1,743 Compliance Management jobs in India

Job Description

The Position

• The Specialist of Compliance & Risk Management will be responsible for the compliance aspects of computerized systems and supporting infrastructure to ensure compliance with company policies, procedures, and regulatory expectations.

• The Specialist of Compliance & Risk Management is responsible for supporting the organization’s compliance with the Sarbanes-Oxley Act by evaluating and documenting IT General Controls (ITGC) and related processes. This role works closely with IT, Internal Audit, and external auditors to ensure the effectiveness of controls over financial reporting.

• The Specialist of Compliance & Risk Management must conduct their function and roles independently, with integrity, fairness, and objectivity to protect products and patients.

Responsibilities

• The Specialist will manage the change management to ensure compliance.

• Ensure that the SOX ITGC Controls were identified and addressed for the deployment / update, working in partnership with other ESQ&C areas.

• Perform risk assessments and identify key ITGCs related to access management, change management, and IT operations.

• Assist in the design, implementation, and documentation of IT controls.

• Collaborate with control owners to remediate deficiencies and improve control effectiveness.

• Support internal and external audit teams during SOX audits.

• Monitor changes in IT systems and processes that may impact SOX compliance.

• Provide training and guidance on SOX compliance requirements.

• Reviewing processes and supporting documentary evidence to verify that compliance activities related to computerized systems are in place and effective.

Required Education, Experience, and Skills

• Bachelor's degree.  Preferably Information Systems, Computer Science, Accounting or equivalent.

• Preferable Professional certifications such as CSOPTM or equivalent

• Fluent English Speaker

• Hands-on experience and understanding of systems supporting pharmaceutical companies

• At least 3 years of experience IT audit, SOX 404 compliance, or IT risk management.

• Familiarity with frameworks such as COBIT, NIST, or ISO 27001.

• Strong understanding of ITGCs and their role in financial reporting.

• Good understanding of the current pharmaceutical industry and applicable regulations (FDA/EU/ICH), with emphasis in 21 CFR Part 11, 210, 211 and 820 and local regulatory expectations.

• Must demonstrate working knowledge of the principles, theories and concepts of computerized system validation / compliance.

• Familiarity or practical experience in the implementation of systems in a pharmaceutical company

• Limited supervision required in day-to-day activities.

• Excellent analytical, communication, and documentation skills.

Preferred Education, Experience, and Skills

• Operate as part of a self-directed team in carrying out day to day functions and assigning priorities

• Good understanding of applicable Standards related to computerized systems development, implementation & Operations.

• Business engagement skills, with ability to collaborate with both technical and non-technical roles.

• Multi-lingual capabilities preferred.

• Experience supporting regulatory inspections.

• Excellent oral and written communication skills including persuading others and developing cross functional relationships.

• Analytical problem-solving skills applied to issue identification and resolution.

• Listening, integrating diverse perspectives, adds value to the achievement of team goals.

• Timely decision making.

• Project management skills combined with a since of urgency and a proven history producing quality deliverables.

• Ability to respond to changing priorities.

• Inclusion behaviors.

Secondary Job Description

Who We Are:

Organon delivers ingenious health solutions that enable people to live their best lives. We are a $6.5 billion global healthcare company focused on making a world of difference for women, their families and the communities they care for. We have an important portfolio and are growing it by investing in the unmet needs of Women’s Health, expanding access to leading biosimilars and touching lives with a diverse and trusted portfolio of health solutions.  Our Vision is clear: A better and healthier every day for every woman.

As an equal opportunity employer, we welcome applications from candidates with a diverse background. We are committed to creating an inclusive environment for all our applicants. 

Annualized Salary Range

Annualized Salary Range (Global)

Annualized Salary Range (Canada)

Please Note: Pay ranges are specific to local market and therefore vary from country to country.

