3,660 Securities Analyst jobs in India
Securities & Derivatives Analyst
Chennai, Tamil Nadu
Citigroup
Posted 3 days ago
Job Viewed
Job Description
The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
Mandatory Requirements
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Mandatory Requirements
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
0
Securities Research Analyst
Bengaluru, Karnataka
WELLS FARGO BANK
Posted today
Job Viewed
Job Description
Job Description
About this role:
Wells Fargo is seeking a Securities Research Analyst for Corporate & Investment Banking to deliver a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.
The Financial Sponsors Group within Corporate and Investment Banking is seeking an Analyst to join its Bangalore office.
The role is with Financial Sponsors Group for client coverage that includes family offices, financial sponsors, international pensions and sovereign wealth funds:
In this role, you will:
24 Aug 2025
*Job posting may come down early due to volume of applicants.
We Value Equal Opportunity
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
About this role:
Wells Fargo is seeking a Securities Research Analyst for Corporate & Investment Banking to deliver a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.
The Financial Sponsors Group within Corporate and Investment Banking is seeking an Analyst to join its Bangalore office.
The role is with Financial Sponsors Group for client coverage that includes family offices, financial sponsors, international pensions and sovereign wealth funds:
In this role, you will:
- Provide support in the editing and publishing functions within the Global Research and Economics Group in Wells Fargo Securities
- Post research documents to market data vendors, update mailing lists, and provide web site access to clients and vendors
- Support the creation of research packets
- Receive directions from leaders
- Exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- 6+ months of Securities Investment research, financial services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Prepare pitch books, industry overviews, detailed company profiles, management biographies, brokers' outlook, share price performance, evolution of industry/ peer valuation multiples, possible buyer/seller opportunities
- Work on comparable company analysis, precedent transaction analysis, company / M&A screening and newsletter preparation
- Work independently on complex projects and deliver high quality projects
- Effectively communicate with key stakeholders in the US
- Responsibilities include training and guiding junior and new analysts, resolving their project-related queries and performing quality checks on client deliverables
- May act as subject matter expert and sounding board for junior resources in the team
- Maintain sponsor databases on a regular basis and analyze the entry/exit analysis for sponsors
- May involve LBO modelling and detailed IRR analysis for various clients
- Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which include effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements
- Investment banking experience of 6+ months post their graduation
- Strong knowledge of accounting and financial concepts
- Ability to proficiently use Microsoft Office Applications - Power Point and Excel
- Knowledge of database tools - FactSet, Thomson one, PitchBook, Capital IQ, Factiva, and Bloomberg
- Impeccable communication and interpersonal relationship skills with the ability to interact with senior professionals and key stakeholders
- Strong time management skills and ability to work under pressure and meet strict deadlines
- Attention to detail and ability to ensure high quality of deliverables
- Ability to provide innovative ideas to efficiently execute the tasks
24 Aug 2025
*Job posting may come down early due to volume of applicants.
We Value Equal Opportunity
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
This advertiser has chosen not to accept applicants from your region.
1
Financial Modeling
New Delhi, Delhi
Aces Global Consulting Pvt Ltd
Posted today
Job Viewed
Job Description
JOB DESCRIPTION FINANCIAL MODELLER
Role summary:
This role will be responsible for creating and auditing the most complicated financial models in the world. We are open for hiring at various levels from Financial Analyst to Project Manager, people with 1-7 years of relevant experience.
Responsibilities:
Independent thinker capable of meeting tight deadlines and managing excruciatingly complex details. Must be a 9.0+ on a scale of 1-10 with Microsoft Excel. You will work on multiple project finance models in the US renewables space requiring portfolio model construction, each with 10+ assets, multiple debt sizing mechanisms, full three statement financial analysis, and flexible dashboards.
Qualifications:
Post graduate qualification in accounting e.g. MBA (Finance), CA, CPA, M. Com etc.
Excellent excel and analytical skills.
Confidence in building and auditing financial models.
Good knowledge of accounts / prior experience in corporate finance.
This advertiser has chosen not to accept applicants from your region.
