1,637 Investment Management Firms jobs in India
Asset Wealth Management - Auditor
Posted 4 days ago
Job Viewed
Job Description
Position Summary
This role will be responsible for conducting internal audit activities that assess risks and controls in Ireland’s wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good familiarity and hands on experience with key regulations in Ireland.
Major Responsibilities:
- Perform audit work assigned according to the standards of Internal Audit’s (IA) risk-based methodology.
- Design effective and efficient tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
- Design and execute substantive testing, including data analysis.
- Perform and document audit work and conclude on the audit tests results.
- Identify, assess and report on all key risks and compliance issues/ breaches in the area audited.
- Review and tests management actions taken by Business to remediate issues and deficiencies.
- Draft clear, concise, and well-supported audit findings in the working paper and audit tool.
- Work with the audit team and internal management to communicate issues or delays that may arise throughout the audit.
- Perform validation of management actions and documentation of action closure, including follow up with action owners when needed.
- Develop a thorough understanding of audits and assigned functions, including technology, products, organizational activities and systems.
- Execute special or ad-hoc projects as requested.
Key Contacts and Working Relationships:
- Establish and maintain relationships with key stakeholders within the Firm.
- Liaise with Front Office, Middle Office, Compliance, Risk and Support Functions to ensure clear understanding of the audit scope, issues raised, and action point required to address the findings.
- IA Audit Lead, IA Director, Head of Internal Audit for EMEA/ APAC, Global Head of Internal Audit (as needed).
Skills:
- 5 + years of experience in asset management/ financial services (wealth management preferred) including experience in performing operational, regulatory, compliance, financial audits.
- Familiarity of relevant regulatory framework and requirements in Ireland (MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, Client Asset Requirement etc.).
- Strong analytical and project management skills, ability to prioritise and multi-tasked when needed.
- Effective communication skills (verbal and written) and interpersonal skills as well as interest in developing to succeeding roles in IA.
- Motivated with proven ability to research, interpret and apply regulatory requirements.
- Ability to build strong working relationships with peers, staff and relevant stakeholders.
- Self-motivated and able to work independently and as part of a team.
- Strong familiarity with MS Office including Word, Excel, PowerPoint, Outlook.
Education/ Experience Requirements:
- Bachelor’s degree in accounting, finance or any business-related area preferred.
- CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.
Asset Wealth Management - Auditor
Posted today
Job Viewed
Job Description
Position Summary
This role will be responsible for conducting internal audit activities that assess risks and controls in Ireland’s wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good familiarity and hands on experience with key regulations in Ireland.
Major Responsibilities:
- Perform audit work assigned according to the standards of Internal Audit’s (IA) risk-based methodology.
- Design effective and efficient tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
- Design and execute substantive testing, including data analysis.
- Perform and document audit work and conclude on the audit tests results.
- Identify, assess and report on all key risks and compliance issues/ breaches in the area audited.
- Review and tests management actions taken by Business to remediate issues and deficiencies.
- Draft clear, concise, and well-supported audit findings in the working paper and audit tool.
- Work with the audit team and internal management to communicate issues or delays that may arise throughout the audit.
- Perform validation of management actions and documentation of action closure, including follow up with action owners when needed.
- Develop a thorough understanding of audits and assigned functions, including technology, products, organizational activities and systems.
- Execute special or ad-hoc projects as requested.
Key Contacts and Working Relationships:
- Establish and maintain relationships with key stakeholders within the Firm.
- Liaise with Front Office, Middle Office, Compliance, Risk and Support Functions to ensure clear understanding of the audit scope, issues raised, and action point required to address the findings.
- IA Audit Lead, IA Director, Head of Internal Audit for EMEA/ APAC, Global Head of Internal Audit (as needed).
Skills:
- 5 + years of experience in asset management/ financial services (wealth management preferred) including experience in performing operational, regulatory, compliance, financial audits.
- Familiarity of relevant regulatory framework and requirements in Ireland (MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, Client Asset Requirement etc.).
- Strong analytical and project management skills, ability to prioritise and multi-tasked when needed.
- Effective communication skills (verbal and written) and interpersonal skills as well as interest in developing to succeeding roles in IA.
- Motivated with proven ability to research, interpret and apply regulatory requirements.
- Ability to build strong working relationships with peers, staff and relevant stakeholders.
- Self-motivated and able to work independently and as part of a team.
- Strong familiarity with MS Office including Word, Excel, PowerPoint, Outlook.
Education/ Experience Requirements:
- Bachelor’s degree in accounting, finance or any business-related area preferred.
- CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.
Asset Wealth Management - Auditor
Posted 4 days ago
Job Viewed
Job Description
This role will be responsible for conducting internal audit activities that assess risks and controls in Ireland’s wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good familiarity and hands on experience with key regulations in Ireland.