Employee Status:

Relocation:

VISA Sponsorship:

Travel Requirements: Organon employees must be able to satisfy all applicable travel and credentialing requirements, including associated vaccination prerequisites

Flexible Work Arrangements:

Shift:

Valid Driving License:

Hazardous Material(s):

Number of Openings:

This role is for one of Weekday’s clients
Min Experience: 3 years
Location: Mumbai
JobType: full-time

Requirements

We are looking for a highly motivated and detail-oriented Compliance Professional with at least 3+ years of experience in compliance and company secretarial functions, preferably within the financial services or wealth management sector. The role involves overseeing compliance aspects across Investment Advisory (RIA), Distribution, and Non-Discretionary Portfolio Management Services (ND PMS) . The ideal candidate will ensure that all regulatory requirements are met in a timely and accurate manner while maintaining a strong governance framework.

This role demands strong knowledge of SEBI, AMFI, and other applicable regulatory frameworks , hands-on experience in company secretarial work, and the ability to liaise effectively with internal teams, regulators, and external advisors. The candidate will be a key partner in supporting business growth while safeguarding the organization’s integrity, compliance, and ethical standards.

• Regulatory Compliance & Filings
• Ensure all statutory filings and regulatory submissions are completed accurately and on time.
• Maintain updated records of compliance activities, approvals, and reporting requirements.
• Track regulatory deadlines and ensure compliance calendars are adhered to.
• Policy & Regulatory Updates
• Review, update, and maintain internal compliance policies in line with evolving regulatory requirements.
• Interpret new SEBI/AMFI circulars and guidelines, communicate changes to relevant teams, and ensure effective implementation.
• Transaction & Advisory Oversight
• Ensure that all Investment Advisory, Distribution, and ND PMS transactions are executed in compliance with regulatory frameworks.
• Provide guidance to teams to align practices with statutory and regulatory expectations.
• Regulatory & Audit Engagement
• Build and maintain strong relationships with regulators .
• Manage the firm’s responses to inspections, audits, and regulatory observations.
• Ensure internal and external audits are completed on time and findings are addressed.
• Compliance Support & Documentation
• Provide compliance opinions and support for day-to-day business activities.
• Review contracts, agreements, and documentation to ensure regulatory and legal compliance.
• Ensure all third-party providers have valid contractual relationships in place.
• Training & Awareness
• Conduct regular compliance training and updates for employees on AML, Insider Trading, and other key compliance areas.
• Build awareness across Sales, Advisory, Product, and Operations teams to ensure end-to-end compliance.
• Governance & Secretarial Work
• Support company secretarial responsibilities , ensuring adherence to corporate governance standards.
• Liaise with external law firms and company secretarial advisors as needed.
• Surveillance & Risk Management
• Monitor and review compliance alerts, taking timely corrective actions.
• Identify compliance risks proactively and recommend mitigations.

• 3+ years of experience in compliance, preferably in wealth management, investment advisory, or financial services.
• Strong knowledge of SEBI, AMFI, and other regulatory frameworks relevant to RIA, Distribution, and PMS.
• Practical experience in company secretarial work and governance practices .
• Hands-on experience with regulatory filings, audits, and inspections .
• Excellent communication, negotiation, and relationship management skills.
• Strong analytical, documentation, and problem-solving abilities.
• Ability to work collaboratively across business, legal, and regulatory functions.
• Qualification: Company Secretary (CS), LLB, or relevant professional degree in finance/compliance preferred.

At EY, we're all in to shape your future with confidence.

We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.

Join EY and help to build a better working world.

Associate – GDS ECRM - Compliance
This role is part of the GDS ECRM (Ethics, Compliance and Risk Management) Function and will he/ she will support the GDS ECRM team across all countries on areas related to EY Policy / Compliance matters.

The opportunity
To support the GDS ECRM Function to monitor internal systems and policy compliances and to direct Compliance for the business functions.

Your Key Responsibilities Require You To

• Assist in the implementation and monitoring of compliance activities to ensure adherence to regulatory requirements and internal policies.
• Regularly download and review compliance and risk management reports to ensure accuracy and completeness.
• Organize and maintain a repository of compliance documents, ensuring they are up-to-date and easily accessible.
• Develop and maintain a checklist of report releases for SQM (Service Quality Management) purposes to ensure all reports are released on time and meet quality standards.
• Respond to emails in the shared mailbox promptly and professionally, addressing any compliance-related queries or issues.
• Support and participate in awareness-related activities to promote a culture of compliance within the organization.
• Will be assisting in compliance testing areas related to Antibribery and corruption, Hospitality and gifts testing, vendor payout testing, and data integrity testing.

