598 Compliance Monitoring jobs in India

We are seeking a highly motivated and detail-oriented SAP & NON-SAP Application Security handling User Administration in SAP & NON-SAP Applications along with strong internal/external audit experience candidate

Candidates should possess a minimum of 9+ years of relevant experience in User Administration specially around security, compliance & audit topics.

Additionally, candidates should demonstrate experience in leading the Security Compliance Monitoring, User Access Management & Audit Control Initiatives, Strong analytical skills, project management experience, and familiarity with relevant SAP security tool and frameworks are also required.
This level of experience ensures that the candidate can effectively manage complex authorization concept in METRO environments including S4/HANA and contribute to the overall strategic goals of the organization.

Responsible for the operation of security compliance monitoring related tasks, SAP Security (Authorization) & GRC (Governance Risk & Compliance), User Administrations/Management, Internal/External audits, ticketing, tracking processes and steer escalations if needed, build up and assign team members to incoming tasks, surveillance and monitoring of team education and performance, Evaluate and prioritize problems, complaints and service requests and formulate plans of resolution

• 9+ years of experience in SAP & NON-SAP Application Security handling User Administration in SAP & NON-SAP Applications along with strong internal/external audit experience
• Strong people management skills
• IT operations & audit experience
• Understanding of finance and accounting processes
• Understanding and knowledge of technical system specially SAP, S4/HANA MS, Oracle, Java, JIRA incident management tool
• Excellent business partner support
• Strong technical skills and background
• Ability to perform several tasks simultaneously
• High flexibility and resistance to stress
• Manage Attrition and team engagement
• Manage New Transitions/Projects/Activities

• Responsible for the monitoring and leading an assigned Security Compliance Monitoring team.
• Ensure the understanding and compliant service delivery across METRO of agreed policies and procedures by team members in collaboration with the external IT Partner
• Understand service level agreements and key performance indicators for SCM related business processes and steer the same with our external IT Partner.
• Contribute to the maintenance and updating of SCM processes and procedures.
• Supports team members to achieve performance and quality standards as Defined in relevant service level agreements.

Company Description

Metro Global Solution Center (MGSC) is internal solution partner for METRO, a €30 Billion international wholesaler with operations in 30 countries through 630 stores & a team of 85,000 people globally. Metro operates in a further 10 countries with its Food Service Distribution (FSD) business and it is thus active in a total of 31 countries.

MGSC, location wise is present in Pune (India), Düsseldorf (Germany) and Szczecin (Poland). We provide HR, Finance, IT & Business operations support to 31 countries, speak 24+ languages and process over 18,000 transactions a day. We are setting tomorrow’s standards for customer focus, digital solutions, and sustainable business models. For over 10 years, we have been providing services and solutions from our two locations in Pune and Szczecin. This has allowed us to gain extensive experience in how we can best serve our internal customers with high quality and passion. We believe that we can add value, drive efficiency, and satisfy our customers.

Website: 
Company Size: 600-650
Headquarters: Pune, Maharashtra, India
Type: Privately Held
Inception: 2011

Job Description

We are seeking a highly motivated and detail-oriented SAP & NON-SAP Application Security handling User Administration in SAP & NON-SAP Applications along with strong internal/external audit experience candidate

Candidates should possess a minimum of 9+ years of relevant experience in User Administration specially around security, compliance & audit topics.

Additionally, candidates should demonstrate experience in leading the Security Compliance Monitoring, User Access Management & Audit Control Initiatives, Strong analytical skills, project management experience, and familiarity with relevant SAP security tool and frameworks are also required.
This level of experience ensures that the candidate can effectively manage complex authorization concept in METRO environments including S4/HANA and contribute to the overall strategic goals of the organization.

Responsible for the operation of security compliance monitoring related tasks, SAP Security (Authorization) & GRC (Governance Risk & Compliance), User Administrations/Management, Internal/External audits, ticketing, tracking processes and steer escalations if needed, build up and assign team members to incoming tasks, surveillance and monitoring of team education and performance, Evaluate and prioritize problems, complaints and service requests and formulate plans of resolution

Qualifications

Additional Information

We are looking for an experienced Compliance Specialist - Monitoring for execution of various compliance audits as per the annual audit plan and Procedure. You will be involved in the compliance audits, and will play an important role in understanding, evaluating various controls and processes in relation to compliance aspects of the key compliance polices. This position will work closely with other compliance team members and support initiatives from various subject matter experts and stakeholders in other departments.