Major Responsibilities:
Perform audit work assigned according to the standards of Internal Audit’s (IA) risk-based methodology.
Design effective and efficient tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
Design and execute substantive testing, including data analysis.
Perform and document audit work and conclude on the audit tests results.
Identify, assess and report on all key risks and compliance issues/ breaches in the area audited.
Review and tests management actions taken by Business to remediate issues and deficiencies.
Draft clear, concise, and well-supported audit findings in the working paper and audit tool.
Work with the audit team and internal management to communicate issues or delays that may arise throughout the audit.
Perform validation of management actions and documentation of action closure, including follow up with action owners when needed.
Develop a thorough understanding of audits and assigned functions, including technology, products, organizational activities and systems.
Execute special or ad-hoc projects as requested.
Key Contacts and Working Relationships:
Establish and maintain relationships with key stakeholders within the Firm.
Liaise with Front Office, Middle Office, Compliance, Risk and Support Functions to ensure clear understanding of the audit scope, issues raised, and action point required to address the findings.
IA Audit Lead, IA Director, Head of Internal Audit for EMEA/ APAC, Global Head of Internal Audit (as needed).
Skills:
5 + years of experience in asset management/ financial services (wealth management preferred) including experience in performing operational, regulatory, compliance, financial audits.
Familiarity of relevant regulatory framework and requirements in Ireland (MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, Client Asset Requirement etc.).
Strong analytical and project management skills, ability to prioritise and multi-tasked when needed.
Effective communication skills (verbal and written) and interpersonal skills as well as interest in developing to succeeding roles in IA.
Motivated with proven ability to research, interpret and apply regulatory requirements.
Ability to build strong working relationships with peers, staff and relevant stakeholders.
Self-motivated and able to work independently and as part of a team.
Strong familiarity with MS Office including Word, Excel, PowerPoint, Outlook.
Education/ Experience Requirements:
Bachelor’s degree in accounting, finance or any business-related area preferred.
CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.
Asset Wealth Management - Auditor
Posted 2 days ago
Job Viewed
Job Description
Position Summary
This role will be responsible for conducting internal audit activities that assess risks and controls in Ireland’s wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good familiarity and hands on experience with key regulations in Ireland.
Major Responsibilities:
- Perform audit work assigned according to the standards of Internal Audit’s (IA) risk-based methodology.
- Design effective and efficient tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
- Design and execute substantive testing, including data analysis.
- Perform and document audit work and conclude on the audit tests results.
- Identify, assess and report on all key risks and compliance issues/ breaches in the area audited.
- Review and tests management actions taken by Business to remediate issues and deficiencies.
- Draft clear, concise, and well-supported audit findings in the working paper and audit tool.
- Work with the audit team and internal management to communicate issues or delays that may arise throughout the audit.
- Perform validation of management actions and documentation of action closure, including follow up with action owners when needed.
- Develop a thorough understanding of audits and assigned functions, including technology, products, organizational activities and systems.
- Execute special or ad-hoc projects as requested.
Key Contacts and Working Relationships:
- Establish and maintain relationships with key stakeholders within the Firm.
- Liaise with Front Office, Middle Office, Compliance, Risk and Support Functions to ensure clear understanding of the audit scope, issues raised, and action point required to address the findings.
- IA Audit Lead, IA Director, Head of Internal Audit for EMEA/ APAC, Global Head of Internal Audit (as needed).
Skills:
- 5 + years of experience in asset management/ financial services (wealth management preferred) including experience in performing operational, regulatory, compliance, financial audits.
- Familiarity of relevant regulatory framework and requirements in Ireland (MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, Client Asset Requirement etc.).
- Strong analytical and project management skills, ability to prioritise and multi-tasked when needed.
- Effective communication skills (verbal and written) and interpersonal skills as well as interest in developing to succeeding roles in IA.
- Motivated with proven ability to research, interpret and apply regulatory requirements.
- Ability to build strong working relationships with peers, staff and relevant stakeholders.
- Self-motivated and able to work independently and as part of a team.
- Strong familiarity with MS Office including Word, Excel, PowerPoint, Outlook.
Education/ Experience Requirements:
- Bachelor’s degree in accounting, finance or any business-related area preferred.
- CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.
Wealth management
Posted today
Job Viewed
Job Description
Role Description
The Process Executive will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate needs to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. Candidate should ensure that all queries/first level escalations related to routine activities are responded to within the time frames pre-specified. Should take responsibility and act as backup for the Peers in their absence and share best practices with the team.
What we'll offer you
- As part of our flexible scheme, here are just some of the benefits that youll enjoy.
- Best in class leave policy.
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
Your key responsibilities
- Review client account opening documentation as per regulatory and internal policies.
- Understanding of power of attorney processing and client onboarding controls.
