456 Compliance Management jobs in India

Manager – Regulatory Compliance

Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.

ROLE PURPOSE

We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business at Pine Labs. This mid to senior-level role is responsible for ensuring end-to-end regulatory compliance as defined in the Reserve Bank of India’s PPI Master Directions. The position demands strong audit capabilities, a deep understanding of the regulatory landscape, and the ability to work cross-functionally to maintain the highest standards of control, risk mitigation, and business continuity.

THE RESPONSIBILTIES, WE ENTRUST YOU WITH.

• Conduct periodic and thematic audits of Pine Labs’ PPI products and processes to ensure complete compliance with RBI’s PPI Master Directions and related regulatory guidelines

• Lead and execute detailed system/process audits with a focus on KYC controls, customer onboarding, transaction limits, system integrity, and operational checks as per PPI regulations

• Identify, assess, document, and communicate compliance and control issues with clear articulation of associated business risks to senior management

• Collaborate with Compliance, AML, Risk, Product, Business, and Technology teams to strengthen the control environment and embed a culture of compliance

• Present audit findings, recommendations, and risk assessments to leadership, facilitating awareness and alignment on corrective actions.

• Prepare comprehensive audit reports and dashboards for the Audit Committee and Management, providing actionable insights for decision-making.

WHAT MATTERS IN THIS ROLE

Experience & Portfolio

5–10 years of internal audit, risk, or compliance experience in regulated financial services (BFSI, fintech, payments, or NBFC sector preferred)

Proven expertise in system/process audits, particularly in KYC, limits, and transaction monitoring with a strong knowledge of RBI’s PPI Master Directions and other payments sector regulations in India.

Technical Skills & Efficiency

• Bachelor’s degree in accounting, Finance, Law, or related field; professional certifications (CISA, CIA, CA, etc.) are a plus
• Experience with automated control testing tools and data analytics for compliance assessments

• Adept at managing multiple priorities, closing audit findings promptly, and aligning work with strategic objectives

• Excellent presentation and communication skills to translate technical findings into actionable business insights for senior stakeholders.

• Strong project and stakeholder management skills with the ability to navigate cross-functional environments

THINGS YOU SHOULD BE COMFORTABLE WITH

Working from office : Bangalore

Pushing the boundaries

Have a big idea? See something that you feel we should do but haven’t done? We will hustle hard to make it happen.

Travel : Should be open to traveling within India for projects related to work for e.g. meetings, workshops etc.

WHAT WE VALUE IN OUR PEOPLE

You take the shot

You decide fast and deliver right.

You are the CEO of what you do

You show ownership and make things happen.

You sign your work like an artist

You seek to learn and take pride in the work you do.

• Develop, implement, and manage the company's regulatory compliance program.
• Conduct regular risk assessments to identify potential areas of compliance vulnerability and risk.
• Develop and implement corrective action plans for identified compliance issues.
• Ensure compliance with all relevant financial regulations, including but not limited to AML, KYC, sanctions screening, and data privacy laws (e.g., GDPR, CCPA).
• Create and deliver compliance training programs for employees at all levels.
• Monitor changes in regulations and industry best practices and update policies and procedures accordingly.
• Serve as the primary point of contact for regulatory inquiries and examinations.
• Conduct internal audits and reviews to assess compliance effectiveness.
• Investigate potential compliance breaches and recommend appropriate actions.
• Advise management and business units on regulatory requirements and implications.
• Maintain accurate and up-to-date compliance documentation and records.
• Foster a strong culture of compliance and ethical conduct throughout the organization.
• Collaborate with legal, risk management, and other departments to ensure a cohesive approach to compliance.

• Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or professional certification (e.g., CCEP, CRCM, CAMS) is highly preferred.
• Minimum of 7-10 years of experience in regulatory compliance, preferably within the financial services or technology sector.
• In-depth knowledge of financial regulations, AML/KYC requirements, and data privacy laws.
• Proven experience in developing and implementing compliance programs and policies.
• Strong analytical, problem-solving, and risk assessment skills.
• Excellent written and verbal communication skills, with the ability to explain complex regulatory requirements clearly.
• Demonstrated ability to work independently and manage multiple priorities in a remote setting.
• High ethical standards and a commitment to integrity.
• Experience in conducting internal audits and investigations.
• Proficiency in compliance management software is a plus.

• Develop, implement, and maintain the enterprise-wide risk management framework, policies, and procedures.
• Oversee the identification, assessment, and monitoring of all significant risks, including credit, market, operational, liquidity, and reputational risks.
• Ensure adherence to all relevant regulatory requirements, including those from the Reserve Bank of India and other governing bodies.
• Lead and manage the compliance function, including AML/KYC procedures, sanctions screening, and fraud prevention.
• Conduct regular risk assessments and stress testing to evaluate the impact of potential adverse events.
• Develop and implement strategies for risk mitigation and control, including the establishment of appropriate risk limits.
• Manage relationships with external auditors, regulators, and rating agencies.
• Provide expert advice and guidance to the Board of Directors and senior management on risk and compliance matters.
• Develop and deliver risk and compliance training programs for all employees.
• Lead and mentor a team of risk and compliance professionals, fostering their development and performance.