2
Financial Modeling
Delhi, Delhi
Aces Global Consulting Pvt Ltd
Posted 18 days ago
Job Viewed
Job Description
JOB DESCRIPTION FINANCIAL MODELLER
Role summary:
This role will be responsible for creating and auditing the most complicated financial models in the world. We are open for hiring at various levels from Financial Analyst to Project Manager, people with 1-7 years of relevant experience.
Responsibilities:
Independent thinker capable of meeting tight deadlines and managing excruciatingly complex details. Must be a 9.0+ on a scale of 1-10 with Microsoft Excel. You will work on multiple project finance models in the US renewables space requiring portfolio model construction, each with 10+ assets, multiple debt sizing mechanisms, full three statement financial analysis, and flexible dashboards.
Qualifications:
Post graduate qualification in accounting e.g. MBA (Finance), CA, CPA, M. Com etc.
Excellent excel and analytical skills.
Confidence in building and auditing financial models.
Good knowledge of accounts / prior experience in corporate finance.
This advertiser has chosen not to accept applicants from your region.
3
Securities & Derivatives Analyst-C09
Pune, Maharashtra
Citigroup
Posted 3 days ago
Job Viewed
Job Description
The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
Mandatory requirements:
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Mandatory requirements:
+ Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols
+ Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers).
+ Review conversion checklists and ensure seamless conversion of client accounts into managed programs.
+ Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders.
+ Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1.
+ Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines.
+ Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests.
+ Initiate and track Work Status Requests to ensure accurate updates across internal systems.
+ Monitor key operational queues for tax forms and submit appropriate correction or escalation requests.
+ Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections.
+ Regularly review team mailboxes and system databases to ensure timely response and resolution of all items.
+ Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols.
+ Assist with audit processes, including preparation of supporting documentation and communication records.
+ Prepare daily, weekly, and monthly MIS reports for management review and audit readiness.
**Responsibilities:**
+ Perform trade verifications to ensure accuracy of booking requests
+ Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
+ Complete settlement tasks and daily rate revaluations accurately and on time
+ Coordinate transaction processing issues to the appropriate department and collaborate on a solution
+ Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
+ Prepare and submit periodic internal and external regulatory reports
+ Participate in the periodic General Ledger (GL) proofing exercises as directed
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ Relevant experience preferred
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Demonstrated knowledge of macros
+ Consistently demonstrates clear and concise written and verbal communication skills
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
4
Securities & Derivative Analyst 1
Pune, Maharashtra
Citigroup
Posted 3 days ago
Job Viewed
Job Description
The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Excellent understanding on the Corporate Action working model from Global Custodian or Middle office perspective
+ Need to have comprehensive processing knowledge of all the CA types - Mandatory, Voluntary & CHOS
+ Need to have working knowledge on all the CA events from Notification unitl reconciliation eg. Dividends, Pay downs for MBS/ABS Securities, Merger, Spin-Off / De-Merger, Rights issue, Exchange Offer, Tender Offer, Splits, Bonus Issue, Redemptions, Detachment etc
+ Should have extensive understanding on swift messages MT564, MT565,MT566,MT 567,MT568 ,MT 202,MT103 etc
+ Lead the Operations Support department through delegation of tasks and responsibilities for multiple teams
+ This role will manage reconciling and processing positions related to Corporate Action events
+ These activities include revisions of communications, notifications and facilitating postings for Corporate Action or Proxy events
+ Supports a range of products/ services and projects in accordance with established systems and procedures, under general supervision
+ Responsible for routine operational tasks focused on administering defined procedures, analyses and report preparation, and resolving problems that require investigation or research
+ Performs multiple transactions of moderate complexity
+ Applies analytical thinking and knowledge of data analysis tools and methodologies to identify process improvements and support the implementation of projects
+ Interprets data and contributes to recommendations for process improvement, and/or the launch of new products/ services and upgraded platforms
+ Minimizes risk to the bank through knowledge of procedural requirements - understands and monitors errors to suggest solutions to reduce errors, and to adhere to audit and control policies
+ Identifies policy gaps and makes suggestions to support the streamlining of related work processes
+ Timely escalation of all requests / inquiries / issues / errors
+ Develops a good understanding of products and processes, and industry practices and standards
+ Applies a good knowledge of a wide range of specialized administrative/technical skills to monitor, analyze and/or evaluate processes and data; most of the impact is related to the accuracy of tasks performed, and the quality and timeliness of tasks that affect own team and closely related teams
+ Applies a good understanding of how the team and area integrate with others in accomplishing the objectives of the wider team/working group
+ Utilizes good communication and interpersonal skills to interact with colleagues and stakeholders, and to exchange potentially complex/sensitive information
+ May perform other duties as assigned by supervisor
