1,161 Regulatory Reporting jobs in India

Regulatory Reporting

Bengaluru, Karnataka Virtusa

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Job Description

Regulatory Reporting - CREQ Description Excellent communication skills, approachable and good at forming relationships with people of all levels within the business
Excellent knowledge in financial market and financial products is a must
Experience of working on systems and process engineering projects within Capital Markets domain
Experience in Regulatory reporting (EMIR/MiFID/ESMA/DFA) specially on Dodd Frank.
Candidate should have minimum of 9 to 10 years of experience in Regulatory reporting domain.
Candidate should have experience in handling audit queries.
Candidate should understand the regulatory terminology and the life cycle of trade.

Primary skills

BA-Foundational, Business Consulting-Foundational, Capital markets, OTC Traded Instruments, FX(Foreign exchange), MM, Fixed Income product processing, Forwards processing, Swaps, Derivatives, Commodities, Front office - capital markets - processing, Trading, Pre-deal Analytics, Trade-Blotters, Deal Capture, Market data, Capital Markets Mid-office processing, Limits, Risk & Compliance, Collateral Management, Market Risk, Value at Risk (VAR), Clearing & Settlement, Accounting, Trade Confirmation management,Payment Reconciliation, Regulatory Reporting, Reference Data Management for Capital Markets, Commisions - Banking

Primary Location Bangalore, Karnataka, India Job Type Experienced Primary Skills Market Risk Years of Experience 10 Travel No
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Lead - Regulatory Reporting

Mumbai, Maharashtra NMDCON

Posted 10 days ago

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Job Description

Job Description

This role is responsible for managing RBI reporting for Finance Responsibilities

 Responsible for RBI reporting. Timely and accurate submission of regulatory returns. Handling of various audits (RBI, internal, concurrent and statutory audits), Assessing impact of new RBI circulars and ensuring implementation.

ested parallel submission of returns through CIMS portal. Quarterly submission of financial numbers to RBI. Automation of RBI return

Qualifications: MBA/CA Experiences: 6 to 10 years

This advertiser has chosen not to accept applicants from your region.

Lead - Regulatory Reporting

Mumbai, Maharashtra NMDCON

Posted today

Job Viewed

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Job Description

Job Description

This role is responsible for managing RBI reporting for Finance Responsibilities

 Responsible for RBI reporting. Timely and accurate submission of regulatory returns. Handling of various audits (RBI, internal, concurrent and statutory audits), Assessing impact of new RBI circulars and ensuring implementation.

ested parallel submission of returns through CIMS portal. Quarterly submission of financial numbers to RBI. Automation of RBI return

Qualifications: MBA/CA Experiences: 6 to 10 years

This advertiser has chosen not to accept applicants from your region.

Regulatory Reporting, AS

Mumbai, Maharashtra Deutsche Bank

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Job Description

Description

  • It is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. 
  • Further, candidate is expected to provide various adhoc requirements sought by the regulators on timely manner.
  • This role includes providing clarifications to regulatory queries with regard to inward and outward transactions details filed with Central Bank. 
  • Role involves interacting with various departments of Deutsche Bank to collate data required to be filed at the bank level with regulators and also provide data required / sought by other departments.
  • The role includes providing data to concurrent auditors, work with them and also provide details to finance and statutory auditors. Knowledge and experience in Cash Products would be preferable.
  • What we’ll offer you

    As part of our flexible scheme, here are just some of the benefits that you’ll enjoy,

  • Best in class leave policy.
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above
  • Your key responsibilities

  • Working in the regulatory reporting team, interacting with various stake holders within GCO and also across various departments of the bank.
  • You'll be responsible for ensuring accurate and timely filing of various regulatory reports of Cash Operations.
  • Preferably aware of following Regulatory Guidelines:x

  • CTR Reporting Guidelines
  • CBWT Reporting Guidelines
  • OverDraft regulatory Norms
  • Inoperative Account Guidelines
  • NTR Reporting Guidelines
  • R-Return Guidelines
  • Your skills and experience

  • Graduate or Post graduate in Commerce with an industry experience of 10 to 12 years is preferable. Looking for a candidate with experience in Regulatory Reporting and Cash Operations Product knowledge.
  • How we’ll support you

  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.
  • This advertiser has chosen not to accept applicants from your region.

    AVP-Regulatory Reporting

    SMBC Group

    Posted today

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    Job Description

    Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.

    With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.

    Job Responsibilites:-

  • Submission of Regulatory Returns under supervision of reporting manager
  • Risk Based Supervision (ad-hoc regulatory query management and periodic submissions)
  • Support in MIS creation/betterment
  • Managing day to day tasks e.g. reconciliation/day end reports, circulation of daily reports etc.
  • Coordinating with other departments for data requirements
  • Maintenance of MIS for NPE Budget
  • Preparation of data for ad-hoc requirements from RBI
  • Preparation of agenda of meetings for updates to Management such as NPE, CRAR, Key regulatory guidelines
  • Knowledge sharing
  • Audit Management
  • Support in implementation of key regulatory frameworks
  • Review existing processes, policies for refinement.
  • Motivate, train, and develop staff within agreed policies and practices to maintain an effective workplace capable of meeting its objectives.
  • Maintaining strong risk management culture
  • (a) Knowledge (b) Skills (c) Experience (d) Qualifications

  •  Experience – Minimum 7-10years in RBI Reporting/Accounting & Finance/Audit Management/dealing with RBI. Thorough awareness of key RBI Directions.
  •  Skills Required – CA/MBA/Graduate
  • This advertiser has chosen not to accept applicants from your region.

