What Jobs are available for Internal Auditing in Mumbai?
Showing 32 Internal Auditing jobs in Mumbai
Risk Assessment & Assurance, Enterprise Risk, Director
Mumbai, Maharashtra
BlackRock
Posted 1 day ago
Job Viewed
Job Description
**About this role**
**Role Brief**
We are looking for an experienced team leader to manage the **RQA** **Risk Assessment & Assurance Team** in Mumbai, India.
**Business Overview**
Understanding and managing risk is the cornerstone of BlackRock's approach to responsible investing. The Risk & Quantitative Analysis (RQA) group provides independent oversight of BlackRock's fiduciary and enterprise risks. Our mission is to advance the firm's risk management practices and to deliver independent risk expertise and constructive challenge to drive better business and investment outcomes. RQA promotes BlackRock as a leader in risk management by providing independent top-down and bottom-up oversight to help identify investment, counterparty, operational, regulatory, technology, and third-party risks.
RQA is committed to investing in our people to increase both individual enablement and a strong collaborative environment. As a global group located all around the world, our goal is to create a culture of inclusion which encourages teamwork, innovation, diversity and the development our future leaders. We actively engage in discussions on career growth and work with team members to understand how personal passions and strengths connect with our purpose.
**Who We Are**
As part of the broader Thematic Risk Assessment team (TRA) within the Enterprise Risk Management group (a Second Line of Defense function), the **RQA Risk Assessment & Assurance (RAA) Team** is vital to the "true-up" understanding of our enterprise risk and control landscape, and continued confidence that our risk management processes are effective and reliable. These help provide assurance that the firm's enterprise risk management framework is adept at managing current and emerging risks, protects our clients and firm, and supports the achievement of firm-wide business goals within our risk tolerance. Key stakeholders include, but not limited to, broader RQA Enterprise Risk Management teams and leaders, Enterprise Technology Risk & Control (First Line of Defense risk function), Innovation Office and Information Security, and other risk and control functions.
**What You Will Be Doing** :
Your primary responsibilities include:
+ Lead and support risk assurance plans that evaluate, monitor and report on the design &/or effectiveness of enterprise risk assessment programs and its activities.
+ Perform and support thematic risk assessments that evaluate enterprise risks of interest.
+ Identify, dimension, and propose practical solutions for improving enterprise risk assessment programs, risk management processes, risk and control taxonomies, and risk and control assessment techniques.
+ Manage the RAA Team's and team members' performance.
+ Execute and support continuous improvements to enterprise risk assessment programs.
+ Identify and escalate potentially systemic enterprise risk issues in a timely manner.
+ Ensure risk assessment and assurance exercises are comprehensively documented and reported.
+ Be a risk champion within the wider BlackRock business.
**What We Look For** :
As a **Team Lead** with people management responsibilities, you must have:
+ Strong risk and control assessment expertise (especially in technology &/or information security).
+ Excellent attention to detail, strong work ethics, and able to work as part of a global team and make informed risk management decisions.
+ **17+ years** of practical experience in Enterprise &/or Technology Risk Management, Business Process Engineering, Quality Assurance, or Audit (experience earned in Asset Management or Banking industry is preferred).
+ **7+ years** of experience **leading and performance managing** a team (non-project-based).
+ **5+ years** of experience in **performing** risk and control assessments, quality testing, control testing, &/or IT auditing.
+ Demonstrable ability to identify and analyze process, risk and control issues, challenge the status quo, and work with cross-functional and international teams to ideate pragmatic solutions that strengthen the risk management framework.
+ Strong understanding of industry-leading practices and control frameworks (e.g. CRI Profile, NIST CSF, ISO 27001, SOC, SOX, SWIFT, and COBIT).
+ An ability to explain complex ideas &/or sophisticated technical concepts in simple but impactful terms and use effective communication to influence outcomes.
+ Familiarity with office productivity, usage of open-source frameworks and business intelligence tools, including (but not limited to) Microsoft Office, PowerBI &/or Tableau.
The following are competitive advantages that we are interested in:
+ You are a Certified in Risk & Information Systems Control (CRISC), a Certified Information Systems Auditor (CISA), &/or Six Sigma-certified.
+ You have both led and performed technology &/or business risk and control assessments.
+ You have automated control assessment activities or analytics using one or more of the following: Python, JavaScript, .NET &/or SQL.
+ Good understanding of worldwide regulatory requirements.
**Our benefits**
To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.
**Our hybrid work model**
BlackRock's hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person - aligned with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and onboarding experience here at BlackRock.
**About BlackRock**
At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement, paying for their children's educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.
This mission would not be possible without our smartest investment - the one we make in our employees. It's why we're dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.