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 6 - 8 yrs years of relevant experience
+ Fundamental understanding of operating model of Corporate Action
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
**Education:**
+ Master's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Excellent understanding on the Corporate Action working model from Global Custodian or Middle office perspective
+ Need to have comprehensive processing knowledge of all the CA types - Mandatory, Voluntary & CHOS
+ Need to have working knowledge on all the CA events from Notification unitl reconciliation eg. Dividends, Pay downs for MBS/ABS Securities, Merger, Spin-Off / De-Merger, Rights issue, Exchange Offer, Tender Offer, Splits, Bonus Issue, Redemptions, Detachment etc
+ Should have extensive understanding on swift messages MT564, MT565,MT566,MT 567,MT568 ,MT 202,MT103 etc
+ Lead the Operations Support department through delegation of tasks and responsibilities for multiple teams
+ This role will manage reconciling and processing positions related to Corporate Action events
+ These activities include revisions of communications, notifications and facilitating postings for Corporate Action or Proxy events
+ Supports a range of products/ services and projects in accordance with established systems and procedures, under general supervision
+ Responsible for routine operational tasks focused on administering defined procedures, analyses and report preparation, and resolving problems that require investigation or research
+ Performs multiple transactions of moderate complexity
+ Applies analytical thinking and knowledge of data analysis tools and methodologies to identify process improvements and support the implementation of projects
+ Interprets data and contributes to recommendations for process improvement, and/or the launch of new products/ services and upgraded platforms
+ Minimizes risk to the bank through knowledge of procedural requirements - understands and monitors errors to suggest solutions to reduce errors, and to adhere to audit and control policies
+ Identifies policy gaps and makes suggestions to support the streamlining of related work processes
+ Timely escalation of all requests / inquiries / issues / errors
+ Develops a good understanding of products and processes, and industry practices and standards
+ Applies a good knowledge of a wide range of specialized administrative/technical skills to monitor, analyze and/or evaluate processes and data; most of the impact is related to the accuracy of tasks performed, and the quality and timeliness of tasks that affect own team and closely related teams
+ Applies a good understanding of how the team and area integrate with others in accomplishing the objectives of the wider team/working group
+ Utilizes good communication and interpersonal skills to interact with colleagues and stakeholders, and to exchange potentially complex/sensitive information
+ May perform other duties as assigned by supervisor
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 6 - 8 yrs years of relevant experience
+ Fundamental understanding of operating model of Corporate Action
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
**Education:**
+ Master's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
Full time
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
5
Sr. Securities Research Analyst
Bengaluru, Karnataka
Confidential
Posted today
Job Viewed
Job Description
Job Description
About this role:
Wells Fargo is seeking a Senior Equity Research Analyst. We believe in the power of working together because great ideas can come from anyone. Through collaboration, any employee can have an impact and make a difference for the entire company. Explore opportunities with us for a career in a supportive environment where you can learn and grow
In this role, you will:
- Serve as an individual contributor role in the Global Research and Economics Group supporting Wells Fargo Securities
- Be responsible independently or as part of a team for research direction of industries, markets, and companies
- Provide research coverage with a wide knowledge of the business, marketplace, and clients
- Engage business to provide exceptional service to clients
- Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals
Desired Qualifications:
- Academic qualifications – MBA / master's in finance from a premier educational institution / CFA / CA
- 4 years of Equity Research experience. Industrial Sector experience is preferred
- The candidate must be flexible to switch sectors as per business needs
- Working with an industry leading Sell Side Equity Research team
- Support lead Analyst in thematic and cross sector research
- Gathering and analyzing large data sets from a variety of sources including company reports and online databases for conversion to crisp research reports
- Building & operating complex financial models for company valuation purposes
- Updating live earnings models, conference call analysis and earnings note writing
- Create and maintain industry databases
- Writing thematic research reports
- Work independently on complex projects and deliver high quality projects
- Strong knowledge of accounting and financial concepts - including understanding of financial and valuation ratios
- Ability to read through financial reports, news, investor presentations, and transcripts and identify key information
- Competence in using key databases - Bloomberg, FactSet etc., including familiarity with extracting data using formulas
- Financial Modeling: Updating financial models for Earnings, M&A, Restructuring, Initiation etc
- Strong Investment Research Writing Skills: Ability to write investment research notes covering earnings reports, sector thematic notes and outlook notes
- Ability to proficiently use Microsoft Office Applications – Advanced level of Excel and PowerPoint ability. Python, Excel VBA programming would be an added advantage
- Sufficient proficiency in English and ability to communicate effectively with key stakeholders globally
Skills Required
Equity Research, research writing
This advertiser has chosen not to accept applicants from your region.