• Master's degree in Finance, Economics, Law, or a related field.
• Professional certifications such as FRM, CFA, or equivalent are highly preferred.
• Minimum of 12 years of progressive experience in risk management and compliance within the banking and financial services sector.
• Extensive knowledge of financial regulations, Basel Accords, and international best practices in risk management.
• Proven experience in developing and implementing robust internal control systems.
• Strong analytical, problem-solving, and strategic thinking skills.
• Excellent leadership, communication, and interpersonal skills, with the ability to influence stakeholders at all levels.
• Demonstrated experience in managing and leading teams.
• Ability to work effectively in a high-pressure, fast-paced environment.
• Commitment to ethical conduct and maintaining the highest standards of integrity.

Job Title: Article (3-6 Month Articleship) – Tax & Regulatory Compliance

Location: Bangalore, India

Industry: Accounting & Finance

Experience Level: Fresher (0-1 year)

Job Type: Articleship)

About the Role:

We are looking for dynamic and enthusiastic fresher Accounting Graduates or MBA in Finance candidates who have a strong interest in Taxation and Regulatory Compliance to join our team as an Article for a 3-6 month articleship . This is an excellent opportunity to gain hands-on experience, expand your knowledge in the field of taxation, and work alongside seasoned professionals in a fast-paced environment.

As an Article Trainee, you will be exposed to a range of projects related to tax filings, compliance, and advisory for diverse clients. This is an ideal opportunity for candidates who are looking to gain practical exposure and build a strong foundation in the areas of tax and regulatory compliance.

Key Responsibilities:

• Assist in preparation and filing of tax returns (Income Tax, GST, etc.) and related documentation.
• Work on regulatory compliance for both domestic and international clients.
• Assist in tax audits , tax planning , and tax advisory services under the supervision of senior team members.
• Perform research and analysis on tax regulations and assist in ensuring compliance with changing tax laws.
• Maintain accurate and up-to-date records for internal and client use.
• Support the team in preparing reports , presentations , and compliance filings for various regulatory bodies.
• Develop a good understanding of Indian Taxation (Income Tax, GST, etc.) and international tax compliance frameworks.

Who You Are:

• Freshers with a graduation degree in Accounting (B.Com) or an MBA in Finance with a keen interest in Taxation and Regulatory Compliance.
• Strong interest and basic understanding of taxation laws and regulatory compliance frameworks.
• Ability to work in a fast-paced, client-facing environment.
• Good proficiency in MS Excel and MS Office tools.
• Excellent communication skills, both verbal and written.
• Willingness to learn and develop practical knowledge in the area of taxation and regulatory compliance.

About the Role:

We are seeking a Regulatory & Compliance Specialist on a contract basis to support our compliance requirements in India and international destination countries. This role is ideal for professionals experienced in handling regulatory filings, certifications, and export-related compliance in pharma, Ayurveda, nutraceuticals, or cosmetics.

Key Responsibilities:

• Apply for and renew licenses and certifications such as FSSAI, AYUSH, GMP, Organic, COSMOS as required.
• Arrange phytosanitary inspections and coordinate with laboratories and quarantine officers.
• Provide guidance on country-specific product classification (e.g., cosmetic vs. medicine).
• Maintain a compliance tracker for each product and destination country.
• Ensure smooth coordination with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharma, Ayurveda, or export compliance .
• Strong understanding of regulatory filings for African/CIS countries (preferred).
• Ability to work remotely and independently while managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.

• Develop, implement, and oversee the company's comprehensive regulatory compliance programs.
• Monitor changes in financial regulations and assess their impact on the organization.
• Interpret and advise on complex regulatory requirements related to banking and financial services.
• Conduct internal audits and risk assessments to identify compliance gaps and vulnerabilities.
• Develop and deliver compliance training to employees at all levels.
• Investigate potential compliance breaches and recommend corrective actions.
• Manage relationships with regulatory bodies and assist during regulatory examinations.
• Update and maintain compliance policies, procedures, and documentation.
• Ensure adherence to anti-money laundering (AML), know your customer (KYC), and other relevant regulations.
• Prepare regular compliance reports for senior management and the board of directors.
• Contribute to the development of a strong compliance culture throughout the organization.
• Stay abreast of industry best practices in regulatory compliance.

• Master's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 7 years of progressive experience in regulatory compliance within the financial services industry.
• In-depth knowledge of relevant financial regulations (e.g., RBI guidelines, SEBI regulations, FEMA, PMLA).
• Proven experience in developing and implementing compliance programs.
• Strong analytical and problem-solving skills with meticulous attention to detail.
• Excellent written and verbal communication skills, with the ability to explain complex regulations clearly.
• Proficiency in compliance management software and standard office applications.
• Ability to work independently, manage multiple priorities, and meet strict deadlines in a remote setting.
• Professional certifications such as CAMS, CRCM, or similar are highly desirable.
• Demonstrated experience in dealing with regulatory bodies and managing audits.