109 Securities jobs in India
Securities & Derivatives Analyst
Pune, Maharashtra
Citigroup
Posted today
Job Viewed
Job Description
The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
Mandatory requirements:
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Mandatory requirements:
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
0
Securities & Derivatives Analyst
Chennai, Tamil Nadu
Citigroup
Posted today
Job Viewed
Job Description
The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 7+ years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 7+ years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
1
Securities & Derivatives Rep
Chennai, Tamil Nadu
Citigroup
Posted today
Job Viewed
Job Description
**The Securities & Derivatives Rep 5 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.**
**Mandatory Requirements:**
**Responsibilities:**
**The associate will support Client Account Services activities for backend Operations which involve account onboarding and maintenance. The role will involve working with client account data. The responsibilities will include leading a team performing functions across account data creation and management.**
**Job Responsibilities**
**- Executes work and meet commitments**
**- Acts with a sense of urgency**
**- Proactive, strong attention to details**
**- Drives for results, strong personal accountability**
**- Responsive and accessible to clients**
**- Exhibits a strong understanding of a client's business and actively seeks input to anticipate client needs and effectively meets or exceeds them**
**- Collaborates effectively with colleagues**
**Additional Requirements:**
**Identify and implement process improves of the securities and derivatives settlement process using data analysis tools and methodologies**
**Complete operational tasks focused on administering defined procedures, analyses and report preparation**
**Analyze data and make recommendations for the launch of new products and services or upgraded platforms**
**Minimize risk to the bank by monitoring errors and suggesting solutions that reduce errors, and ensure adherence to audit and control policies**
**Identify policy gaps and propose efforts to streamline the securities and derivatives settlement processes**
**Monitor, analyze and evaluate processes and data to ensure the accuracy and quality of completed settlement tasks**
**Maintain an in-depth understanding of how the team collaborates with other areas in accomplishing assigned tasks**
**Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.**
**Qualifications:**
**2-4 years of relevant experience**
**Fundamental knowledge of securities/derivatives activities, policies, procedures, and concepts**
**Consistently demonstrates clear and concise written and verbal communication skills**
**Education:**
**Bachelors Degree**
**This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.**
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Mandatory Requirements:**
**Responsibilities:**
**The associate will support Client Account Services activities for backend Operations which involve account onboarding and maintenance. The role will involve working with client account data. The responsibilities will include leading a team performing functions across account data creation and management.**
**Job Responsibilities**
**- Executes work and meet commitments**
**- Acts with a sense of urgency**
**- Proactive, strong attention to details**
**- Drives for results, strong personal accountability**
**- Responsive and accessible to clients**
**- Exhibits a strong understanding of a client's business and actively seeks input to anticipate client needs and effectively meets or exceeds them**
**- Collaborates effectively with colleagues**
**Additional Requirements:**
**Identify and implement process improves of the securities and derivatives settlement process using data analysis tools and methodologies**
**Complete operational tasks focused on administering defined procedures, analyses and report preparation**
**Analyze data and make recommendations for the launch of new products and services or upgraded platforms**
**Minimize risk to the bank by monitoring errors and suggesting solutions that reduce errors, and ensure adherence to audit and control policies**
**Identify policy gaps and propose efforts to streamline the securities and derivatives settlement processes**
**Monitor, analyze and evaluate processes and data to ensure the accuracy and quality of completed settlement tasks**
**Maintain an in-depth understanding of how the team collaborates with other areas in accomplishing assigned tasks**
**Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.**
**Qualifications:**
**2-4 years of relevant experience**
**Fundamental knowledge of securities/derivatives activities, policies, procedures, and concepts**
**Consistently demonstrates clear and concise written and verbal communication skills**
**Education:**
**Bachelors Degree**
**This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.**
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
2
Securities & Derivatives Analyst
Pune, Maharashtra
Citigroup
Posted today
Job Viewed
Job Description
The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 0-2 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 0-2 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
3
Securities Law Specialist
Thema Corporate Services
Posted today
Job Viewed
Job Description
Job Title: Corporate Associate
Department: Corporate Law / Securities Law
Location: Delhi
Experience: 1–3 years
Reporting to: Founder and Principal Counsel
Key Responsibilities:
- Assist in advising clients on regulatory matters under SEBI regulations,
including ICDR, LODR, Takeover Code, Insider Trading, and Mutual Fund
Regulations.