- Participation in the sighting and distribution of incoming orders in the DO emergency
- Oversight on notifications preparation and timely client & business.
- Processing of securities orders such as
- Closure of accounts / deposits / investment products
- order registration/modification/deletion
- Collection of payment orders
- Editing lists
- settlement of internal deposits
- handling of written orders
- Support project team on all data migration projects.
- Bringing controls and efficiencies in existing process.
Your skills and experience
- German Language Proficiency B1.
- Good understanding of financial product and markets like Bonds, equities & other financial products.
- 2-4 years of experience in Security Services in any Private Banking.
- Hands on experience in reviewing client on-boarding documentation.
- Willing to work in Multiple/ rotational Shifts.
Skills Required
Operation Management, Project Managment, Security Services
Asset Wealth Management Audit Associate
Posted today
Job Viewed
Job Description
This role is for an experienced audit professional to join the Asset Wealth Management Audit Team.
Job Summary
As a Asset Wealth Management Audit Associate in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset & Wealth Management functions.
Job Responsibilities
1. Assist or lead audit engagements covering Asset Wealth Management functions including risk assessment, audit planning, audit testing, control evaluation, documenting work papers, audit report drafting and follow-up and verification of issue closure.
2. Meet time frame and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology.
3. Collaborate with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.
4. Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation.
5. Travel to locations internationally (up to 10%), if required, and adjust work timings, as needed, to support global teams
Required qualifications, capabilities and skills
Preferred qualifications, capabilities and skills
Manager Wealth Management
Posted 3 days ago
Job Viewed
Job Description
Maple Capital Advisors is seeking an experienced, high-performing Manager - Wealth
Management to join our team in New Delhi. This is an immediate opening for candidates who thrive
in an entrepreneurial and high-impact environment.
About Maple Capital Advisors
Maple Capital Advisors ( is a leading boutique investment banking and
advisory firm focused on Mergers & Acquisitions, Private Equity, Leveraged Capital and wealth
management. We operate in both domestic and cross-border deal making, with deep India expertise
and a strong international network through Pandion Partners (
We are a high-conviction, high-touch firm with a strong track record in mid-market transactions and
end-to-end deal execution.
Role Overview:
As Manager - Wealth Management, you will be responsible for:
- Build and manage client relationships
- Proactively identify business opportunities in Wealth Management and Investment Banking.
- Develop tailored investment and financial plans across asset classes – mutual funds, AIFs, PMS, direct equities (listed/ unlisted), bonds, and other alternates.
- Manage investment portfolios including asset allocation, portfolio rebalancing, and investment selection - understand financial goals, risk tolerance, and preferences.
- Monitor and review client portfolios, adjusting strategies based on market trends, economic conditions, and client needs.
- Provide regular updates and insights on market trends, macroeconomic conditions, and investment performance.
- Conduct financial and economic research to support client recommendations.
- Collaborate with legal, tax, estate planning, and family office setups for holistic wealth solutions.
- Ensure compliance with regulatory standards and internal protocols.
What we’re looking for
- 3+ years in wealth management/ private banking, or as a Relationship Manager in a bank or AMC.
- Strong understanding of wealth management products (Mutual Funds, AIFs, PMS, PE) and financial planning strategies. Strong analytical and problem-solving abilities.
- Excellent communication and interpersonal skills, and a proactive, business-development mindset.
- Experience in managing an existing book of clients and/or supporting a senior wealth manager or family office.
Qualifications
- Bachelor’s degree in Finance, Economics, or related fields
- Preferred: MBA, CFA, CA or CFP certification
- Strong academic record and interest in long-term career in wealth management
- Proficiency in financial planning tools, portfolio software, and MS Office
- Ideally based in Delhi/NCR
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Wealth Management Intern
Posted 4 days ago
Job Viewed
Job Description
About the Company
At Prosperr.io, we are transforming the way individuals and organizations manage taxes and employee benefits. As a pioneering fintech SaaS platform, we empower employees to maximize their in-hand salaries and enable businesses to design smarter, compliant, and efficient tax strategies. Through cutting-edge AI-driven automation and intuitive tools, Prosperr.io simplifies financial complexities, providing seamless solutions tailored to the needs of salaried professionals and HR leaders alike. Founded by Manas and Dev Kumar, the company specializes in assisting salaried individuals with tax planning, management, and income tax filing. Recently, Prosperr.io raised $1.55 million in pre-seed funding, led by a prominent investor.
About the Role :
Are you passionate about finance and eager to gain hands-on experience in the world of wealth management? We are looking for a dynamic and motivated Wealth Management Intern to join our team and help drive impactful financial strategies.
Responsibilities :
- Assist in preparing and analyzing financial reports to support wealth management strategies.
- Conduct market research and data analysis to provide insights and recommendations.