For additional information on BlackRock, please visit @blackrock ( | Twitter: @blackrock ( | LinkedIn: is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to age, disability, family status, gender identity, race, religion, sex, sexual orientation and other protected attributes at law.
**Role Brief**
We are looking for an experienced team leader to manage the **RQA** **Risk Assessment & Assurance Team** in Mumbai, India.
**Business Overview**
Understanding and managing risk is the cornerstone of BlackRock's approach to responsible investing. The Risk & Quantitative Analysis (RQA) group provides independent oversight of BlackRock's fiduciary and enterprise risks. Our mission is to advance the firm's risk management practices and to deliver independent risk expertise and constructive challenge to drive better business and investment outcomes. RQA promotes BlackRock as a leader in risk management by providing independent top-down and bottom-up oversight to help identify investment, counterparty, operational, regulatory, technology, and third-party risks.
RQA is committed to investing in our people to increase both individual enablement and a strong collaborative environment. As a global group located all around the world, our goal is to create a culture of inclusion which encourages teamwork, innovation, diversity and the development our future leaders. We actively engage in discussions on career growth and work with team members to understand how personal passions and strengths connect with our purpose.
**Who We Are**
As part of the broader Thematic Risk Assessment team (TRA) within the Enterprise Risk Management group (a Second Line of Defense function), the **RQA Risk Assessment & Assurance (RAA) Team** is vital to the "true-up" understanding of our enterprise risk and control landscape, and continued confidence that our risk management processes are effective and reliable. These help provide assurance that the firm's enterprise risk management framework is adept at managing current and emerging risks, protects our clients and firm, and supports the achievement of firm-wide business goals within our risk tolerance. Key stakeholders include, but not limited to, broader RQA Enterprise Risk Management teams and leaders, Enterprise Technology Risk & Control (First Line of Defense risk function), Innovation Office and Information Security, and other risk and control functions.
**What You Will Be Doing** :
Your primary responsibilities include:
+ Lead and support risk assurance plans that evaluate, monitor and report on the design &/or effectiveness of enterprise risk assessment programs and its activities.
+ Perform and support thematic risk assessments that evaluate enterprise risks of interest.
+ Identify, dimension, and propose practical solutions for improving enterprise risk assessment programs, risk management processes, risk and control taxonomies, and risk and control assessment techniques.
+ Manage the RAA Team's and team members' performance.
+ Execute and support continuous improvements to enterprise risk assessment programs.
+ Identify and escalate potentially systemic enterprise risk issues in a timely manner.
+ Ensure risk assessment and assurance exercises are comprehensively documented and reported.
+ Be a risk champion within the wider BlackRock business.
**What We Look For** :
As a **Team Lead** with people management responsibilities, you must have:
+ Strong risk and control assessment expertise (especially in technology &/or information security).
+ Excellent attention to detail, strong work ethics, and able to work as part of a global team and make informed risk management decisions.
+ **17+ years** of practical experience in Enterprise &/or Technology Risk Management, Business Process Engineering, Quality Assurance, or Audit (experience earned in Asset Management or Banking industry is preferred).
+ **7+ years** of experience **leading and performance managing** a team (non-project-based).
+ **5+ years** of experience in **performing** risk and control assessments, quality testing, control testing, &/or IT auditing.
+ Demonstrable ability to identify and analyze process, risk and control issues, challenge the status quo, and work with cross-functional and international teams to ideate pragmatic solutions that strengthen the risk management framework.
+ Strong understanding of industry-leading practices and control frameworks (e.g. CRI Profile, NIST CSF, ISO 27001, SOC, SOX, SWIFT, and COBIT).
+ An ability to explain complex ideas &/or sophisticated technical concepts in simple but impactful terms and use effective communication to influence outcomes.
+ Familiarity with office productivity, usage of open-source frameworks and business intelligence tools, including (but not limited to) Microsoft Office, PowerBI &/or Tableau.
The following are competitive advantages that we are interested in:
+ You are a Certified in Risk & Information Systems Control (CRISC), a Certified Information Systems Auditor (CISA), &/or Six Sigma-certified.
+ You have both led and performed technology &/or business risk and control assessments.
+ You have automated control assessment activities or analytics using one or more of the following: Python, JavaScript, .NET &/or SQL.
+ Good understanding of worldwide regulatory requirements.
**Our benefits**
To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.
**Our hybrid work model**
BlackRock's hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person - aligned with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and onboarding experience here at BlackRock.
**About BlackRock**
At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement, paying for their children's educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.
This mission would not be possible without our smartest investment - the one we make in our employees. It's why we're dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.
