2,295 Regulatory Compliance jobs in India

JOB TITLE- ASSISTANT MANAGER (REGULATORY AFFAIRS)

DEPARTMENT- REGULATORY AFFAIRS

INDUSTRY- PERSONAL CARE - COSMETICS / AYURVEDIC

LOCATION- HARIDWAR FACTORY

ROLE- TECHNICAL REGULATORY AFFAIRS

REPORTS TO HEAD QA & QC

RESPONSIBILITIES:

• Review Product formulation as per Indian FDA (Cosmetics & Ayurvedic) regulation, EU Cosmetics Regulation (EC 1223/2009), US FDA, ASEAN, and GCC guidelines.
• Prepare and maintain regulatory dossiers as Product Information Files (PIF), and safety assessments as per Export requirements.
• Review product labels, ingredient lists, and claims to ensure adherence to country-specific regulations.
• Preparation of the Product’s Safety Data Sheet as per export regulations.
• Keep track of changing regulations and update stakeholders accordingly.
• Coordinate with the Design team to develop Labels as country-specific regulations.
• Coordinate with R&D, Quality Assurance, and RM procurement team for regulatory requirements.
• Provide regulatory input to R&D during new product development to ensure global market acceptance.
• Maintain proper records, documentation, and regulatory databases for all export product formulations.

ACADEMIC QUALIFICATION:

• Master’s degree in Pharmacy / Chemistry
• Knowledge of global cosmetic regulations and export documentation processes.
• Familiarity with regulatory portals and international submission formats.

WORK EXPERIENCE:

• Minimum 5-7 Years of experience in Technical Regulatory affairs, preferably in Ayurvedic / Cosmetics / Personal care sector.

We are hiring for leading NBFC client based in Kochi.

Key Responsibilities

• Design, execute, and oversee the company’s AML & CTF compliance program
• Perform ongoing risk assessments for money laundering and financial crime
• Monitor customer transactions and flag unusual or suspicious activity
• Review and escalate Suspicious Activity Reports (SARs) to MLRO or reporting officer
• Enforce KYC / CDD compliance standards
• Conduct compliance audits and periodic reviews
• Stay updated on regulatory changes (e.G. FATF, FCA, FinCEN, RBI or local AML guidelines)
• Maintain accurate records & documentation per regulatory requirements

Qualifications & Skills

• Bachelor’s in Finance, Law, Business, or related discipline
• 3–5 years’ experience in AML / compliance (financial services or fintech)
• Strong knowledge of AML / CTF laws and regulatory frameworks
• Hands‑on experience with KYC, transaction monitoring, sanctions screening
• AML / Compliance certification preferred
• Proficiency in AML / compliance software tools

Job Title: Compliance Manager

Position Type: Full Time, Permanent

Department: Compliance

Location: Gurgaon, New Dehli

Reporting to: Global Head of Compliance

Job Summary

We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.

This role focuses on ensuring the firm meets its regulatory obligations, monitoring compliance, maintaining policies and registers, and supporting risk management initiatives across multiple jurisdictions (UK, US, Europe and Hong Kong).

The successful candidate will be involved in a wide range of regulatory compliance and anti-money laundering matters, supporting the development of robust systems and controls, and ensuring that these evolve in line with regulatory developments and business needs.

Responsibilities

The Compliance Manager will support the Global Head of Compliance in the effective implementation and maintenance of the firm’s global compliance framework.

Key responsibilities include, but are not limited to:

1. Regulatory Registers & Reporting:

- Coordinate with internal stakeholders to ensure that all required filings and notifications are prepared accurately and submitted on time.

- Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers

2. Policies & Procedures

- Support the Global Head of Compliance in the periodic review and implementation of compliance policies, procedures and WSPs.

- Maintain accurate records and version control of approved policies, ensuring timely communication and implementation across the business.

3. Conflicts & Conduct Oversight

- Administer the firm’s Conflicts of Interest processes, including Personal Account Dealing, Gifts & Entertainment, Outside Business Activities and MNPI Registers.

- Monitor adherence to internal conduct rules and escalate any exceptions or breaches as appropriate.

4. Financial Crime & Client Onboarding

- Support the execution of AML/KYC controls and client due diligence checks.

- Review marketing and client materials for compliance with applicable regulatory requirements.

5. Monitoring, Testing & Surveillance

- Execute the periodic Compliance Monitoring and Testing program, ensuring findings are documented and follow-up actions tracked.

- Assist in ongoing surveillance of trading, communications, and conduct matters.