- Support the creation of investment portfolios and wealth management presentations.
- Help prepare detailed reports using Excel and PowerPoint for client presentations and internal meetings.
- Collaborate with senior wealth managers and contribute to ongoing client projects.
Required Skills :
- Proficiency in Excel and PowerPoint .
- Strong ability to create insightful and thorough research reports .
- Solid analytical skills to assess and evaluate financial data.
- Good understanding of finance , with the ability to apply theoretical knowledge to practical situations.
- A keen interest in exploring and utilizing AI tools for data analysis and report generation (preferred).
Compensation package : upto INR 2000 per month
Why Join Us?
- Opportunity to learn and grow under the mentorship of experienced professionals in wealth management.
- A dynamic and collaborative work environment that values fresh perspectives and innovation.
Manager Wealth Management
Posted today
Job Viewed
Job Description
Maple Capital Advisors is seeking an experienced, high-performing Manager - Wealth
Management to join our team in New Delhi. This is an immediate opening for candidates who thrive
in an entrepreneurial and high-impact environment.
About Maple Capital Advisors
Maple Capital Advisors ( is a leading boutique investment banking and
advisory firm focused on Mergers & Acquisitions, Private Equity, Leveraged Capital and wealth
management. We operate in both domestic and cross-border deal making, with deep India expertise
and a strong international network through Pandion Partners (
We are a high-conviction, high-touch firm with a strong track record in mid-market transactions and
end-to-end deal execution.
Role Overview:
As Manager - Wealth Management, you will be responsible for:
- Build and manage client relationships
- Proactively identify business opportunities in Wealth Management and Investment Banking.
- Develop tailored investment and financial plans across asset classes – mutual funds, AIFs, PMS, direct equities (listed/ unlisted), bonds, and other alternates.
- Manage investment portfolios including asset allocation, portfolio rebalancing, and investment selection - understand financial goals, risk tolerance, and preferences.
- Monitor and review client portfolios, adjusting strategies based on market trends, economic conditions, and client needs.
- Provide regular updates and insights on market trends, macroeconomic conditions, and investment performance.
- Conduct financial and economic research to support client recommendations.
- Collaborate with legal, tax, estate planning, and family office setups for holistic wealth solutions.
- Ensure compliance with regulatory standards and internal protocols.
What we’re looking for
- 3+ years in wealth management/ private banking, or as a Relationship Manager in a bank or AMC.
- Strong understanding of wealth management products (Mutual Funds, AIFs, PMS, PE) and financial planning strategies. Strong analytical and problem-solving abilities.
- Excellent communication and interpersonal skills, and a proactive, business-development mindset.
- Experience in managing an existing book of clients and/or supporting a senior wealth manager or family office.
Qualifications
- Bachelor’s degree in Finance, Economics, or related fields
- Preferred: MBA, CFA, CA or CFP certification
- Strong academic record and interest in long-term career in wealth management
- Proficiency in financial planning tools, portfolio software, and MS Office
- Ideally based in Delhi/NCR
Wealth Management Intern
Posted today
Job Viewed
Job Description
About the Company
At Prosperr.io, we are transforming the way individuals and organizations manage taxes and employee benefits. As a pioneering fintech SaaS platform, we empower employees to maximize their in-hand salaries and enable businesses to design smarter, compliant, and efficient tax strategies. Through cutting-edge AI-driven automation and intuitive tools, Prosperr.io simplifies financial complexities, providing seamless solutions tailored to the needs of salaried professionals and HR leaders alike. Founded by Manas and Dev Kumar, the company specializes in assisting salaried individuals with tax planning, management, and income tax filing. Recently, Prosperr.io raised $1.55 million in pre-seed funding, led by a prominent investor.
About the Role:
Are you passionate about finance and eager to gain hands-on experience in the world of wealth management? We are looking for a dynamic and motivated Wealth Management Intern to join our team and help drive impactful financial strategies.
Responsibilities:
- Assist in preparing and analyzing financial reports to support wealth management strategies.
- Conduct market research and data analysis to provide insights and recommendations.
- Support the creation of investment portfolios and wealth management presentations.
- Help prepare detailed reports using Excel and PowerPoint for client presentations and internal meetings.
- Collaborate with senior wealth managers and contribute to ongoing client projects.
Required Skills:
- Proficiency in Excel and PowerPoint.
- Strong ability to create insightful and thorough research reports.
- Solid analytical skills to assess and evaluate financial data.
- Good understanding of finance, with the ability to apply theoretical knowledge to practical situations.
- A keen interest in exploring and utilizing AI tools for data analysis and report generation (preferred).
Compensation package: upto INR 2000 per month
Why Join Us?
- Opportunity to learn and grow under the mentorship of experienced professionals in wealth management.
- A dynamic and collaborative work environment that values fresh perspectives and innovation.