859 Principal Officer jobs in India

We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.

Qualification :

• CA / CS / CMA / CFA / FRM certification from respective institutes.

OR

• Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.

Experience:

• 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
• Familiarity with capital market operations, settlement systems, and compliance processes.

Roles and Responsibilities:

• Oversee daily dealing activities and ensure compliance with all regulatory requirements.
• Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
• Monitor trading activity and implement robust internal controls.
• Drive implementation of policies, risk management systems, and operational processes in line with best practices.
• Support basic research into market trends, financial products, and business developments.
• Collaborate with internal departments including compliance, risk, and operations.
• Stay abreast of regulatory changes and assess their implications for the business.
• Play an active role in strategic initiatives, product launches, and technology adoption.

We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.

Qualification :

• CA / CS / CMA / CFA / FRM certification from respective institutes.

OR

• Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.

Experience:

• 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
• Familiarity with capital market operations, settlement systems, and compliance processes.

Roles and Responsibilities:

• Oversee daily dealing activities and ensure compliance with all regulatory requirements.
• Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
• Monitor trading activity and implement robust internal controls.
• Drive implementation of policies, risk management systems, and operational processes in line with best practices.
• Support basic research into market trends, financial products, and business developments.
• Collaborate with internal departments including compliance, risk, and operations.
• Stay abreast of regulatory changes and assess their implications for the business.
• Play an active role in strategic initiatives, product launches, and technology adoption.

We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.

Qualification :

• CA / CS / CMA / CFA / FRM certification from respective institutes.

OR

• Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.

Experience:

• 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
• Familiarity with capital market operations, settlement systems, and compliance processes.

Roles and Responsibilities:

• Oversee daily dealing activities and ensure compliance with all regulatory requirements.
• Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
• Monitor trading activity and implement robust internal controls.
• Drive implementation of policies, risk management systems, and operational processes in line with best practices.
• Support basic research into market trends, financial products, and business developments.
• Collaborate with internal departments including compliance, risk, and operations.
• Stay abreast of regulatory changes and assess their implications for the business.
• Play an active role in strategic initiatives, product launches, and technology adoption.

Job Summary    

The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws. This role oversees the fund’s operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders. The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and professionalism.

Key Responsibilities    

• Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.
  

• Oversee the implementation of investment strategies, ensuring alignment with the fund’s approved mandate and regulatory framework.
  

• Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.
  

• Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.
  

• Develop, implement, and monitor comprehensive risk management policies and compliance protocols.
  

• Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.
  

• Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.
  

• Review and approve investment decisions, ensuring consistency with the fund’s risk appetite and objectives.
  

• Ensure transparent and timely communication with investors, including performance updates and financial reports.
  

• Represent the company in regulatory meetings, industry forums, and investor engagements.
  

• Ability to communicate with effectively and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and professionalism.
  

Qualifications and Experience    

• The candidate must hold an MBA in Finance from a recognized university, with a strong foundation in corporate finance, analysis, and leadership. A CA qualification or other professional/postgraduate degree in finance, law, accountancy, business, economics, or capital markets—recognized by IFSCA or any Indian/foreign regulator—will be considered an added advantage.
  

• At least 5 years of experience as Fund Manager in Asses Management Company.
  

• In-depth knowledge of IFSCA regulations and the operational framework of International Financial Services Centres (IFSCs).
  

• Proven expertise in compliance, risk management, and investment strategy execution.
  

• Experience in international fund management or cross-border investments is highly desirable.
  

• Demonstrated ability to lead teams and manage complex operational and regulatory challenges.
  

Skills and Competencies    

• Exceptional leadership and team management capabilities.
  

• Outstanding verbal and written communication skills.
  

• Strong commitment to integrity, professionalism, and ethical standards.
  

• Advanced analytical and decision-making abilities, with a focus on navigating regulatory complexities.
  

• Proficiency in financial analysis tools and software.
  

• Additional Requirements    
  

• Willingness to relocate to GIFT City, Gujarat, if not already based there.
  

• Availability to travel domestically and internationally as required for business purposes.
  

Company Overview

Rockstud Capital is a prominent alternative asset manager, specializing in advising and managing funds under SEBI registered schemes such as CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). Emphasizing a customer-first approach and performance-driven strategies, Rockstud Capital is committed to transparency and supporting early-stage startups. Based in Lower Parel, Mumbai, it maintains a formidable presence in the venture capital and private equity industry.

Job Overview

The Principal Officer - PMS at Rockstud Capital will be a Senior-Level, Full-Time position based in Mumbai. The applicant should possess a maximum of 10 years of experience in the industry. The role demands expertise in portfolio management services, particularly focusing on listed equities for achieving long-term investment objectives. The successful candidate will work within a dynamic team environment to contribute to our strategic goals.

The Firm has the PMS licence and looking to start fresh in launching new scheme and building the AUM from scratch. The role is entrepreneurial in nature and need long term mindset of the candidate.

Qualifications and Skills

• Portfolio manager experience with a deep understanding of portfolio management services, especially involving listed equities (Mandatory skill).
• Proven ability in data analysis to interpret financial information and predict future financial trends in a dynamic investing environment.
• Strong leadership skills to guide teams towards fulfilling investment goals efficiently while maintaining high ethical standards.
• Extensive knowledge of investment management strategies that align with defined financial goals and client expectations.
• Demonstrated expertise in fund management to oversee the allocation, risk management, and performance reviews of investment portfolios.
• Equity research skills to assess and recommend stocks and securities for investments while maintaining comprehensive market knowledge.
• Excellent communication and interpersonal skills to interact effectively with stakeholders, regulators, and investors.
• Ability to work independently as well as collaboratively in a team to strategize and implement innovative solutions for diverse investment portfolios.

