856 Compliance Management jobs in India

Compliance Management

Mumbai, Maharashtra Lenovo

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Job Description

Description and Requirements

Key Responsibilities :

1) Oversee and monitor compliance with applicable laws and regulations of India, including the Information Technology Act, 2000 and the relevant rules thereunder, on behalf of the organization and its apps and products.
2) Work closely and creatively with cross functional teams, including the legal team of the organization, in reviewing and addressing governmental regulations and policies.
3) Manage effective relationships, including on matters of compliance, with key government agencies and regulators in close collaboration with internal team of the organization.
4) Provide compliance support and guidance to the internal teams coordinating with government and law enforcement agencies and handling user grievances.
5) Provide feedback to internal teams and leadership regarding the design and operation of the organization compliance with applicable regulations, the key issues, the emerging trends, and the effectiveness of compliance program operations, resourcing, and external understanding.
6) Identify, propose, and support effective process and technical solutions to facilitate compliance with applicable laws and regulations.
7) Ensure that the organization stays abreast with current and anticipated regulations as well as industry best practices.
8) Willingness to work off hours and overtime, including weekends and occasionally on holidays, in order to support emergency matters and interact with the organization employees.
9) Adopt responsibility and ensure due diligence is exercised with respect to the organization obligations under the information technology laws, specifically the Information Technology (Intermediary Guidelines and Digital Media Ethics Code) Rules, 2021.
10) Participate in hearings and proceedings before courts or regulatory authorities involving the organization. This may require you to appear in your personal capacity or as a representative of the organization in such proceedings.
11) Co-operate and co-ordinate with law enforcement agencies in relation to investigation of any grievance of the users.
12) Assists in recruiting new staff, conducting interviews and evaluate potential candidates.

Education - Bachelor Degree

Experience - 3-7 years

Additional Locations : * India - Mahārāshtra - Mumbai * India - Mahārāshtra - Mumbai * India * India - Mahārāshtra * India - Mahārāshtra - Mumbai , * India - Mahārāshtra - Mumbai NOTICE FOR PUBLIC At Lenovo, we follow strict policies and legal compliance for our recruitment process, which includes role alignment, employment terms discussion, final selection and offer approval, and recording transactions in our internal system. Interviews may be conducted via audio, video, or in-person depending on the role, and you will always meet with an official Lenovo representative.Please beware of fraudulent recruiters posing as Lenovo representatives. They may request cash deposits or personal information. Always apply through official Lenovo channels and never share sensitive information. Lenovo does not solicit money or sensitive information from applicants and will not request payments for training or equipment.Kindly verify job offers through the official or contact Stay informed and cautious to protect yourself from recruitment fraud. Report any suspicious activity to local authorities.
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Compliance Risk Management Senior Officer - Associate

Mumbai, Maharashtra JPMorgan Chase & Co.

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Job Description

RBI regulations require a Bank in India to have a comprehensive Compliance Risk Assessment and Compliance Testing Program in place to ensure that the business activities of the Bank are conducted in accordance with the regulatory requirements prescribed by the RBI. The Compliance Testing Team is responsible for the timely and effective management and execution of the India Compliance testing program.

Job summary:

As a Compliance Risk Management Senior Officer in the APAC CCOR M&T Team, you will be responsible for executing testing activities, performing supplemental testing-related tasks, as well as ad-hoc project work. The successful candidate must have the ability to prioritize / manage time, and to quickly learn about assigned topics. This position will report to the Head of Compliance at India Branch. 

The job will also support Global Corporate Banking Compliance (GCB) in implementing a CCOR program to support that business. The candidate will need to work with the Compliance head of GCB and act as a back up when needed.