Roles & Responsibilities

• You will be responsible for executing the compliance audits and reviews as per the compliance audit annual plan.
• You will be responsible for participating in the training, communication, and sensitization of the aspects of Code of Business Conduct and Ethics (COBE) and other key compliance policies
• You will be responsible for conducting in-depth root cause analysis, identification of processes and controls which are inoperative and suggest corrective and preventive action
• You will be responsible for preparing and presenting of key findings for senior management

Qualifications

Educational qualification:  Associated Charted Accountant

Minimum work experience:  3-6 years in a compliance-related role, with a focus on compliance audits, in a pharmaceutical organisation.

Skills & attributes:

Technical Skills

• Demonstrated understanding of the general pharmaceutical business, showcasing knowledge of industry dynamics, trends, and challenges.

• Strong proficiency in conducting audit reviews and gathering evidence.

• In-depth knowledge of relevant laws, regulations, and industry standards.

• Proven track record in corporate compliance and implementing effective compliance programs.

Behavioural skills

• Strong written and oral communication abilities, facilitating effective expression of ideas.

• Demonstrates analytical thinking, enabling effective problem-solving and decision-making.

• Ability to multitask and manage a variety of business requirements simultaneously.

• Approaches tasks with a positive 'can-do' attitude, demonstrating optimism and a solution-oriented mind set.

• Effective people management skills with colleagues and clients, fostering positive relationships.

• Competence in operating effectively within a diverse and complex matrix organization.

About Us: 

Mathisys is a global quant firm specializing in high-frequency trading (HFT) strategies for various asset classes in global markets. We excel in both developed and emerging markets. Our expertise in infrastructure and market dynamics, such as latency, execution, and scalability, sets us apart.

Position Overview:

We are seeking a dedicated and detail-oriented Compliance Officer to monitor and enforce domestic compliance policies and regulations across all operations in India. The Compliance Officer will be responsible for ensuring adherence to all applicable laws, industry standards, and internal policies within the company's operations, ensuring a high level of legal and ethical integrity.

Key Responsibilities:

• Monitor and ensure compliance with all relevant local regulations, laws, and industry standards in India (including but not limited to corporate laws, tax laws, labor laws, environmental regulations, etc.).
• Regularly review changes in local legislation and ensure that the company complies with any new or updated regulatory requirements.
• Conduct periodic compliance audits and assessments across various departments and functions.
• Identify and report any potential areas of non-compliance, recommending corrective actions.
• Assist in developing, implementing, and maintaining internal compliance policies and procedures.
• Ensure that all employees are informed of and understand compliance obligations and procedures.
• Provide training to employees at all levels to ensure they are aware of their compliance responsibilities and the company’s policies.
• Prepare and deliver regular updates on regulatory changes and compliance best practices.
• Identify and assess compliance risks in the company’s operations.
• Develop mitigation strategies to minimize compliance-related risks.
• Ensure timely and accurate submission of regulatory reports and filings to government agencies, as required.
• Maintain comprehensive records of all compliance-related activities for audit and reporting purposes.
• Act as the primary point of contact with regulatory bodies, government agencies, and legal advisors regarding compliance issues.
• Coordinate responses to any regulatory inquiries or investigations.
• Investigate potential compliance violations or concerns raised by employees, stakeholders, or external parties.
• Take appropriate disciplinary actions or recommend remedial measures for non-compliance.
• Provide advice and guidance to internal teams on compliance-related matters to ensure compliance with both legal and ethical standards.
• Support senior management with compliance strategies and provide recommendations for improvement.

Qualifications:

• Bachelor's degree in Law, Business Administration, or a related field. Master’s degree or professional certifications (e.g., CCEP, CAMS)
• At least 3–5 years of experience in compliance, regulatory affairs, or risk management in a corporate setting
• In-depth knowledge of local laws and regulations
• Experience in conducting internal audits and assessments.

Skills and Competencies:

• Strong understanding of regulatory compliance frameworks in India.
• Excellent communication and interpersonal skills.
• Strong analytical and problem-solving abilities.
• High attention to detail and organizational skills.
• Ability to handle sensitive and confidential information with discretion.

About Us

PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we’d love to have you onboard.

Role Overview

Job Title: Compliance Officer

Location: GIFT City, Gujarat

Work Mode: On-site (Monday to Friday)

Experience Required: Minimum 2 years in financial market

Employment Type: Full-time - Ideal for candidates pursuing further studies

This opportunity is ideal for someone who is looking to take a break from the regular corporate grind , focus on further studies, and stay financially independent and professionally connected at the same time.

Qualifications

A candidate must hold any one of the following:

• A professional qualification or
• A post-graduate degree or
• A post-graduate diploma (minimum one year in duration)

in any of the following disciplines:

Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science

(from a university or institution recognized by the Central or State Government or a recognized foreign university or institution).

Alternatively , qualifications such as:

• Chartered Financial Analyst (CFA) or
• Financial Risk Manager (FRM) from the Global Association of Risk Professionals
• or other relevant, recognized certifications will also be considered.