Roles and Responsibilities

• Develop and implement portfolio management strategies for listed equities that align with Rockstud Capital's investment objectives.
• Lead the process of analyzing and evaluating investment opportunities to optimize the performance of customer portfolios.
• Oversee daily fund management activities, including rebalancing portfolios and executing trades, ensuring compliance with SEBI regulations.
• Collaborate with various departments to design and refine risk management practices and investment strategies.
• Engage with investors, providing them with updates and reports detailing portfolio performance and strategic initiatives.
• Conduct in-depth equity research and utilize the findings to inform investment decisions and strategy modifications.
• Maintain an up-to-date knowledge of market trends, economic changes, and financial regulations, ensuring strategic adaptability.
• Build and maintain strong relationships with industry partners, investment analysts, and regulatory bodies to enhance the companys market position.

Job Summary    

The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws. This role oversees the fund’s operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders. The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and professionalism.

Key Responsibilities    

• Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.
  

• Oversee the implementation of investment strategies, ensuring alignment with the fund’s approved mandate and regulatory framework.
  

• Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.
  

• Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.
  

• Develop, implement, and monitor comprehensive risk management policies and compliance protocols.
  

• Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.
  

• Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.
  

• Review and approve investment decisions, ensuring consistency with the fund’s risk appetite and objectives.
  

• Ensure transparent and timely communication with investors, including performance updates and financial reports.
  

• Represent the company in regulatory meetings, industry forums, and investor engagements.
  

• Ability to communicate with effectively and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and professionalism.
  

Qualifications and Experience    

• The candidate must hold an MBA in Finance from a recognized university, with a strong foundation in corporate finance, analysis, and leadership. A CA qualification or other professional/postgraduate degree in finance, law, accountancy, business, economics, or capital markets—recognized by IFSCA or any Indian/foreign regulator—will be considered an added advantage.
  

• At least 5 years of experience as Fund Manager in Asses Management Company.
  

• In-depth knowledge of IFSCA regulations and the operational framework of International Financial Services Centres (IFSCs).
  

• Proven expertise in compliance, risk management, and investment strategy execution.
  

• Experience in international fund management or cross-border investments is highly desirable.
  

• Demonstrated ability to lead teams and manage complex operational and regulatory challenges.
  

Skills and Competencies    

• Exceptional leadership and team management capabilities.
  

• Outstanding verbal and written communication skills.
  

• Strong commitment to integrity, professionalism, and ethical standards.
  

• Advanced analytical and decision-making abilities, with a focus on navigating regulatory complexities.
  

• Proficiency in financial analysis tools and software.
  

• Additional Requirements    
  

• Willingness to relocate to GIFT City, Gujarat, if not already based there.
  

• Availability to travel domestically and internationally as required for business purposes.
  

Company Overview

Rockstud Capital is a prominent alternative asset manager, specializing in advising and managing funds under SEBI registered schemes such as CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). Emphasizing a customer-first approach and performance-driven strategies, Rockstud Capital is committed to transparency and supporting early-stage startups. Based in Lower Parel, Mumbai, it maintains a formidable presence in the venture capital and private equity industry.

Job Overview

The Principal Officer - PMS at Rockstud Capital will be a Senior-Level, Full-Time position based in Mumbai. The applicant should possess a maximum of 10 years of experience in the industry. The role demands expertise in portfolio management services, particularly focusing on listed equities for achieving long-term investment objectives. The successful candidate will work within a dynamic team environment to contribute to our strategic goals.

The Firm has the PMS licence and looking to start fresh in launching new scheme and building the AUM from scratch. The role is entrepreneurial in nature and need long term mindset of the candidate.

Qualifications and Skills

• Portfolio manager experience with a deep understanding of portfolio management services, especially involving listed equities (Mandatory skill).
• Proven ability in data analysis to interpret financial information and predict future financial trends in a dynamic investing environment.
• Strong leadership skills to guide teams towards fulfilling investment goals efficiently while maintaining high ethical standards.
• Extensive knowledge of investment management strategies that align with defined financial goals and client expectations.
• Demonstrated expertise in fund management to oversee the allocation, risk management, and performance reviews of investment portfolios.
• Equity research skills to assess and recommend stocks and securities for investments while maintaining comprehensive market knowledge.
• Excellent communication and interpersonal skills to interact effectively with stakeholders, regulators, and investors.
• Ability to work independently as well as collaboratively in a team to strategize and implement innovative solutions for diverse investment portfolios.

Roles and Responsibilities

• Develop and implement portfolio management strategies for listed equities that align with Rockstud Capital's investment objectives.
• Lead the process of analyzing and evaluating investment opportunities to optimize the performance of customer portfolios.
• Oversee daily fund management activities, including rebalancing portfolios and executing trades, ensuring compliance with SEBI regulations.
• Collaborate with various departments to design and refine risk management practices and investment strategies.
• Engage with investors, providing them with updates and reports detailing portfolio performance and strategic initiatives.
• Conduct in-depth equity research and utilize the findings to inform investment decisions and strategy modifications.
• Maintain an up-to-date knowledge of market trends, economic changes, and financial regulations, ensuring strategic adaptability.
• Build and maintain strong relationships with industry partners, investment analysts, and regulatory bodies to enhance the companys market position.