Job responsibilities:

  • Be part of the CCOR team in India for timely and effective execution of the CCOR M&T program. The team’s coverage includes all Lines of Businesses/Functions at the India Branch;
  • Execution of the India Compliance Testing Program in line with the firm’s expectation by working with Line of Business Compliance, Business Control Managers, Operational Risk Management, Technology and Audit partners to develop and perform control design assessment and operating effectiveness testing of controls and processes that mitigate risks, assessing adherence to applicable regulations, legal obligations, and business requirements; 
  • Drive the use of data in order to innovate and optimise current M&T practices;
  • Determine root cause for control issues identified and work with stakeholders to develop and implement appropriate corrective actions; 
  • Prepare clear and organized work papers to document and support work performed and conclusions reached; 
  • Present testing results to various stakeholders, including but not limited to M&T Leadership, Second Line of Defense colleagues, Business Control Officers, etc;
  • Work with Second Line of Defense Advisory teams/Subject Matter Experts to ensure up to date and comprehensive understanding of business areas;
  • Assist in co-ordination of Audit and Regulatory reviews pertaining to Compliance Testing and Compliance Risk Assessment;
  • Assist in performing Quality Assurance (QA) work of India Compliance as directed;
  • Coordinate with other Compliance M&T teams globally and assist in ad hoc projects as necessary.
  • Required qualifications, capabilities, and skills: 

  • Minimum 5-7 years relevant experience in Compliance Monitoring and Testing, Audit, Operational Risk or equivalent experience within financial services industry; 
  • Knowledge of investment and commercial banking activities/financial crime compliance; 
  • Be able to demonstrate an ability to interpret financial regulations and regulatory requirements and assess operational Compliance with those requirements.
  • Strong communication, interpersonal and influencing skills. The candidate should have the ability to establish credibility and strong partnerships with business partners and other support functions.
  • Strong analytical, problem-solving skills, attention to detail and be able to demonstrate a good knowledge of control design and root cause analysis
  • Proven track record of working in a team oriented environment and the ability to establish credibility with senior business and CCOR partners.
  • Excellent written skills with an ability to produce well written Compliance testing reports. 
  • Self motivated with an ability to work independently, execute reviews within defined timescales and ability to manage multiple assignments simultaneously;
  • Ability to work in a demanding environment and deliver quality results.
  • Be comfortable interacting with, and presenting to, senior business management and control functions.
  • Experience working with complex data sets and environments, drawing conclusions and reporting findings.
  • Preferred qualifications, capabilities, and skills: 

  • Chartered Accountant, Master’s degree, or other closely related professional qualification will be beneficial.
  • Proficiency in MS Excel, PowerPoint and Word and experience in working with analytical tools such as Alteryx, SQL, Tableau, Business Objects, would be an added advantage.
  • Additional details:

  • Working hours will generally be aligned to India time, with candidate expected to flex hours depending on business requirements.
  • This advertiser has chosen not to accept applicants from your region.

    Compliance Risk Management Lead - Vice President

    Mumbai, Maharashtra JPMorgan Chase & Co.

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    Job Description

    Join our team to lead the implementation of AML and anti-corruption initiatives in India. Work closely with business and compliance teams to ensure adherence to firm policies and local regulations.

    Job summary
    As the Compliance Risk Management Lead in the CCOR team, you will be responsible for implementing the firm’s AML and anti-corruption programme in India for the Corporate and Investment Banking businesses. Collaborate with business, location Compliance, and Line of Business Compliance to ensure programmes are aligned with firm policies, standards, and local laws.

    Job responsibilities

  • Implement the India AML programme, including risk assessments and trainings.
  • Assist in implementing the local AML investigations and SAR filing program, including local reviews and alerts arising from online and offline scenarios. 
  • Liaise with FIU India and regulators, as the Alternate MLRO, for regulatory changes or reporting matters.
  • Monitor new laws and regulations and play a consultative role to business towards implementation.
  • Review existing procedures and develop new procedures, systems and controls to ensure compliance with current anti-money laundering requirements.
  • Provide guidance and advice to the business on their responsibility for complying with all relevant laws, regulations and firm policies, including AML and Sanctions rules and regulations.
  • Assist in the development, coordination and implementation of the AML and Sanctions training and testing programmes.
  • Coordinate with relevant departments regarding regulatory inspections, visits and meetings on AML KYC matters.
  • Prepare AML reporting metrics for senior management and governance committees.
  • Required qualifications, capabilities, and skills