6. Training & Awareness

- Coordinate the annual compliance training program, monitor completion rates, and follow up on overdue training.

- Support ad-hoc compliance awareness initiative across the business.

7. Regulatory Change & Advisory Support

- Maintain the Regulatory Change Management Register and track relevant updates.

- Support impact assessment and implementation of required changes under the direction of the Global Head of Compliance.

8. Ad-hoc & Administrative Support

- Provide support for regulatory inspections, audits and internal reviews.

- Undertake other compliance-related tasks and projects as directed by the Global Head of Compliance

Job Requirements

• Demonstrable generalist/focused experience in Compliance and AML matters (3 to 5 years), for a UK/US/European financial services regulated business, ideally within the asset management / private markets space.
• Experience with client onboarding, in particular AML/KYC checks, investor vetting and associated controls (e.G. conflicts management).
• Experience with reviewing marketing materials for institutional client base, ideally across multiple global jurisdictions.
• Educated to at least degree level with professional qualifications in Compliance/AML strongly desirable.
• Exposure to UK/US/European and Asian markets, ideally with good familiarity to key tenets of their regulatory regimes.

What we offer

• Competitive salary
• Benefits in line with market expectations and legal requirement
• Flexible/hybrid working environment

Manager – Regulatory Compliance

Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.

ROLE PURPOSE

We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business at Pine Labs. This mid to senior-level role is responsible for ensuring end-to-end regulatory compliance as defined in the Reserve Bank of India’s PPI Master Directions. The position demands strong audit capabilities, a deep understanding of the regulatory landscape, and the ability to work cross-functionally to maintain the highest standards of control, risk mitigation, and business continuity.

THE RESPONSIBILTIES, WE ENTRUST YOU WITH.

• Conduct periodic and thematic audits of Pine Labs’ PPI products and processes to ensure complete compliance with RBI’s PPI Master Directions and related regulatory guidelines

• Lead and execute detailed system/process audits with a focus on KYC controls, customer onboarding, transaction limits, system integrity, and operational checks as per PPI regulations

• Identify, assess, document, and communicate compliance and control issues with clear articulation of associated business risks to senior management

• Collaborate with Compliance, AML, Risk, Product, Business, and Technology teams to strengthen the control environment and embed a culture of compliance

• Present audit findings, recommendations, and risk assessments to leadership, facilitating awareness and alignment on corrective actions.

• Prepare comprehensive audit reports and dashboards for the Audit Committee and Management, providing actionable insights for decision-making.

WHAT MATTERS IN THIS ROLE

Experience & Portfolio

5–10 years of internal audit, risk, or compliance experience in regulated financial services (BFSI, fintech, payments, or NBFC sector preferred)

Proven expertise in system/process audits, particularly in KYC, limits, and transaction monitoring with a strong knowledge of RBI’s PPI Master Directions and other payments sector regulations in India.

Technical Skills & Efficiency

• Bachelor’s degree in accounting, Finance, Law, or related field; professional certifications (CISA, CIA, CA, etc.) are a plus
• Experience with automated control testing tools and data analytics for compliance assessments

• Adept at managing multiple priorities, closing audit findings promptly, and aligning work with strategic objectives

• Excellent presentation and communication skills to translate technical findings into actionable business insights for senior stakeholders.

• Strong project and stakeholder management skills with the ability to navigate cross-functional environments

THINGS YOU SHOULD BE COMFORTABLE WITH

Working from office : Bangalore

Pushing the boundaries

Have a big idea? See something that you feel we should do but haven’t done? We will hustle hard to make it happen.

Travel : Should be open to traveling within India for projects related to work for e.g. meetings, workshops etc.

WHAT WE VALUE IN OUR PEOPLE

You take the shot

You decide fast and deliver right.

You are the CEO of what you do

You show ownership and make things happen.

You sign your work like an artist

You seek to learn and take pride in the work you do.

About the Role:

We are seeking a Regulatory & Compliance Specialist on a contract basis to support our compliance requirements in India and international destination countries. This role is ideal for professionals experienced in handling regulatory filings, certifications, and export-related compliance in pharma, Ayurveda, nutraceuticals, or cosmetics.

Key Responsibilities:

• Apply for and renew licenses and certifications such as FSSAI, AYUSH, GMP, Organic, COSMOS as required.
• Arrange phytosanitary inspections and coordinate with laboratories and quarantine officers.
• Provide guidance on country-specific product classification (e.g., cosmetic vs. medicine).
• Maintain a compliance tracker for each product and destination country.
• Ensure smooth coordination with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharma, Ayurveda, or export compliance.
• Strong understanding of regulatory filings for African/CIS countries (preferred).
• Ability to work remotely and independently while managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.