- Support in drafting and reviewing corporate contracts such as shareholders’
agreements, NDAs, service agreements, and vendor contracts.
- Provide research support and documentation for setting up mutual funds, AIFs,
and assisting investment managers with compliance.
- Conduct preliminary legal due diligence in M&A and fund structuring matters
under guidance.
- Coordinate with regulatory authorities such as SEBI and RBI for filings,
clarifications, and responses.
- Stay updated with changes in laws affecting capital markets, securities, and
company regulations.
- Draft internal legal notes, compliance checklists, and opinion briefs under
supervision.
This advertiser has chosen not to accept applicants from your region.
4
Securities & Derivatives Analyst 2
Pune, Maharashtra
Citigroup
Posted today
Job Viewed
Job Description
The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 5-7 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 5-7 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
5
Securities & Derivatives Analyst 1
Citigroup
Posted today
Job Viewed
Job Description
The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
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6
DWS- TPG Securities, Associate
Bengaluru, Karnataka
Deutsche Bank
Posted today
Job Viewed
Job Description
Job Title: DWS- TPG Securities, Associate
Location: Bangalore, India
Role Description
Who are we :
As part of our flexible scheme, here are just some of the benefits that you'll enjoy
Please visit our company website for further information:
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Location: Bangalore, India
Role Description
Who are we :
- DWS is a Global Asset Manager providing a range of traditional and alternative investment capabilities. Building on more than 60 years of experience, we have a reputation for excellence in Germany, Europe, Americas & Asia.
- DWS is recognized by clients globally as a trusted source for integrated investment solutions, stability, and innovation across a full spectrum of investment disciplines.
- Transaction Processing Group provides the Operational Support for the Investments made by DWS on behalf of clients. We support clients across the globe investing in global markets. Products supported include Equities, Fixed Income, FX, Futures & Options, OTC etc.
- Responsible for leading the day-day Operations and supports the requirements of Clients, Portfolio Managers & Trading desk. Ensure timely and accurate confirmation and settlement of trades. Be an effective people Manager maintaining a high-performance culture.
- The Associate will be responsible for the supervision and oversight of TPG Securities team (both Bangalore and Pune location) supporting core US hours, ensuring a smooth and seamless functioning of day-to-day business deliverables.
- Potential candidate should have a sound understanding and knowledge of Security Trade Lifecycle and of the Securities Market specification for Equities & Fixed Income products. Other products such as Derivatives, OTC, Asset Backed Security (ABS), Mortgage-Backed Security (MBS), CSDR etc. will be an added advantage.
- Potential candidate is expected to manage the end-to-end workflow of the TPG Securities process. The candidate is expected to co-ordinate with brokers, custodians, market agents, Trading & Portfolio Management team.
- Potential candidate will be expected to provide an expert opinion on the settlements of security trade from time-to-time when onboarding new clients or entering new markets.
- Ability to work with multiple stakeholders.
- Strong understanding and knowledge of Risk & Control.
- Potential candidate should be able to lead/run efficiency projects. Experience in implementing/running regulatory projects is an added advantage
- Potential candidate is expected to manage a team of 8-10 members. Hence, should be a seasoned People Manager and have provided direct Employee Performance Review feedback, appraisal and ratings for at least 3 consecutive years mandatorily.
- Should be able to motivate and groom people within the division.
- Is responsible for Risk Indicators, controls and SLA (Service level agreements) / KPI (Key performance indicator).
- Must ensure an effective communication between functional teams on issue resolution, knowledge sharing and good practice.
- Must proactively identifies, escalates and takes steps to substantially mitigate risk issues.