  • Minimum 8-10 years of related experience in AML, Sanctions or related disciplines. 
  • An expert in India AML regulatory requirements.
  • Preferred qualifications, capabilities, and skills

  • Chartered Accountant, Master’s degree, Company Secretary or other closely related professional qualification will be beneficial.
  • Interactions with regulators and industry bodies is an advantage
  • Competencies:

  • Ability to develop and maintain productive relationships with key internal clients across all levels.
  • A solution driven approach, with exemplary problem solving skills; 
  • Able to deliver results/meet deadlines under pressure and deal with motivated and driven bankers.
  • Ability to prioritise.
  • Ability to work effectively alone and as part of a team, at a local and regional level
  • Good analytical ability.
  • Excellent written and verbal communication skills
  • This advertiser has chosen not to accept applicants from your region.

    Compliance Risk Management - Associate/ Vice President

    Mumbai, Maharashtra JPMorgan Chase & Co.

    Posted today

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    Job Description

    Exciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.

    Job summary:

    As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.

    Job responsibilities:

  • Responsible for implementation of compliance framework for JPMSI.
  • Act as the Principal officer for JPMSI, which includes AML/KYC coverage.
  • Responsible for regulatory advisory to the business/operations teams and other stakeholders.
  • Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business management to help them implement the same. 
  • Provide updates to the board on regulatory developments.
  • Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
  • Review policies pertaining to JPMSI based on regulatory changes / requirements.
  • Work with various regional teams and provide them with necessary updates regarding local regulations. 
  • Represent compliance on LE governance forums.
  • Required qualifications, capabilities, and skills:

  • Minimum 8-10 years of related experience in Compliance field. 
  • Preferred qualifications, capabilities, and skills:

  • Chartered Accountant, Master’s degree, Company Secretary or other closely related professional qualification will be beneficial.
  • Experience of India AML / KYC regulatory requirements is an advantage.
  • Interactions with regulators and industry bodies is an advantage.
  • Competencies:

  • Ability to develop and maintain productive relationships with key internal stakeholders across all levels;
  • A solution driven approach, with exemplary problem solving skills; 
  • Ability to prioritize;
  • Ability to work effectively alone and as part of a team, at a local and regional level;
  • Good analytical ability;
  • Excellent written and verbal communication skills.
  • This advertiser has chosen not to accept applicants from your region.

    Regulatory Compliance Specialist

    Bengaluru, Karnataka TD SYNNEX

    Posted today

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    Job Description

    Job Purpose:  

    The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these are not exact matches. This position also reviews compliance holds relative to strategic or controlled goods and based on the nature of end-customers, determines whether a license or government authorization is required to make the sale or the export. This position is involved in conducting risk assessment of end-customers and categorize them accordingly based on a defined criterion. The Regulatory Compliance Specialist is responsible for analyzing metrics that track turnaround times in reviewing and releasing DPC and ECCN holds. Minimum supervision is required for this role.

    Responsibilities:
    • Address DPC escalations relating to potential matches when screening new customers, vendors or subcons.

    • Assist in determining the in-country HS codes for articles created in SAP system.

    • Perform ECCN review and determine license/regulatory requirements for all sales transactions.

    • Extract report from SAP system for DPC and ECCN Hold Metrics per month. Analyze metrics & determine actions further improve turnaround time or reduce DPC holds.

    • Prepare other trade compliance reports as required by the department.

    • Perform risk assessments on end-customers and categorize them according to a pre-determined criterion.

    • Perform ECCN validation of new articles created in SAP.

    Knowledge, Skills and Experience:

    • 3 to 5 Years of relevant work experience.

    • Associate degree with International Trade or Logistics field of study required.

    • Minimum Diploma in International Trade or Logistics or Supply Chain

    • Able to execute instructions and to request clarification when needed.

    • Able to use a 10-key quickly and accurately.

    • Possesses basic clerical and data entry skills.

    • Possesses strong data entry skills.

    • Able to recognize and attend to important details with accuracy and efficiency.

    • Able to communicate clearly and convey necessary information.

