665 Regulatory Requirements jobs in India

Manager – Regulatory Compliance

Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.

ROLE PURPOSE

We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business at Pine Labs. This mid to senior-level role is responsible for ensuring end-to-end regulatory compliance as defined in the Reserve Bank of India’s PPI Master Directions. The position demands strong audit capabilities, a deep understanding of the regulatory landscape, and the ability to work cross-functionally to maintain the highest standards of control, risk mitigation, and business continuity.

THE RESPONSIBILTIES, WE ENTRUST YOU WITH.

• Conduct periodic and thematic audits of Pine Labs’ PPI products and processes to ensure complete compliance with RBI’s PPI Master Directions and related regulatory guidelines

• Lead and execute detailed system/process audits with a focus on KYC controls, customer onboarding, transaction limits, system integrity, and operational checks as per PPI regulations

• Identify, assess, document, and communicate compliance and control issues with clear articulation of associated business risks to senior management

• Collaborate with Compliance, AML, Risk, Product, Business, and Technology teams to strengthen the control environment and embed a culture of compliance

• Present audit findings, recommendations, and risk assessments to leadership, facilitating awareness and alignment on corrective actions.

• Prepare comprehensive audit reports and dashboards for the Audit Committee and Management, providing actionable insights for decision-making.

WHAT MATTERS IN THIS ROLE

Experience & Portfolio

5–10 years of internal audit, risk, or compliance experience in regulated financial services (BFSI, fintech, payments, or NBFC sector preferred)

Proven expertise in system/process audits, particularly in KYC, limits, and transaction monitoring with a strong knowledge of RBI’s PPI Master Directions and other payments sector regulations in India.

Technical Skills & Efficiency

• Bachelor’s degree in accounting, Finance, Law, or related field; professional certifications (CISA, CIA, CA, etc.) are a plus
• Experience with automated control testing tools and data analytics for compliance assessments

• Adept at managing multiple priorities, closing audit findings promptly, and aligning work with strategic objectives

• Excellent presentation and communication skills to translate technical findings into actionable business insights for senior stakeholders.

• Strong project and stakeholder management skills with the ability to navigate cross-functional environments

THINGS YOU SHOULD BE COMFORTABLE WITH

Working from office : Bangalore

Pushing the boundaries

Have a big idea? See something that you feel we should do but haven’t done? We will hustle hard to make it happen.

Travel : Should be open to traveling within India for projects related to work for e.g. meetings, workshops etc.

WHAT WE VALUE IN OUR PEOPLE

You take the shot

You decide fast and deliver right.

You are the CEO of what you do

You show ownership and make things happen.

You sign your work like an artist

You seek to learn and take pride in the work you do.

Manager – Regulatory Compliance

Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.

ROLE PURPOSE

We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business at Pine Labs. This mid to senior-level role is responsible for ensuring end-to-end regulatory compliance as defined in the Reserve Bank of India’s PPI Master Directions. The position demands strong audit capabilities, a deep understanding of the regulatory landscape, and the ability to work cross-functionally to maintain the highest standards of control, risk mitigation, and business continuity.

THE RESPONSIBILTIES, WE ENTRUST YOU WITH.

• Conduct periodic and thematic audits of Pine Labs’ PPI products and processes to ensure complete compliance with RBI’s PPI Master Directions and related regulatory guidelines

• Lead and execute detailed system/process audits with a focus on KYC controls, customer onboarding, transaction limits, system integrity, and operational checks as per PPI regulations

• Identify, assess, document, and communicate compliance and control issues with clear articulation of associated business risks to senior management

• Collaborate with Compliance, AML, Risk, Product, Business, and Technology teams to strengthen the control environment and embed a culture of compliance

• Present audit findings, recommendations, and risk assessments to leadership, facilitating awareness and alignment on corrective actions.

• Prepare comprehensive audit reports and dashboards for the Audit Committee and Management, providing actionable insights for decision-making.

WHAT MATTERS IN THIS ROLE

Experience & Portfolio

5–10 years of internal audit, risk, or compliance experience in regulated financial services (BFSI, fintech, payments, or NBFC sector preferred)

Proven expertise in system/process audits, particularly in KYC, limits, and transaction monitoring with a strong knowledge of RBI’s PPI Master Directions and other payments sector regulations in India.

Technical Skills & Efficiency

• Bachelor’s degree in accounting, Finance, Law, or related field; professional certifications (CISA, CIA, CA, etc.) are a plus
• Experience with automated control testing tools and data analytics for compliance assessments

• Adept at managing multiple priorities, closing audit findings promptly, and aligning work with strategic objectives

• Excellent presentation and communication skills to translate technical findings into actionable business insights for senior stakeholders.

