164 Anti Money Laundering jobs in Mumbai

Job location: Mumbai (Vikhroli)

Job Summary

• AML-CFT compliance management:
  Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali group
• Alert/Red flag indicator review:
  Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendencies
• Reporting of STR/SAR:
  Verifying data as per red flag alerts and reporting of Suspicious transactions to Financial Intelligence Unit
• Compliance with Sanctions process:
  Ensuring that Sanction Lists are up to date and screening of Sanctioned persons are done with utmost accuracy with the help of IT systems
• Generali AFC reporting compliance:
  Complying with Generali guidelines and policies on AML-CFT/Sanctions and reporting
• Training on AML-CFT & Sanctions:
  Providing clarifications and training on AFC topics to employees and stakeholders
• Monitoring and Review:
  Independently monitor and review the Company's AML processes and policies and suggest recommendations in line with the applicable laws/guidelines.
• Record maintenance:
  Maintenance of records and reports for reference
• Compliance Assurance:
  2nd Level Control Testing of Underwriting and Operational activities (Policy issuance, customer servicing and complaints management)
• Advisory on the Compliance Matters:
  Assess new business proposal, regulations, circulars and advise the business team on its implications and implementation.

Competencies

• Proficiency in using AML/CFT software and tools.
• Strong analytical and investigative skills
• Ability to work independently and as part of a team.
• Excellent communication and interpersonal skills.

Education & Experience

• Minimum Education: Bachelor's degree, Preferably Chartered Accountant, MBA
• Certifications: AML/CFT compliance
• Experience: Minimum of 5-7 years of experience in AML/CFT compliance, preferably in the life insurance or financial services industry.
• Hands on experience in SQL and MS office applications (Excel, PowerPoint & Word)

Job Title: AML/KYC Analyst

Experience Required: Minimum 0.6 months in Anti-Money Laundering (AML) and Know Your Customer (KYC) processes

Location: Malad West

Shift : Rotational

Notice Period: Immediate joiners only

**JOB DESCRIPTION

About KPMG in India**

KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.

KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.

About KPMG in India

KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.

KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.

ROLE & RESPONSIBILITIES(FS Sector only)

• Prospects are typically project team members who will be a part of the Forensic Team in handling both detective and preventive fraud related aspects
• Prospects may lead a team of executives and analysts on engagements
• Consistently deliver quality client services and take charge of the project area assigned to him/her
• Monitor progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes
• Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge
• Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge

Equal employment opportunity information

KPMG India has a policy of providing equal opportunity for all applicants and employees regardless of their color, caste, religion, age, sex/gender, national origin, citizenship, sexual orientation, gender identity or expression, disability or other legally protected status. KPMG India values diversity and we request you to submit the details below to support us in our endeavor for diversity. Providing the below information is voluntary and refusal to submit such information will not be prejudicial to you.

QUALIFICATIONS

CA

Department:
Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

• Risk governance
• Design and implement the risk framework for the wealth platform
• Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
• Platform and product risk management
• Identify, assess, and mitigate risks specific to OBPP and distribution operations.
• Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
• Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
• Operational risk management of Altifi platform
• Assess and mitigate operational risks in the platform.
• Build and maintain SOPs for all processes; develop and monitor KRI dashboards
• Risk reporting
• Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

• Education:
  MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
• Experience:
  5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

Role & responsibilities

KEY RESPONSIBILITIES/ ACCOUNTABILITIES:

1. Independently conduct process audits and process reviews across various business functions
2. Anticipate potential risk events, perform risk assessments, and identify appropriate control measures
3. Monitor the progress of risk mitigation action plans to ensure timely reduction of identified risks and closure of open issues
4. Periodically evaluate and monitor the design and operating effectiveness of key controls to manage business risks
5. Ensure timely completion of control self-assessments, functional assurance activities, and process reviews as per the approved plan
6. Review detailed reports and submit consolidated summary reports on compliance status and progress of action items.
7. Actively participate in and support organisation-wide risk management awareness initiatives and communication drives.
8. Lead and facilitate the implementation of identified process improvement initiatives to enhance operational efficiency and risk management practices.

Educational Qualifications: MBA / CA / CMA / Semi Qualified CA.