    • Able to converse and write effectively in English.

    • Possesses strong multi-cultural interpersonal skills.

    • Able to constructively work under stress and pressure when faced with high workloads and deadlines.

    • Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.

    • Able to work independently with minimum supervision.

    • Able to maintain confidentiality of sensitive information.

    • Able to build solid, effective working relationships with others.

    • Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.

    • Able to quickly learn new systems and technology.

    Working Conditions:
    • Consistent non-standard work or overtime as business requires.

    • On-call availability required as necessary.

    • Professional, office environment.

    • Full-time working week with some work hours flexibility expected.

    What’s In It For You?

    • Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
    • Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
    • Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
    • Diversity, Equity & Inclusion: It’s not just a phrase to us; valuing every voice is how we succeed. Join us in celebrating our global diversity through inclusive education, meaningful peer-to-peer conversations, and equitable growth and development opportunities.
    • Make the Most of our Global Organization : Network with other new co-workers within your first 30 days through our onboarding program.
    • Connect with Your Community: Participate in internal, peer-led inclusive communities and activities, including business resource groups, local volunteering events, and more environmental and social initiatives.

    This advertiser has chosen not to accept applicants from your region.

    Regulatory Compliance Manager

    Mumbai, Maharashtra TD SYNNEX

    Posted today

    Job Viewed

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    Job Description

    Job Summary

    Regulatory Compliance Manager will be responsible for managing the continued development and implementation of a global trade compliance program.

    Investigative skills will be applicable in managing trade compliance with other countries, as needed.

    Acting as a regional trade compliance representative, you will maintain an active role in assuring compliance of import/ export activities in the company owned subsidiaries and offices in APJ. In respect of Customs regulations and import/export licence controls.

    Apply continuity with the global trade compliance programs by country.

    You will be responsible for identifying, prioritizing and addressing trade compliance risk and Customs compliance risk.

    Job Description

    The initial focus of the Regulatory Compliance Manager is Export Control matters. This includes resolving potential DPL matches, transactional work with stakeholders, review of compliance holds on strategic or controlled goods-based end use/end user. The Regulatory Compliance Manager is responsible for collating and analyzing metrics related to export controls. The job will also involve supporting integration of systematic export controls into ERP systems. The role will develop and extend into areas of Customs (import/export) operational controls and will be responsible for process improvement and productivity improvements in that area.

    Responsibilities:
    • Be a subject matter expert and escalation person for matters related to trade compliance – export control, sanctions, Customs compliance.

    • Be a facilitator to design and implement improved trade compliance programs working with vendors, brokers, and related internal and external business partners.

    • Communicating and meeting with relevant Government authorities as needed.

    • Complete timely and compliant transaction controls and reviews.

    • Prepare and present relevant data analytics to support decision making

    • Backup other APJ Trade Compliance activities, if required.

    • The role will not line manage staff

    Knowledge, Skills and Experience:
    • 5 to 8 Years of relevant international trade, import and export experience.

    • University Degree or equivalent. Major in Legal, International Trade, Logistics or relevant preferred. Optional for candidates who has more relevant experience.

    • Experience on Technology sector.

    • Good technical and practical knowledge in customs and export control regulations in India, experience in Asia Pacific is a plus.

    • Knowledge of US Export Administration Regulation and APJ Import and Export regulations.

    • Operates without supervision within established guidelines.

    • High level of independent thinking and problem-solving capabilities

    • Able to identify and address potential risk at trade compliance

    • Good IT skills (Microsoft office applications etc.).

    • Able to provide interpretation of Regulations to internal and external business partners

    • Able to converse and write effectively in English. Able to speak/ read in second language with Asia Pacific is an advantage but not mandatory.

    • Possesses strong multi-cultural interpersonal skills.

    • Able to constructively work under stress and pressure when faced with high workloads and deadlines.

    • Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.

    • Able to maintain confidentiality of sensitive information.

    • Able to build solid, effective working relationships with others.

    • Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.

    • Able to quickly learn new systems and technology.

    Working Conditions:
    • Consistent non-standard work or overtime as business requires.