As part of our flexible scheme, here are just some of the benefits that you'll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under child care assistance benefit (gender neutral)
- Flexible working arrangements
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
- Effective communication.
- People Management. Motivate, lead and groom people through constructive & candid feedback and mentoring.
- Employee Performance Review Appraisal.
- Co-ordination with broker, Custodian, Trading & Portfolio managers.
- Work with multiple stakeholders within the DWS group as the shortlisted candidate for the role will have complete functional responsibility and ownership of the product.
- Shortlisted candidate is expected to run efficiency projects to improve the overall service delivery and keep the business competitive.
- In depth and sound knowledge of the Securities Trade Life-cycle.
- Securities trade end to end workflow.
- Knowledge on different markets (US, EMEA, APAC etc.)
- Working knowledge on corporate actions, F&O, OTC is an added advantage.
- Project Management Skills.
- Knowledge on different security types and its working.
- Communication fluency - read & write.
- Seasoned People Manager and have taken Performance Review Appraisal. Minimum 2-3 consecutive years in the role.
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Please visit our company website for further information:
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
This advertiser has chosen not to accept applicants from your region.
7
DWS- TPG Securities, Associate
Bengaluru, Karnataka
Deutsche Bank
Posted today
Job Viewed
Job Description
Job Title: DWS- TPG Securities, Associate
Location: Bangalore, India
Role Description
Who are we :
As part of our flexible scheme, here are just some of the benefits that you'll enjoy
Please visit our company website for further information:
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Location: Bangalore, India
Role Description
Who are we :
- DWS is a Global Asset Manager providing a range of traditional and alternative investment capabilities. Building on more than 60 years of experience, we have a reputation for excellence in Germany, Europe, Americas & Asia.
- DWS is recognized by clients globally as a trusted source for integrated investment solutions, stability, and innovation across a full spectrum of investment disciplines.
- Transaction Processing Group provides the Operational Support for the Investments made by DWS on behalf of clients. We support clients across the globe investing in global markets. Products supported include Equities, Fixed Income, FX, Futures & Options, OTC etc.
- Responsible for leading the day-day Operations and supports the requirements of Clients, Portfolio Managers & Trading desk. Ensure timely and accurate confirmation and settlement of trades. Be an effective people Manager maintaining a high-performance culture.
- The Associate will be responsible for the supervision and oversight of TPG Securities team (both Bangalore and Pune location) supporting core US hours, ensuring a smooth and seamless functioning of day-to-day business deliverables.
- Potential candidate should have a sound understanding and knowledge of Security Trade Lifecycle and of the Securities Market specification for Equities & Fixed Income products. Other products such as Derivatives, OTC, Asset Backed Security (ABS), Mortgage-Backed Security (MBS), CSDR etc. will be an added advantage.
- Potential candidate is expected to manage the end-to-end workflow of the TPG Securities process. The candidate is expected to co-ordinate with brokers, custodians, market agents, Trading & Portfolio Management team.
- Potential candidate will be expected to provide an expert opinion on the settlements of security trade from time-to-time when onboarding new clients or entering new markets.
- Ability to work with multiple stakeholders.
- Strong understanding and knowledge of Risk & Control.
- Potential candidate should be able to lead/run efficiency projects. Experience in implementing/running regulatory projects is an added advantage
- Potential candidate is expected to manage a team of 8-10 members. Hence, should be a seasoned People Manager and have provided direct Employee Performance Review feedback, appraisal and ratings for at least 3 consecutive years mandatorily.
- Should be able to motivate and groom people within the division.
- Is responsible for Risk Indicators, controls and SLA (Service level agreements) / KPI (Key performance indicator).
- Must ensure an effective communication between functional teams on issue resolution, knowledge sharing and good practice.
- Must proactively identifies, escalates and takes steps to substantially mitigate risk issues.
As part of our flexible scheme, here are just some of the benefits that you'll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under child care assistance benefit (gender neutral)
- Flexible working arrangements
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
- Effective communication.