Skills And Attributes For Success

• Attention to Detail: The ability to meticulously review compliance documents and reports to ensure accuracy and completeness.
• Organizational Skills: Strong organizational skills to maintain a repository of compliance documents and develop checklists for report releases.
• Communication Skills: Excellent written and verbal communication skills to respond to emails promptly and professionally, and to support awareness-related activities.
• Technical Proficiency: Proficiency in Microsoft Office Suite and the ability to automate report releases to improve efficiency.
• Team Collaboration: Ability to work independently and as part of a team, collaborating with various departments to ensure compliance activities are effectively implemented.
• Problem-Solving Skills: Strong problem-solving skills to address compliance-related queries and issues.
• Adaptability: Flexibility to adapt to changing regulatory requirements and internal policies.

To qualify for the role, you must have

• Bachelor's Degree in Commerce, Finance or Law
• 2~3 years' experience in Operations Functions, preferably corporate compliance areas
• Working knowledge and experience with excel and reporting
• Exposure related to Auditing/related fields
• Understanding of compliance needs
• Ability to read policies and decipher action items

Ideally, you'll also have

• Strong organizational skills and attention to detail.
• Excellent communication skills, both written and verbal.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office Suite and Power BI to automate report releases and improve efficiency

What We Offer
EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across eight locations – Argentina, India, Hungary, Mexico, Philippines, Poland, Spain and Sri Lanka – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We'll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

• Continuous learning: You'll develop the mindset and skills to navigate whatever comes next.
• Success as defined by you: We'll provide the tools and flexibility, so you can make a meaningful impact, your way.
• Transformative leadership: We'll give you the insights, coaching and confidence to be the leader the world needs.
• Diverse and inclusive culture: You'll be embraced for who you are and empowered to use your voice to help others find theirs.

EY | Building a better working world
EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.

Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.

EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.

The opportunity

To support the GDS ECRM Function to monitor internal systems and policy compliances and to direct Compliance for the business functions.

Your key responsibilities require you to

Skills and attributes for success

To qualify for the role, you must have

Ideally, you’ll also have

What we offer

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across eight locations – Argentina, India, Hungary, Mexico, Philippines, Poland, Spain and Sri Lanka – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We’ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

EY | Building a better working world

EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.

Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.

EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.

This is a role on the Asset Management Compliance team helping to provide compliance advisory services covering portfolio management, trading, sales and marketing activity within Asset and Wealth Management Public (“AWM”) and based in Bengaluru. The successful candidate will work with business partners, Legal and Compliance colleagues in connection with helping to respond to regulatory requests, respond to compliance queries from the business, uplift compliance program in response to regulatory reform, perform surveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct marketing material sign off, and advise on sales activity.

EXPERIENCE

RESPONSIBILITIES

QUALIFICATIONS

About the Team:

The Compliance department has five areas of responsibilityidentification, prevention, monitoring, resolution, and advisory for the entity with respect to regulations/ laws.

About the role:

This role includes managing regulatory compliance for our Digital Lending Business. The role entails advising the Digital Lending business units of the relevant regulatory expectations and ensuring timely monitoring and detection of compliance-related issues. The successful candidate will be responsible for individually contributing and ensuring compliance with relevant laws, regulations, and guidelines related primarily to Digital Lending. The ideal candidate should have experience in relevant domain dealing with RBI obligations preferably in a fintech environment, bank and possess strong self-driven skills to manage compliance effectively.

Expectations/ Requirements:

1) Regulatory Compliance Management: Monitoring and interpreting regulations and guidelines in the domain of Digital Lending and ensuring compliance with applicable laws, regulations, and guidelines. Provide informed compliance advisory to the internal stakeholders on the applicability of regulatory laws and guidelines.