    • On-call availability required as necessary.

    • Professional, office environment.

    • Full-time working week with some work hours flexibility expected

    What’s In It For You?

    • Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
    • Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
    • Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
    • Diversity, Equity & Inclusion: It’s not just a phrase to us; valuing every voice is how we succeed. Join us in celebrating our global diversity through inclusive education, meaningful peer-to-peer conversations, and equitable growth and development opportunities.
    • Make the Most of our Global Organization : Network with other new co-workers within your first 30 days through our onboarding program.
    • Connect with Your Community: Participate in internal, peer-led inclusive communities and activities, including business resource groups, local volunteering events, and more environmental and social initiatives.

    This advertiser has chosen not to accept applicants from your region.

    Regulatory Compliance Associate

    Chennai, Tamil Nadu Accenture

    Posted today

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    Job Description

    Skill required: Control Testing - Agile testing
    Designation: Regulatory Compliance Associate
    Qualifications: Any Graduation
    Years of Experience: 1 to 3 years
    About Accenture
    Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at
    What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model – powered by data, intelligent technologies and talentLooking for someone with SOX testing experience. Conduct testing tasks within Agile models and integration processes and manage development sprints.
    What are we looking for? Key Responsibilities Assist in the following tasks to senior colleagues in the Internal Controls Team: •Evaluate and document the Operating Effectiveness of the assigned controls/contracts in SarbOx Tool by the defined due dates. Evaluation of Operating Effectiveness includes: - Inspecting evidence to ensure control activities are performed accurately and consistently. - Documenting the findings in the SarbOx Tool. - Concluding on the Operating Effectiveness of each internal control. - For those controls assessed as ineffective, notifying the responsible party that an action plan is required. • Create reports to monitor completion of OE Testing process. • eport and escalate issues to supervisor. • D velop an understanding of relevant team tools and systems (SarbOx, Sharepoint sites, SAP, Peoplesoft, etc). Key Responsibilities Assist in the following tasks to senior colleagues in the Internal Controls Team: • E aluate and document the Operating Effectiveness of the assigned controls/contracts in SarbOx Tool by the defined due dates. Evaluation of Operating Effectiveness includes: - Inspecting evidence to ensure control activities are performed accurately and consistently. - Documenting the findings in the SarbOx Tool. - Concluding on the Operating Effectiveness of each internal control. - For those controls assessed as ineffective, notifying the responsible party that an action plan is required. • C eate reports to monitor completion of OE Testing process. • R port and escalate issues to supervisor. • D velop an understanding of relevant team tools and systems (SarbOx, Sharepoint sites, SAP, Peoplesoft, etc).
    Roles and Responsibilities: •In this role you are required to solve routine problems, largely through precedent and referral to general guidelines • Your expected interactions are within your own team and direct supervisor • You will be provided detailed to moderate level of instruction on daily work tasks and detailed instruction on new assignments • The decisions that you make would impact your own work • You will be an individual contributor as a part of a team, with a predetermined, focused scope of work • Please note that this role may require you to work in rotational shiftsAny Graduation

    About Accenture

    We work with one shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and each other.We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We actively foster a workplace free from bias, where everyone feels a sense of belonging and is respected and empowered to do their best work.At Accenture, we see well-being holistically, supporting our people’s physical, mental, and financial health. We also provide opportunities to keep skills relevant through certifications, learning, and diverse work experiences. We’re proud to be consistently recognized as one of the World’s Best Workplaces™.Join Accenture to work at the heart of change.

    Visit us at

    Equal Employment Opportunity Statement


    All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by federal, state, or local law.

    Job candidates will not be obligated to disclose sealed or expunged records of conviction or arrest as part of the hiring process.

    Accenture is committed to providing veteran employment opportunities to our service men and women.