For additional information on BlackRock, please visit @blackrock ( | Twitter: @blackrock ( | LinkedIn: is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to age, disability, family status, gender identity, race, religion, sex, sexual orientation and other protected attributes at law.
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0
Senior Insurance Underwriter - Risk Assessment
400001 Mumbai, Maharashtra
₹75000 Monthly
WhatJobs Direct
Posted 4 days ago
Job Viewed
Job Description
Mumbai, Maharashtra, IN
Our client, a highly respected insurance provider, is looking for an experienced Senior Insurance Underwriter to join their fully remote team. This critical role involves evaluating and assessing insurance risks to determine coverage eligibility and premium rates. You will be responsible for analyzing complex applications, financial data, and risk factors to make informed underwriting decisions that align with the company's risk appetite and profitability goals.
Key responsibilities include reviewing and analyzing insurance applications for various policy types (e.g., life, health, property, casualty), assessing applicant history, and identifying potential risks and exposures. You will utilize actuarial data, industry trends, and internal guidelines to calculate appropriate premiums and set terms and conditions for policies. Collaboration with agents, brokers, and internal claims departments to gather necessary information and clarify details is essential. Maintaining a thorough understanding of relevant insurance regulations and compliance requirements is paramount. The ideal candidate will possess strong analytical and decision-making skills, with a keen eye for detail and a robust understanding of risk management principles. A Bachelor's degree in Finance, Economics, Business Administration, or a related field is required. Relevant professional designations (e.g., CPCU, AU) are highly advantageous.
This fully remote position requires a self-disciplined and motivated individual who can manage their workload effectively and independently. Excellent communication and interpersonal skills are necessary for interacting with clients and internal stakeholders. You should be adept at interpreting complex data sets and presenting findings clearly. Our client is committed to fostering a supportive and growth-oriented remote work environment, offering continuous learning opportunities and career advancement paths. If you are a seasoned underwriter with a passion for meticulous risk assessment and a desire to contribute to a leading insurance organization from anywhere, we encourage you to apply.
Our client, a highly respected insurance provider, is looking for an experienced Senior Insurance Underwriter to join their fully remote team. This critical role involves evaluating and assessing insurance risks to determine coverage eligibility and premium rates. You will be responsible for analyzing complex applications, financial data, and risk factors to make informed underwriting decisions that align with the company's risk appetite and profitability goals.
Key responsibilities include reviewing and analyzing insurance applications for various policy types (e.g., life, health, property, casualty), assessing applicant history, and identifying potential risks and exposures. You will utilize actuarial data, industry trends, and internal guidelines to calculate appropriate premiums and set terms and conditions for policies. Collaboration with agents, brokers, and internal claims departments to gather necessary information and clarify details is essential. Maintaining a thorough understanding of relevant insurance regulations and compliance requirements is paramount. The ideal candidate will possess strong analytical and decision-making skills, with a keen eye for detail and a robust understanding of risk management principles. A Bachelor's degree in Finance, Economics, Business Administration, or a related field is required. Relevant professional designations (e.g., CPCU, AU) are highly advantageous.
This fully remote position requires a self-disciplined and motivated individual who can manage their workload effectively and independently. Excellent communication and interpersonal skills are necessary for interacting with clients and internal stakeholders. You should be adept at interpreting complex data sets and presenting findings clearly. Our client is committed to fostering a supportive and growth-oriented remote work environment, offering continuous learning opportunities and career advancement paths. If you are a seasoned underwriter with a passion for meticulous risk assessment and a desire to contribute to a leading insurance organization from anywhere, we encourage you to apply.
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1
Senior Actuarial Analyst - Risk Assessment
400001 Mumbai, Maharashtra
₹110000 Annually
WhatJobs Direct
Posted 2 days ago
Job Viewed
Job Description
Our client, a well-established insurance firm, is seeking a highly analytical and detail-oriented Senior Actuarial Analyst to join their risk management team in **Mumbai, Maharashtra, IN**. This role is essential for evaluating insurance risks, developing pricing strategies, and ensuring the financial stability of the company's products. You will leverage your expertise in actuarial science, statistical modeling, and risk assessment to provide critical insights that inform business decisions. The ideal candidate will have a strong foundation in actuarial principles and a proven ability to translate complex data into actionable recommendations.
Responsibilities:
Responsibilities:
- Develop, implement, and maintain actuarial models for pricing insurance products across various lines of business.
- Conduct analyses to assess and quantify insurance risks, including mortality, morbidity, and catastrophe risks.
- Perform reserving calculations and monitor loss trends to ensure adequate financial reserves.
- Analyze policyholder data to identify patterns, predict future claims, and inform product development.