- People Management. Motivate, lead and groom people through constructive & candid feedback and mentoring.
- Employee Performance Review Appraisal.
- Co-ordination with broker, Custodian, Trading & Portfolio managers.
- Work with multiple stakeholders within the DWS group as the shortlisted candidate for the role will have complete functional responsibility and ownership of the product.
- Shortlisted candidate is expected to run efficiency projects to improve the overall service delivery and keep the business competitive.
- In depth and sound knowledge of the Securities Trade Life-cycle.
- Securities trade end to end workflow.
- Knowledge on different markets (US, EMEA, APAC etc.)
- Working knowledge on corporate actions, F&O, OTC is an added advantage.
- Project Management Skills.
- Knowledge on different security types and its working.
- Communication fluency - read & write.
- Seasoned People Manager and have taken Performance Review Appraisal. Minimum 2-3 consecutive years in the role.
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Please visit our company website for further information:
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
This advertiser has chosen not to accept applicants from your region.
8
Corporate Actions - (MNC Securities)
Riverforest Connections Private Limited
Posted 586 days ago
Job Viewed
Job Description
Job Description:
Service Delivery:
- Acquire complete understanding of Corporate actions process & its related functions with various parties involved. For example: Transaction, Reconciliation, Nav etc.
- Become a SME (Subject Matter Expert) of the process by acquiring complete knowledge of corporate Processing & review across different types of events in funds.
- Should be able to handle & have knowledge on different type of CA such as mandatory , voluntary CA.
- Should have complete knowledge on Dividend/Coupon processing & settlement process.
- Ensure all reconciliation breaks related to CA are justified for each calculated
- Ensure corporate actions events are captured in a timely manner & reported to Nav team as required.
- Support in preparation of Key/Standard Operating Procedures for each process migrated to Chennai.
- Consistently evaluate the documented procedures to ensure they are complete, accurate and up to date.
- Carry out other ad-hoc duties may arise from time to time, mainly on month ends & year ends.
- Ensure review of critical queries before sent. Where issues/errors arise ensure detailed analysis of issues and clear understanding is gained before responding to client, spoke or other parties.
- Identifying the staff training requirement & ensure all the necessary training has been provided to the team members to perform the relevant tasks.
Financial:
- Adhere to Quality of 100% while producing & reviewing corporate actions.
- Ensure there is NO Financial impact/loss to the organization.
Risk Management:
- Ensure all events captured are justified with corporate action check list.
- Inform & document all errors identified during review stage within same day. Should take initiative in resolving any repetitive errors or training gaps.
- Act as a back-up in the absence of other team members & Supervisor.
- Identify the manual steps, process efficiencies & developments, by providing practical ideas on areas of improvements & work towards its automation.
- Ensure to minimize the unplanned leaves, especially during business critical days, like month end, rollover days and migration of new funds.
- Should come up with minimum one process improvement/automation initiative per quarter.
Business & Behavioral Skills
Client Focus
- Be pro-active in developing customer relations by understanding and responding to customer needs.
- Strive continually for customer satisfaction.
- Try to identify the real needs of the customer, including those not necessarily stated.
- Deliver very high quality results.
Risk and cost awareness
- Identify risks and promote risk-mitigation processes.
- Identify potential cost-savings and promote cost-efficient processes while maintaining quality and risk controls.
Team Work
- Work effectively with team members to accomplish goals.
- Respect the needs of others and displays integrity in dealing with team members.
- Ability to work under pressure.
Communication
- Ability to communicate to others in a clear, articulate fashion.
- Good written and oral communication skills.
- Good listening and questioning ability.
- Be able to express ideas effectively in individual and group situations.
Planning & Organizing
- Ability to plan work ahead and to prioritize workload.
- Ability to work in an organized manner.
- Must have an attention to detail.
Continuous Improvement and adaptation
- Generate creative solutions to problems.
- Always looks for ways to improve services and processes.
- Be able to adapt to markets and clients evolution
This advertiser has chosen not to accept applicants from your region.
9