    Regulatory Reporting - NCT

    Jaipur, Rajasthan Deutsche Bank

    Posted today

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    Job Description

    Description


    The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as M
    II”. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and F
    responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in support
    terms of building out reports, macros etc.
    What we’ll offer you
    Best in class leave policy
    Gender neutral parental leaves
    100% reimbursement under child care assistance benefit (gender neutral)
    Flexible working arrangements
    Sponsorship for Industry relevant certifications and education
    Employee Assistance Program for you and your family members
    Comprehensive Hospitalization Insurance for you and your dependents
    Accident and Term life Insurance
    Complementary Health screening for 35 yrs. and above
    Your key responsibilities
    Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions
    Ensure accurate, timely and completeness of reporting
    Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process a
    Liaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regul
    improved STP processing of our reporting across all asset classes
    Perform root cause analysis or exceptions with investigation & appropriate escalation of any significant issues found through testing, rejection
    stream to senior management to ensure transparency exists in our controls
    Ability to build and maintain effective operational process and prioritise activities based on risk.
    Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.
    Documentation of BI deliverables.
    Support the design of data models, reports and visualizations to meet business needs.
    Develop end-user reports and visualizations.
    Your skills and experience
    2- 7 year’s work experience within an Ops role within financial services.
    Graduate in Science/Technology/Engg./Mathematics.
    Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England etc.) is preferred
    Preferable experience in Middle Office/Back Office, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes – Equities, Credit
    Commodities)
    Ability to work independently, as well as in a team environment
    Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.
    Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environment
    Experience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA.
    Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView etc.
    Advanced SQL Experience is preferred.
    How we’ll support you
    Training and development to help you excel in your career
    Flexible working to assist you balance your personal priorities
    Coaching and support from experts in your team
    A culture of continuous learning to aid progression
    A range of flexible benefits that you can tailor to suit your needs
    This advertiser has chosen not to accept applicants from your region.

    Regulatory Reporting - Associate

    Jaipur, Rajasthan Deutsche Bank

    Posted today

    Job Viewed

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    Job Description

    Description

    The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc.

    What we’ll offer you

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under child care assistance benefit (gender neutral)
  • Flexible working arrangements
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above
  • Your key responsibilities

  • Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions
  • Ensure accurate, timely and completeness of reporting
  • Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process as possible
  • Liaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regulatory requirements and drive improved STP processing of our reporting across all asset classes
  • Perform root cause analysis or exceptions with investigation & appropriate escalation of any significant issues found through testing, rejection remediation or any other stream to senior management to ensure transparency exists in our controls
  • Ability to build and maintain effective operational process and prioritise activities based on risk.
  • Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.
  • Documentation of BI deliverables.
  • Support the design of data models, reports and visualizations to meet business needs
  • Develop end-user reports and visualizations
  • Your skills and experience

  • 5-8year’s work experience within an Ops role within financial services.
  • Graduate in Science/Technology/Engg./Mathematics.
  • Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England etc.) is preferred
  • Preferable experience in Middle Office/Back Office, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes – Equities, Credits, Rates, Foreign Exchange, Commodities)
  • Ability to work independently, as well as in a team environment
  • Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.
  • Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environment
  • Experience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA.
  • Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView etc.
  • Advanced SQL Experience is preferred.
  • How we’ll support you

  • Training and development to help you excel in your career
  •  Flexible working to assist you balance your personal priorities
  •  Coaching and support from experts in your team
  •  A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs
  • This advertiser has chosen not to accept applicants from your region.
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    Regulatory Reporting – Associate

    Karnataka, Karnataka Deutsche Bank

    Posted today

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    Job Description

    Description

  • Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory - monitoring, surveillance, compliance, transaction monitoring and screening.
  • As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities.
  • What we’ll offer you

    As part of our flexible scheme, here are just some of the benefits that you’ll enjoy,

  • Best in class leave policy.
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above
  • Your key responsibilities

  • Participate in change and BAU activities.
  • Perform daily reviews of exceptions within the SLAs.
  • Ensure accurate investigation and timely escalations.
  • Identify opportunities to create efficiency in the current process.
  • Liaise with internal stakeholders for issue resolutions
  • Participate in new system implementation and projects
  • Review and update KOP’s, SOP’s etc.
  • Keep track and maintain issue Jira’s
  • Prepare daily, weekly, and monthly MI.
  • Your skills and experience

  • Understanding of Transaction Reporting, Post Trade Reporting and Regulatory reporting framework
  • Knowledge of Non-Financial Regulations. EMIR Refit & MiFID is a priority.
  • Knowledge of Jira application
  • Knowledge of Derivatives products
  • Business Intelligence Skills (good to have) – Alteryx, Tableau, SQL etc.
  • Need to be aware and have and understanding of market, financial institutions, operations errors and risks.
  • Must exhibit strong partnership skills.
  • Team player, highly motivated, problem solver
  • Inquisitive and analytical
  • Strong communication skills
  • Bachelors’ degree
  • How we’ll support you

  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.
  • This advertiser has chosen not to accept applicants from your region.

    Lead - Regulatory Reporting

    Mumbai, Maharashtra NMDCON

    Posted 10 days ago

    Job Viewed

    Tap Again To Close

    Job Description

    Job Description

    This role is responsible for managing RBI reporting for Finance Responsibilities

    Responsible for RBI reporting. Timely and accurate submission of regulatory returns. Handling of various audits (RBI, internal, concurrent and statutory audits), Assessing impact of new RBI circulars and ensuring implementation.

    Tested parallel submission of returns through CIMS portal. Quarterly submission of financial numbers to RBI. Automation of RBI return

    Qualifications: MBA/CA Experiences: 6 to 10 years

    This advertiser has chosen not to accept applicants from your region.
     

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