Ideal Candidate Profile:

• Minimum 2 years of experience in financial markets.
• Highly self-motivated, detail-oriented, and proactive.
• Open to pursuing further academic or professional qualifications.

What We Offer:

• Flexibility for individuals pursuing further education.
• A role tailored for work-study-life balance
• Exposure to a rapidly growing organization with experienced leadership.
• Generous paid time off policies

Pluswealth Capital Management is an equal opportunity employer

Job Title: Compliance Officer

Location: Kochi, India

Organisation: UNIVIVE

Years of Experience required : 2+ Years

Job Summary:

The Compliance Officer plays a critical role in maintaining the integrity and compliance of student applications, visa documentation, and interview processes. Reporting directly to the Compliance Manager, the officer will support end-to-end compliance activities, assist in organizing and conducting mock interviews, and act as a key liaison between the company, students, and agents to ensure adherence to university and immigration regulations.

Key Responsibilities:

Application and Visa Compliance:

• Review student applications and documentation for accuracy and compliance with partner university and visa requirements.
• Verify academic, financial, and personal documents submitted by applicants.
• Maintain accurate records of all compliance-related checks and communications.

Mock Interview Coordination.

• Organize and schedule weekly mock interviews in coordination with the student advisors and other internal teams.
• Conduct mock interviews to prepare students for interviews with universities or embassies.
• Provide constructive feedback and interview tips to students for improvements.

Communication and Follow-ups :

• Contact students and agents to confirm interview schedules, required documentation, or resolve compliance-related queries.
• Follow up on missing or incorrect documents and ensure timely submission of required paperwork.

Reporting and Documentation :

• Maintain up-to-date compliance checklists, logs, and interview reports.
• Assist in preparing internal reports for management on compliance metrics and issues.

General Support and Administrative Duties.

• Provide support in preparing students for visa processes, including ensuring all documents are complete and verified.
• Assist the Compliance Manager in day-to-day compliance operations and other related tasks as assigned.
• Stay updated with changes in immigration policies, visa guidelines, and university compliance requirements.

Requirements :

• Minimum 2+ year of e xperience in the overseas education industry, preferably in compliance or student documentation.
• Strong knowledge of international admission and visa processes (especially for UK).
• Excellent communication and interpersonal skills, especially in guiding students and coordinating with agents.
• Attention to detail and strong organisational skills.
• Proficient in MS Office and data entry tools.
• Ability to handle sensitive information confidentially.

Preferred Qualifications :

• Bachelor’s degree in any discipline (education, international relations, or similar background is a plus).
• Experience in handling student visa compliance or mock interviews.
• Familiarity with CRM systems or student management platforms.

About Times Internet

At Times Internet, we create premium digital products that simplify and enhance the lives of millions. As India’s largest digital products company, we have a significant presence across a wide range of categories, including News, Sports, Fintech, and Enterprise solutions.

Our portfolio features market-leading and iconic brands such as TOI, ET, NBT, Cricbuzz, Times Prime, Times Card, Indiatimes, Whatshot, Abound, Willow TV, Techgig and Times Mobile among many more. Each of these products is crafted to enrich your experiences and bring you closer to your interests and aspirations.

As an equal opportunity employer, Times Internet strongly promotes inclusivity and diversity. We are proud to have achieved overall gender pay parity in 2018, verified by an independent audit conducted by Aon Hewitt.

We are driven by the excitement of new possibilities and are committed to bringing innovative products, ideas, and technologies to help people make the most of every day. Join us and take us to the next level!

About the Role:

As a Compliance Officer, you will be responsible for ensuring the organization’s full adherence to all regulatory and statutory requirements, particularly those set by the Reserve Bank of India (RBI). You will oversee compliance policies, risk assessment, audits, and reporting, while also managing key financial oversight responsibilities, including capital adequacy and budgeting. This role demands strong regulatory knowledge, attention to detail, and the ability to work closely with both internal teams and external regulators.

Key Responsibilities:

• Regulatory Compliance – Ensure strict adherence to RBI regulations and all applicable statutory requirements.
• Policy Development – Develop, update, and implement compliance policies, manuals, and procedures.
• Risk Assessment – Identify compliance risks, assess their impact, and implement effective mitigation strategies.
• Training & Awareness – Design and deliver compliance training programs for employees and management.
• Audit Interface – Liaise with internal and external auditors and manage RBI inspections and regulatory audits.
• Reporting – Prepare and submit compliance reports to the Board and relevant regulatory authorities in a timely manner.
• Financial Management – Oversee financial operations, including budgeting, expense control, and cash flow management.
• Capital Adequacy – Monitor Net Owned Fund (NOF) requirements, capital adequacy ratios, and develop funding strategies to ensure compliance.