Experience: More than 5- 8 years post qualification experience.

Job description

JD RMS EXECUTIVE

 Roles and responsibilities

 :
· Cross checking BOD for All segments before Market Start.
· Making Activation and Deactivation of Trading Terminal and Investor client. 

· Ability to resolve queries on a day to day basis.
·

 Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. 

· Blocking GSM and Illiquid scrip on Time to Time in the Trading system.
·

 RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for
Illiquid scrip. 

· Keeping track of MTM Alert violation, MTM net position & Square off the open position
once MTM Loss get triggered.

 · Responsible for squaring off all the intraday position through Timer Square off for all
segments.

 · Supervision of Limit assigned to the clients (Base Limit and Intraday limits). 

· Coordination with different teams. 

· Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration
etc.

 · Track on Tender period contract in all Segments, Whole process of Straggled Delivery
Mechanism.

 · Successfully Implementation Exchange & Depository Related Compliances.

 · Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (Weekly's).

 · Daily Margin Reporting for all Segments.

 · Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment.

*Position Title: *
Associate – Investment Risk Management
Location:
Mumbai, India

Department:
Morgan Stanley Investment Management (MSIM)

*Department Overview *
Morgan Stanley Investment Management (IM), along with its advisory affiliates, manages over USD 1.6 trillion in assets globally (as of June 30, 2025).

*Role Summary *
This role is within the Mumbai-based Investment Risk Management. The successful candidate will contribute to both fund risk management initiatives, including but not limited to fund risk reporting, analysis, and monitoring. This role also involves active participation in portfolio hedging programs and advanced risk analytics, including sensitivities and Greeks. The candidate will work closely with investment, trading, and operational teams to ensure robust risk oversight, regulatory compliance, portfolio hedging and rebalancing and other related objectives.

*Key Responsibilities
Fund Risk Management *

• Good knowledge and experience in Asset Management and Hedge Fund styles.
• Conduct regular risk reporting, including Value-at-Risk (VaR) backtesting, stress testing, and scenario analysis.
• Monitor risk exposures across multi-asset classes and ensure alignment with fund mandates and regulatory limits.
• Ensure compliance with UCITS and AIF regulations (UCITS knowledge is a strong plus).
• Produce periodic board and regulatory reports, highlighting risk metrics and compliance breaches.
• Develop and maintain comprehensive investment risk and compliance framework tools.

Portfolio Hedging & Rebalancing

• Execute and monitor Portfolio hedging programs for Global Markets, Multi-asset portfolios.
• Minimize basis risk and ensure efficient trade execution for swap basket rebalancing.
• Collaborate with traders to optimize portfolio hedging strategies using derivatives.
• Analyze and report on portfolio sensitivities including delta, gamma, vega, Beta, and other Greeks.

Cross-functional Collaboration

• Partner with various investment, operational, etc. teams to support risk activities of all funds under coverage in accordance with local and global regulations.
• Participate in board meetings and communicate risk findings and strategic insights.
• Support fund and strategy research initiatives.

*Required Skills & Experience *

• Master's degree in a quantitative discipline (Mathematics, Quantitative Finance, Economics, Engineering, etc.).
• CFA, FRM (completed) level 1 onwards is a plus.
• 2–4 years of experience in finance, preferably in trading, risk, or investment management.
• Strong understanding of financial instruments and derivatives pricing (futures, swaps, options).
• Excellent understanding about various asset classes including Equities, Fixed Income, derivatives, swaps, FX, Commodities.
• Good understanding of fund strategies and hedging styles.
• Proficiency in financial market tools like Bloomberg, Aladdin is preferred.
• Proficiency in coding, data processing & visualization tools like SQL, Python, PowerPoint, Excel, VBA is preferred.
• Solid grasp of portfolio and risk concepts including VaR, stress testing, and derivatives sensitivities.
• Experience with European fund regulations (UCITS/AIF) is highly desirable.
• Excellent analytical, organizational, and communication skills.
• Ability to thrive in a fast-paced, collaborative environment.
• Good understanding about various asset classes including Equities, Fixed Income, derivatives, swaps, FX, Commodities.

What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste into your browser.

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.