefit to ensure your curiosity and learning is a priority. You will have access to an Employee Assistance Program, paid parental leave and be eligible for inclusion in our Employee Share Option Plan.
As an organisation in the financial services industry, please note that we conduct background checks as part of our recruitment process.
Compliance Analyst
Posted today
Job Viewed
Job Description
Minimum/essential requirements
- Financial controls testing and/or audit experience.
- Broad based finance experience. ERP experience/knowledge.
- Understanding of financial accounting standards
- Understanding of financial control compliance and assurance frameworks
- Experience of analysing or improving financial processes and controls
Desirable
- Experience of compliance with UK charity regulatory requirements Experience of compliance with UK government requirements Working with Shared Services providers
- Knowledge of financial reporting and compliance in the UK charity and/or public sector, particularly the Charities SORP
- Experience of working in international and multi-cultural organisations.
- SAP experience.
- Experience of Sarbanes Oxley
- Experience of designing compliance reports
Skills Required
Erp, Financial Accounting, sarbanes oxley act , Sap
Compliance Analyst
Posted today
Job Viewed
Job Description
Job Summary
The Compliance Analyst is responsible for supporting the Program Office and Allegis Global Solutions (AGS) clients in the MSP and Sigma programs. They provide reporting and audits to Program Offices regularly to Program obligations outlined in the Master Services Agreements. Compliance Analysts are assigned multiple programs and must be able to support the programs in many different capacities.
Responsibilities:
Qualifications