    This advertiser has chosen not to accept applicants from your region.
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    Regulatory Compliance Analyst

    Sholinganallur, Tamil Nadu Accenture

    Posted today

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    Job Description

    Skill required: Control Testing - Agile testing
    Designation: Regulatory Compliance Analyst
    Qualifications: Any Graduation
    Years of Experience: 3 to 5 years
    About Accenture
    Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at
    What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model – powered by data, intelligent technologies and talentLooking for someone with SOX testing experience. Conduct testing tasks within Agile models and integration processes and manage development sprints.
    What are we looking for? "Key Responsibilities Assist in the following tasks to senior colleagues in the Internal Controls Team: •Evaluate and document the Operating Effectiveness of the assigned controls/contracts in SarbOx Tool by the defined due dates. Evaluation of Operating Effectiveness includes: - Inspecting evidence to ensure control activities are performed accurately and consistently. - Documenting the findings in the SarbOx Tool. - Concluding on the Operating Effectiveness of each internal control. - For those controls assessed as ineffective, notifying the responsible party that an action plan is required. • Create reports to monitor completion of OE Testing process. • eport and escalate issues to supervisor. • D velop an understanding of relevant team tools and systems (SarbOx, Sharepoint sites, SAP, Peoplesoft, etc). • D velop standard email notifications / communications in order to facilitate the proper and timely execution of the controls procedures (reminders, calendars, lessons learned, etc.)" "Key Responsibilities Assist in the following tasks to senior colleagues in the Internal Controls Team: • E aluate and document the Operating Effectiveness of the assigned controls/contracts in SarbOx Tool by the defined due dates. Evaluation of Operating Effectiveness includes: - Inspecting evidence to ensure control activities are performed accurately and consistently. - Documenting the findings in the SarbOx Tool. - Concluding on the Operating Effectiveness of each internal control. - For those controls assessed as ineffective, notifying the responsible party that an action plan is required. • C eate reports to monitor completion of OE Testing process. • R port and escalate issues to supervisor. • D velop an understanding of relevant team tools and systems (SarbOx, Sharepoint sites, SAP, Peoplesoft, etc). • D velop standard email notifications / communications in order to facilitate the proper and timely execution of the controls procedures (reminders, calendars, lessons learned, etc.)"
    Roles and Responsibilities: •In this role you are required to do analysis and solving of lower-complexity problems • Your day to day interaction is with peers within Accenture before updating supervisors • In this role you may have limited exposure with clients and/or Accenture management • You will be given moderate level instruction on daily work tasks and detailed instructions on new assignments • The decisions you make impact your own work and may impact the work of others • You will be an individual contributor as a part of a team, with a focused scope of work • Please note that this role may require you to work in rotational shiftsAny Graduation

    About Accenture

    We work with one shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and each other.We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We actively foster a workplace free from bias, where everyone feels a sense of belonging and is respected and empowered to do their best work.At Accenture, we see well-being holistically, supporting our people’s physical, mental, and financial health. We also provide opportunities to keep skills relevant through certifications, learning, and diverse work experiences. We’re proud to be consistently recognized as one of the World’s Best Workplaces™.Join Accenture to work at the heart of change.

    Visit us at

    Equal Employment Opportunity Statement


    All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by federal, state, or local law.

    Job candidates will not be obligated to disclose sealed or expunged records of conviction or arrest as part of the hiring process.

    Accenture is committed to providing veteran employment opportunities to our service men and women.

    This advertiser has chosen not to accept applicants from your region.

    Regulatory Compliance Manager

    Bengaluru, Karnataka TD SYNNEX

    Posted today

    Job Viewed

    Tap Again To Close

    Job Description

    Job Summary

    Regulatory Compliance Manager will be responsible for managing the continued development and implementation of a global trade compliance program.

    Investigative skills will be applicable in managing trade compliance with other countries, as needed.

    Acting as a regional trade compliance representative, you will maintain an active role in assuring compliance of import/ export activities in the company owned subsidiaries and offices in APJ. In respect of Customs regulations and import/export licence controls.

    Apply continuity with the global trade compliance programs by country.

    You will be responsible for identifying, prioritizing and addressing trade compliance risk and Customs compliance risk.