About this role:

We are seeking a regulatory compliance professional to support our global compliance requirements in India and international markets. This position is ideal for experienced professionals with expertise in handling regulatory filings, certifications, and export-related compliance.

Key responsibilities:

• Apply for and renew licenses and certifications as required.
• Arrange phytosanitary inspections and coordinate with laboratories and quarantine officers.
• Provide guidance on country-specific product classification.
• Maintain a compliance tracker for each product and destination country.
• Ensure smooth coordination with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharmaceuticals, Ayurveda, or export compliance.
• Strong understanding of regulatory filings for African/CIS countries.
• Ability to work remotely and independently while managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.

The successful candidate will have strong analytical and problem-solving skills, with excellent communication and interpersonal skills. They will be able to work effectively in a team environment and prioritize tasks to meet deadlines.

About the Role:

We are seeking a Regulatory & Compliance Specialist on a contract basis to support our compliance requirements in India and international destination countries. This role is ideal for professionals experienced in handling regulatory filings, certifications, and export-related compliance in pharma, Ayurveda, nutraceuticals, or cosmetics.

Key Responsibilities:

• Apply for and renew licenses and certifications such as FSSAI, AYUSH, GMP, Organic, COSMOS as required.
• Arrange phytosanitary inspections and coordinate with laboratories and quarantine officers.
• Provide guidance on country-specific product classification (e.g., cosmetic vs. medicine).
• Maintain a compliance tracker for each product and destination country.
• Ensure smooth coordination with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharma, Ayurveda, or export compliance.
• Strong understanding of regulatory filings for African/CIS countries (preferred).
• Ability to work remotely and independently while managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.

Manager – Regulatory Compliance

Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.

ROLE PURPOSE

We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business at Pine Labs. This mid to senior-level role is responsible for ensuring end-to-end regulatory compliance as defined in the Reserve Bank of India’s PPI Master Directions. The position demands strong audit capabilities, a deep understanding of the regulatory landscape, and the ability to work cross-functionally to maintain the highest standards of control, risk mitigation, and business continuity.

THE RESPONSIBILTIES, WE ENTRUST YOU WITH.

• Conduct periodic and thematic audits of Pine Labs’ PPI products and processes to ensure complete compliance with RBI’s PPI Master Directions and related regulatory guidelines

• Lead and execute detailed system/process audits with a focus on KYC controls, customer onboarding, transaction limits, system integrity, and operational checks as per PPI regulations

• Identify, assess, document, and communicate compliance and control issues with clear articulation of associated business risks to senior management

• Collaborate with Compliance, AML, Risk, Product, Business, and Technology teams to strengthen the control environment and embed a culture of compliance

• Present audit findings, recommendations, and risk assessments to leadership, facilitating awareness and alignment on corrective actions.

• Prepare comprehensive audit reports and dashboards for the Audit Committee and Management, providing actionable insights for decision-making.

WHAT MATTERS IN THIS ROLE

Experience & Portfolio

5–10 years of internal audit, risk, or compliance experience in regulated financial services (BFSI, fintech, payments, or NBFC sector preferred)

Proven expertise in system/process audits, particularly in KYC, limits, and transaction monitoring with a strong knowledge of RBI’s PPI Master Directions and other payments sector regulations in India.

Technical Skills & Efficiency

• Bachelor’s degree in accounting, Finance, Law, or related field; professional certifications (CISA, CIA, CA, etc.) are a plus
• Experience with automated control testing tools and data analytics for compliance assessments

• Adept at managing multiple priorities, closing audit findings promptly, and aligning work with strategic objectives

• Excellent presentation and communication skills to translate technical findings into actionable business insights for senior stakeholders.

• Strong project and stakeholder management skills with the ability to navigate cross-functional environments

THINGS YOU SHOULD BE COMFORTABLE WITH

Working from office : Bangalore

Pushing the boundaries

Have a big idea? See something that you feel we should do but haven’t done? We will hustle hard to make it happen.

Travel : Should be open to traveling within India for projects related to work for e.g. meetings, workshops etc.

WHAT WE VALUE IN OUR PEOPLE

You take the shot

You decide fast and deliver right.

You are the CEO of what you do

You show ownership and make things happen.

You sign your work like an artist

You seek to learn and take pride in the work you do.