• Strong project and stakeholder management skills with the ability to navigate cross-functional environments

THINGS YOU SHOULD BE COMFORTABLE WITH

Working from office : Bangalore

Pushing the boundaries

Have a big idea? See something that you feel we should do but haven’t done? We will hustle hard to make it happen.

Travel : Should be open to traveling within India for projects related to work for e.g. meetings, workshops etc.

WHAT WE VALUE IN OUR PEOPLE

You take the shot

You decide fast and deliver right.

You are the CEO of what you do

You show ownership and make things happen.

You sign your work like an artist

You seek to learn and take pride in the work you do.

Job Description

Opportunity : Our Advisory Services team provides custom advisory services to clients including hedge funds, private equity, fund of funds, real estate, venture capital, family offices, wealth management firms, and broker/dealers. We utilize our deep expertise in finance, accounting, compliance, fund administration, operations, and due diligence to support various aspects of our client’s non-investment business function. Our team successfully ensures that projects are executed efficiently and in accordance with industry leading practices and regulatory requirements.

Within this role you will have the opportunity to participate in various projects including, but not limited to Operational Due Diligence Assessments, Loan Transaction Review, Due Diligence Questionnaire and Policy Creation Support Services, Project Management, Strategic Development, Launch and Winddown Advisory, and Corporate Secretarial Services. This breadth of work allows individuals on our team to find their niche and apply themselves in those areas.

A strong Operational Due Diligence background lends itself to several other projects for which our group is engaged.

Role-Specific Accountabilities:

Job Title: Article (3-6 Month Articleship) – Tax & Regulatory Compliance

Location: Bangalore, India

Industry: Accounting & Finance

Experience Level: Fresher (0-1 year)

Job Type: Articleship)

About the Role:

We are looking for dynamic and enthusiastic fresher Accounting Graduates or MBA in Finance candidates who have a strong interest in Taxation and Regulatory Compliance to join our team as an Article for a 3-6 month articleship . This is an excellent opportunity to gain hands-on experience, expand your knowledge in the field of taxation, and work alongside seasoned professionals in a fast-paced environment.

As an Article Trainee, you will be exposed to a range of projects related to tax filings, compliance, and advisory for diverse clients. This is an ideal opportunity for candidates who are looking to gain practical exposure and build a strong foundation in the areas of tax and regulatory compliance.

Key Responsibilities:

• Assist in preparation and filing of tax returns (Income Tax, GST, etc.) and related documentation.
• Work on regulatory compliance for both domestic and international clients.
• Assist in tax audits , tax planning , and tax advisory services under the supervision of senior team members.
• Perform research and analysis on tax regulations and assist in ensuring compliance with changing tax laws.
• Maintain accurate and up-to-date records for internal and client use.
• Support the team in preparing reports , presentations , and compliance filings for various regulatory bodies.
• Develop a good understanding of Indian Taxation (Income Tax, GST, etc.) and international tax compliance frameworks.

Who You Are:

• Freshers with a graduation degree in Accounting (B.Com) or an MBA in Finance with a keen interest in Taxation and Regulatory Compliance.
• Strong interest and basic understanding of taxation laws and regulatory compliance frameworks.
• Ability to work in a fast-paced, client-facing environment.
• Good proficiency in MS Excel and MS Office tools.
• Excellent communication skills, both verbal and written.
• Willingness to learn and develop practical knowledge in the area of taxation and regulatory compliance.

About the Role:

We are seeking a Regulatory & Compliance Specialist on a contract basis to support our compliance requirements in India and international destination countries. This role is ideal for professionals experienced in handling regulatory filings, certifications, and export-related compliance in pharma, Ayurveda, nutraceuticals, or cosmetics.

Key Responsibilities:

• Apply for and renew licenses and certifications such as FSSAI, AYUSH, GMP, Organic, COSMOS as required.
• Arrange phytosanitary inspections and coordinate with laboratories and quarantine officers.
• Provide guidance on country-specific product classification (e.g., cosmetic vs. medicine).
• Maintain a compliance tracker for each product and destination country.
• Ensure smooth coordination with government departments, regulatory authorities, and testing labs.

Requirements:

• 3–6 years of experience in regulatory affairs, preferably in pharma, Ayurveda, or export compliance .
• Strong understanding of regulatory filings for African/CIS countries (preferred).
• Ability to work remotely and independently while managing communication with labs, certification bodies, and government departments.
• Excellent organizational and documentation skills.