    Job Description

    The initial focus of the Regulatory Compliance Manager is Export Control matters. This includes resolving potential DPL matches, transactional work with stakeholders, review of compliance holds on strategic or controlled goods-based end use/end user. The Regulatory Compliance Manager is responsible for collating and analyzing metrics related to export controls. The job will also involve supporting integration of systematic export controls into ERP systems. The role will develop and extend into areas of Customs (import/export) operational controls and will be responsible for process improvement and productivity improvements in that area.

    Responsibilities:
    • Be a subject matter expert and escalation person for matters related to trade compliance – export control, sanctions, Customs compliance.

    • Be a facilitator to design and implement improved trade compliance programs working with vendors, brokers, and related internal and external business partners.

    • Communicating and meeting with relevant Government authorities as needed.

    • Complete timely and compliant transaction controls and reviews.

    • Prepare and present relevant data analytics to support decision making

    • Backup other APJ Trade Compliance activities, if required.

    • The role will not line manage staff

    Knowledge, Skills and Experience:
    • 5 to 8 Years of relevant international trade, import and export experience.

    • University Degree or equivalent. Major in Legal, International Trade, Logistics or relevant preferred. Optional for candidates who has more relevant experience.

    • Experience on Technology sector.

    • Good technical and practical knowledge in customs and export control regulations in India, experience in Asia Pacific is a plus.

    • Knowledge of US Export Administration Regulation and APJ Import and Export regulations.

    • Operates without supervision within established guidelines.

    • High level of independent thinking and problem-solving capabilities

    • Able to identify and address potential risk at trade compliance

    • Good IT skills (Microsoft office applications etc.).

    • Able to provide interpretation of Regulations to internal and external business partners

    • Able to converse and write effectively in English. Able to speak/ read in second language with Asia Pacific is an advantage but not mandatory.

    • Possesses strong multi-cultural interpersonal skills.

    • Able to constructively work under stress and pressure when faced with high workloads and deadlines.

    • Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.

    • Able to maintain confidentiality of sensitive information.

    • Able to build solid, effective working relationships with others.

    • Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.

    • Able to quickly learn new systems and technology.

    Working Conditions:
    • Consistent non-standard work or overtime as business requires.

    • On-call availability required as necessary.

    • Professional, office environment.

    • Full-time working week with some work hours flexibility expected

    What’s In It For You?

    • Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
    • Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
    • Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
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    Regulatory Compliance Analyst

    Maharashtra, Maharashtra Accenture

    Posted today

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    Job Description

    Skill required: AML fraud mgmt. - Anti-Money Laundering (AML)
    Designation: Regulatory Compliance Analyst
    Qualifications: Any Graduation
    Years of Experience: 3 to 5 years
    About Accenture
    Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at
    What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model – powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience. Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing and money laundering and compliance programs, including know-your-customer (KYC) rules.
    What are we looking for? Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing and money laundering and compliance programs, including know-your-customer (KYC) rules. Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing and money laundering and compliance programs, including know-your-customer (KYC) rules.
    Roles and Responsibilities: •In this role you are required to do analysis and solving of lower-complexity problems • Your day to day interaction is with peers within Accenture before updating supervisors • In this role you may have limited exposure with clients and/or Accenture management • You will be given moderate level instruction on daily work tasks and detailed instructions on new assignments • The decisions you make impact your own work and may impact the work of others • You will be an individual contributor as a part of a team, with a focused scope of work • Please note that this role may require you to work in rotational shiftsAny Graduation

    About Accenture

    We work with one shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and each other.We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We actively foster a workplace free from bias, where everyone feels a sense of belonging and is respected and empowered to do their best work.At Accenture, we see well-being holistically, supporting our people’s physical, mental, and financial health. We also provide opportunities to keep skills relevant through certifications, learning, and diverse work experiences. We’re proud to be consistently recognized as one of the World’s Best Workplaces™.Join Accenture to work at the heart of change.

    Visit us at

    Equal Employment Opportunity Statement


    All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by federal, state, or local law.

    Job candidates will not be obligated to disclose sealed or expunged records of conviction or arrest as part of the hiring process.

    Accenture is committed to providing veteran employment opportunities to our service men and women.

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