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6
Securities & Derivatives Analyst 1
Mumbai, Maharashtra
12542 Citicorp Services India Private Limited
Posted today
Job Viewed
Job Description
This is an exciting opportunity to kick start your career at Citi! We are looking for enthusiastic and energetic team players, with a strong work ethic, who will join Markets Operations. Citi Markets Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take pride and are passionate about our People and our culture. We are invested in our People and their development. We are transforming and simplifying our operating model, creating an exciting environment which encourages diversity of thought and inclusion. We are a dynamic, global, and diverse Organization, with a presence in over 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a significant growth program to continue to build out its capabilities and services; and Syndicates where we support both FI and EQ new issues and IPOs. Our Operations groups are core to the success of the Markets business and have significant impact across the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction with our external client base, playing a key role in the overall client experience.
The Markets Sanctions Operations Officer level position overall objective is to perform multiple processing activities in a fast-paced environment, while focusing on quality, details, and accuracy. Among these responsibilities is the review and disposition of alerts generated through the screening of transactions against sanctions lists issued by regulators. The position supports this process for Asia UK and EMEA.
Responsibilities:
Qualifications:
Education:
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Full time shift work Monday – Friday
---
Job Family Group:
Operations - Transaction Services---
Job Family:
Securities and Derivatives Processing---
Time Type:
Full time---
Most Relevant Skills
Please see the requirements listed above.---
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.---
This advertiser has chosen not to accept applicants from your region.
7
Securities & Derivatives Analyst 2 - C10
Pune, Maharashtra
Citigroup
Posted 3 days ago
Job Viewed
Job Description
The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 0-2 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 0-2 years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
8
Securities & Derivatives Analyst 2 - C10
Chennai, Tamil Nadu
Citigroup
Posted 3 days ago
Job Viewed
Job Description
The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 7+ years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Responsibilities:**
+ Process securities transactions, provide analytic input for traders and aid in review of derivative products
+ Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership
+ Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services
+ Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
+ Escalate transaction processing issues to the appropriate department and collaborate on a solution
+ Design and analyze moderately complex reports, in coordination with standards set by direct leadership
+ Assist with control activities, and the launch of new products and services
+ Ensure processes adhere to audit and control policies
+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
**Qualifications:**
+ 7+ years of relevant experience
+ Fundamental understanding of Treasury products, accounting and regulatory policies
+ Proven ability to perform various concurrent activities/projects in a high-risk environment
+ Ability to work in a fast-paced environment
+ Demonstrated knowledge of macros
**Education:**
+ Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
---
**Job Family Group:**
Operations - Transaction Services
---
**Job Family:**
Securities and Derivatives Processing
---
**Time Type:**
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review_ _Accessibility at Citi ( _._
_View Citi's_ _EEO Policy Statement ( _and the_ _Know Your Rights ( _poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
This advertiser has chosen not to accept applicants from your region.
9