Knowledge of regulatory requirements of RBI & NPCI relating to UPI, Bill Payments and Merchant Acquiring/ Payment Aggregation segments will be an added advantage.

2) Policy and Procedure Development: Develop, implement, and maintain compliance policies and procedures ensuring that they are up-to-date.

3) Compliance Monitoring: Establish and implement a robust compliance monitoring program to assess the effectiveness of internal controls, processes, and procedures related to digital lending products. Manage audits and ensure timely, accurate responses to regulatory/ third-party inquiries and inspections.

4) Regulatory Reporting: Prepare and submit timely and accurate compliance reports to senior management and regulators, as required.

5) Risk Assessment: Conduct regular risk assessments related to digital lending products, identify potential compliance risks, and implement appropriate risk mitigation measures.

6) Training and Awareness: Develop and deliver training programs to employees and relevant stakeholders to enhance compliance awareness.

7) Relationship Management: Collaborate with cross-functional teams such as legal, risk, operations, and technology to ensure compliance and resolve any compliance-related issues.

8) Stay Updated: Stay updated with changes in relevant laws, regulations, and guidelines and proactively implement necessary changes in compliance policies and procedures.

Superpowers/ Skills that will help you succeed in this role:

1)Work Experience: 7+ Years of relevant experience in regulatory compliance, preferably in a fintech environment or bank.

2)Strong Knowledge: Sound understanding of RBI and NPCI regulations and applicable laws. Understanding of management of compliance function.

3)Analytical Skills: Ability to conduct risk assessments, analyze complex information, and provide practical and effective compliance solutions.

4)Attention to Detail: Strong attention to detail and accuracy in compliance monitoring, reporting, and documentation.

5)Proactive and Collaborative Approach: Proactive approach to identifying and addressing potential compliance risks and issues in a timely manner. Interpersonal skills and ability to collaborate and work effectively with cross-functional teams, senior management, and regulators.

6)Adaptability: Ability to work independently and as part of a team, ability to adapt to changing regulatory requirements and business needs and implement necessary changes in compliance policies and procedures.

7)Ethical Conduct: High level of integrity, professionalism, and ethical conduct in dealing with sensitive and confidential information.

8)Proficient in using compliance management software and tools.

Education:

Bachelors degree in Finance, Law, Business Administration, or related field. A Masters degree or professional certification (e.g., CA, CS, CFA, FRM) is preferred.

Primary Job Function:

To lead and manage all regulatory affairs activities at the manufacturing site located at Mumbai and LL locations, ensuring timely regulatory submissions, compliance with regulations, and providing strategic support to institutional and international business operations. The role is critical to maintaining business continuity and regulatory compliance.

Core Job Responsibilities:

Position Accountability/Scope:

Minimum Education:

B.Pharm / M.Pharm / M.Sc. or equivalent in pharmaceutical or life sciences discipline.

Minimum Experience/Training Required:

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

EY- GDS Consulting – Enterprise Risk (ER) – Regulatory Compliance –Senior

As part of our EY-ER- Regulatory Compliance team, you will help the clients by understanding their business needs and delivering solutions in accordance with the EY guidelines & methodologies. As a Regulatory Compliance senior actively establish, maintain and strengthen internal and external relationships. In line with our commitment to quality, you'll consistently drive projects to completion with high quality deliverables, achieve operational efficiency, proactively identify and raise risks with the client as well as EY senior management team and lead internal initiatives.

The opportunity

We're looking for Senior with expertise in Computer System Validation and stakeholder management to join our EY-Regulatory Compliance team. This is a fantastic opportunity to be part of a leading firm whilst being instrumental in the growth of emerging service offering.

