260 Compliance Auditing jobs in India

• Lead and manage the accounting department, including accounts payable, accounts receivable, general ledger, and payroll.
• Prepare and analyze monthly, quarterly, and annual financial statements in accordance with Indian Accounting Standards (Ind AS) and IFRS.
• Oversee the budget process and provide financial forecasting and analysis.
• Ensure compliance with all applicable laws, regulations, and tax requirements.
• Manage and coordinate external audits, providing necessary documentation and support.
• Develop, implement, and maintain internal control systems to safeguard company assets and ensure data integrity.
• Analyze financial performance against budget and provide insights and recommendations to senior management.
• Streamline accounting processes and implement efficiency improvements.
• Manage banking relationships and oversee cash flow.
• Stay updated on changes in accounting standards and tax laws, and assess their impact on the company.
• Mentor and develop the accounting team, fostering a culture of accuracy and efficiency.

• Chartered Accountant (CA) designation is mandatory.
• Minimum of 8-10 years of progressive experience in accounting and finance roles, with at least 3 years in a supervisory or managerial capacity.
• Extensive knowledge of accounting principles, financial reporting standards (Ind AS, IFRS), and tax regulations in India.
• Proven experience in financial statement preparation, budgeting, forecasting, and internal controls.
• Strong understanding of auditing procedures and experience working with external auditors.
• Proficiency in accounting software (e.g., SAP, Oracle) and advanced Excel skills.
• Excellent analytical, problem-solving, and decision-making skills.
• Strong leadership and team management abilities, especially in a remote team environment.
• Exceptional communication and presentation skills.
• Ability to work independently and meet deadlines in a remote setup.

Reports to: Head of Compliance

Key Responsibilities:

1. Ability to liaise and interact with regulators.

2. Ability to manage Audits.

3. Ensuring 100% compliance across all existing and new products that the company manages.

4. Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc.

5. Should be aware of the latest regulatory requirements on all products.

6. Support and guide in the implementation of new products as required by the company.

7. Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system.

8. Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team.

9. Work on any other compliance matters as assigned from time to time.

10. Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects.

Role Requirements:

• Graduation/ CA / MBA

• Company Secretary is good to have but not mandatory.

• Minimum 4 + years of relevant experience

• Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred

Job Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer

Location: GIFT City, Gujarat

Reporting to: Group CFO

Key Responsibilities:

2. Compliance & Regulatory Reporting

• Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.
• File periodic reports, including monthly, quarterly, and annual filings with IFSCA
• Assist in drafting and maintaining compliance manuals, SOPs, and internal policies.
• Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting.
• Coordinate with auditors, legal advisors, tax consultants, and regulators.

4. Others

• Manage documentation including board minutes, investor communications, and vendors & service provider agreements.
• Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed.
• Maintain physical and digital filing systems for statutory and operational documents.

Candidate Profile: CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)

We are hiring for leading NBFC client based in Kochi.

Key Responsibilities

• Design, execute, and oversee the company’s AML & CTF compliance program
• Perform ongoing risk assessments for money laundering and financial crime
• Monitor customer transactions and flag unusual or suspicious activity
• Review and escalate Suspicious Activity Reports (SARs) to MLRO or reporting officer
• Enforce KYC / CDD compliance standards
• Conduct compliance audits and periodic reviews
• Stay updated on regulatory changes (e.g. FATF, FCA, FinCEN, RBI or local AML guidelines)
• Maintain accurate records & documentation per regulatory requirements

Qualifications & Skills

• Bachelor’s in Finance, Law, Business, or related discipline
• 3–5 years’ experience in AML / compliance (financial services or fintech)
• Strong knowledge of AML / CTF laws and regulatory frameworks
• Hands‑on experience with KYC, transaction monitoring, sanctions screening
• AML / Compliance certification preferred
• Proficiency in AML / compliance software tools

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer .

Location : Ahmedabad

Experience required : Min 2 Years

Job Description:

Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;

Liaise with external legal and regulatory authorities,

Drafting & vetting of agreements

submission of various compliance reports with regulators

Interested candidates can share their updated resume on

• Ensure compliances with respect to SEBI Guidelines.
• Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
• Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
• Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.

Position Details

• Position Title: Compliance Officer
• Department: Statutory Compliance
• Location: Karol Bagh

Role Overview

As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of ethics, accountability, and integrity across the organization.

Key Responsibilities

Regulatory Compliance

• Ensure compliance with all relevant laws, regulations, and standards.
• Stay updated with regulatory changes and assess their impact.
• File statutory reports and returns on time.

Policy & Process Management

• Develop, implement, and maintain compliance policies and procedures.
• Review and update policies in line with legal requirements.
• Promote employee awareness and adherence to compliance practices.

Monitoring & Auditing

• Conduct compliance audits and risk assessments.
• Identify gaps, recommend corrective measures, and oversee implementation.
• Maintain records and dashboards for management review.

Training & Awareness

• Organize compliance training and awareness sessions.
• Serve as the first point of contact for compliance-related queries.

Reporting

• Prepare and present compliance reports for management and regulators.
• Escalate violations and potential risks to senior management promptly.

Qualifications & Skills

• Education: Graduate in Finance/Commerce/Business Administration
• Experience: 2–6 years in statutory compliance (EPF/ESI/Gratuity/Labor Laws/Filing returns)
• Knowledge: Strong understanding of statutory laws, regulatory frameworks, and industry compliance requirements
• Skills:
• Analytical and problem-solving skills
• Strong communication and interpersonal abilities
• Integrity, confidentiality, and ethical conduct
• Proficiency in MS Office and compliance management tools

Key Competencies

• Attention to detail and accuracy
• Proactive risk awareness
• Ability to influence and ensure compliance standards
• Strong organizational and documentation skills