Your key responsibilities

• Actively contribute to the IT applications project management initiatives that includes Validation activities as per GAMP Life Cycle approach
• Integrate technology with business process transformation programs like SAP, LIMS, ELN, MES, Documentum, TrackWise, Veeva Vault, ValGenesis, Argus, Regulatory Information Management System etc.
• Troubleshoot IT application related issues and suggest recommendations for solutions in consultation with relevant functions.
• Perform Gap assessment and Remediation procedures for legacy applications to ensure validation policies is in line with Life Cycle Approach
• Perform Software classification, IT risk assessment and Mitigation strategies for IT applications.
• Provide guidance and share knowledge and participate in performing procedures focusing on complex, or specialized issues in a regulatory environment. Work with the client to create plans for accomplishing engagement objectives and a strategy that complies with professional standards and addresses the risks inherent in the engagement
• Assist Senior Managers in driving the business development process on existing client engagements by associating with clients and executing the deliverables in the most efficient manner.
• Create innovative insights for clients, adapts methods & practices to fit operational team needs & contributes to thought leadership documents.
• Demonstrate team work by working with cross functional teams across service lines in completing the deliverables within the timelines
• Maintain a strong client focus by effectively serving client needs and developing productive working relationships with client personnel. Stay abreast of current business and economic developments and new pronouncements/standards relevant to the client's business.
• Review status updates and prepare management presentations.
• Actively contribute to improving operational efficiency on projects & internal initiatives.
• Demonstrate a detailed knowledge of market trends, competitor activities, EY products and service lines.
• Contribute to performance feedback for staff
• Foster teamwork and a positive learning culture
• Understand and follow workplace policies and procedures
• Training and mentoring of project resources
• Cross skill and cross train the team members as per the business requirements

Skills and attributes for success

• Prior experience of leading quality and compliance projects in Regulatory Compliance.
• Sound domain knowledge in Pharmaceutical industry in the areas of Quality control, Quality assurance
• Strong knowledge of Computerized Systems validation concepts such as GAMP 5 - A Risk-Based Approach to Compliant GxP Computerized Systems
• Hands on experience of preparing validation deliverables for software implementation projects
• Sound understanding of standards such as USFDA 21 CFR Part 11, EU GMP Annex 11,
• Good understanding of regulations such as USFDA, WHO, HIPAA, TGA, MCC, Anvisa etc.
• Well versed with ICH guidelines, ISPE framework on Risk management, and SDLC
• Strong Knowledge on Enterprise IT applications like LIMS, SAP, ELN, MES, Documentum, TrackWise, Veeva Vault, ValGenesis, Argus, Regulatory Information Management System etc. in Pharmaceutical organization
• Proficient in SOP documentation, drafting work instructions/user manuals, authoring and review of Validation Deliverables such as Validation Plan & report, Requirement specifications, Risk Analysis, Qualification Protocols & reports, Test Scripts, Traceability Matrix etc.
• Demonstrated track record in project management, governance, and reporting
• Good understanding of Quality System Elements such as, Deviation, CAPA, and Change Controls etc.
• Exposure to Data Integrity requirements and other applicable regulations
• Knowledge of Incident Management, Change Management, Periodic Review, Vendor Management, Quality Management Review procedures
• Prior experience of supporting Audits / Inspections

To qualify for the role, you must have

• B.E/B.Tech (Electronics, Electronics & Telecommunications, Comp. Science)/Postgraduate in Science (Preferably in Chemistry/Biochemistry) with 5-8 years of experience with Big 4 or Multi-National Regulatory Compliance companies
• Good interpersonal skills; Good written and presentational skills

Ideally, you'll also have

• Certified Software Quality Engineer (CSQE), Certified Software Quality Assurance (CSQA)
• ISO 9001:2015 Lead Auditor, Quality Auditor Certification (CQA)
• Information Security or Risk Management certifications

What we look for

• A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment with consulting skills.
• An opportunity to be a part of market-leading, multi-disciplinary team of professionals, in the only integrated global transaction business worldwide.
• Opportunities to work with EY Consulting practices globally with leading businesses across a range of industries

What working at EY offers

At EY, we're dedicated to helping our clients, from start–ups to Fortune 500 companies — and the work we do with them is as varied as they are.

You get to work with inspiring and meaningful projects. Our focus is education and coaching alongside practical experience to ensure your personal development. We value our employees and you will be able to control your own development with an individual progression plan. You will quickly grow into a responsible role with challenging and stimulating assignments. Moreover, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that's right for you

EY | Building a better working world

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.