- Collaborate with underwriting, claims, and product development teams to provide actuarial support.
- Assist in the development and implementation of risk management strategies.
- Prepare actuarial reports and presentations for senior management, regulatory bodies, and other stakeholders.
- Stay current with industry trends, regulatory changes, and emerging actuarial methodologies.
- Ensure compliance with all relevant actuarial standards of practice and regulatory requirements.
- Develop and refine data analytics capabilities to enhance risk assessment accuracy.
- Perform ad-hoc analyses and respond to data requests from various departments.
- Contribute to the training and development of junior actuarial staff.
- Evaluate the financial impact of proposed business initiatives and product changes.
- Bachelor's degree in Actuarial Science, Mathematics, Statistics, or a related quantitative field.
- Associate or Fellow designation from a recognized actuarial society (e.g., Society of Actuaries (SOA), Casualty Actuarial Society (CAS)).
- Minimum of 5 years of experience in an actuarial role within the insurance industry.
- Proficiency in actuarial software and statistical modeling tools (e.g., R, Python, SAS, Prophet, GGY Axis).
- Strong understanding of insurance product lines, risk principles, and financial modeling techniques.
- Excellent analytical, problem-solving, and quantitative skills.
- Strong written and verbal communication skills, with the ability to explain complex technical concepts.
- Detail-oriented with a commitment to accuracy and precision.
- Ability to manage multiple projects simultaneously and meet deadlines.
- Experience with data manipulation and database querying (e.g., SQL) is beneficial.
- Proven ability to work effectively in a team environment.
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2
Director of Underwriting and Risk Assessment
400001 Mumbai, Maharashtra
₹2000000 Annually
WhatJobs Direct
Posted 2 days ago
Job Viewed
Job Description
Our client, a prominent financial services institution, is seeking an experienced and astute Director of Underwriting and Risk Assessment to lead their operations in Mumbai, Maharashtra . This critical leadership role involves overseeing the entire underwriting process and ensuring robust risk assessment practices across all product lines. You will be responsible for developing and implementing underwriting guidelines, policies, and procedures that balance profitability with risk mitigation. The ideal candidate will possess a deep understanding of insurance principles, financial risk management, and regulatory compliance. Your expertise will be crucial in evaluating complex risks, setting underwriting standards, and making informed decisions on large or unusual cases. You will lead a team of skilled underwriters and risk analysts, providing mentorship, training, and performance management. Collaboration with claims, product development, legal, and actuarial departments will be essential to maintain consistency and effectiveness in risk management. Responsibilities include monitoring underwriting performance, analyzing loss trends, and recommending adjustments to policies and procedures. You will also be involved in the development of new insurance products, ensuring that their underwriting and risk profiles are well-defined and manageable. A strong analytical mindset, exceptional decision-making abilities, and a commitment to ethical underwriting are paramount. You will be expected to stay abreast of industry best practices, emerging risks, and regulatory changes, ensuring that our client remains at the forefront of sound underwriting and risk management. This position offers a significant opportunity to influence the financial stability and growth of the organization.
Key Responsibilities:
Key Responsibilities:
- Lead and manage the underwriting and risk assessment functions for the company.
- Develop, implement, and enforce underwriting policies and guidelines.
- Establish risk assessment criteria and methodologies for evaluating applications.
- Oversee the review and approval of complex or high-value insurance risks.
- Manage and mentor the team of underwriters and risk analysts.
- Collaborate with actuarial and claims departments to analyze loss trends and risk exposures.
- Ensure compliance with all relevant insurance regulations and standards.
- Contribute to product development by assessing underwriting feasibility and risk profiles.
- Monitor underwriting performance and identify areas for process improvement.
- Report on underwriting activities, risk exposures, and key performance indicators to senior management.
- Bachelor's or Master's degree in Finance, Business Administration, or a related field.
- 12+ years of progressive experience in insurance underwriting and risk management.
- Proven experience in a senior leadership role within underwriting.
- Deep understanding of insurance products, market dynamics, and regulatory frameworks.
- Strong analytical, quantitative, and decision-making skills.
- Excellent leadership, team management, and communication abilities.
- Experience with risk modeling and assessment tools.
- Ability to interpret financial statements and assess financial risks.
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3
VP Internal Audit
Mumbai, Maharashtra
HSBC
Posted 2 days ago
Job Viewed
Job Description
VP Internal Audit
Brand: HSBC
Area of Interest:
Location:
Mumbai, MH, IN,
Work style:
Date: 29 Oct 2025
**Some careers open more doors than others.**
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning The function comprises a number of Global Teams (covering Global Business Lines and Functions, Risk and HTS), Regional Audit and Country Audit Teams. We are currently seeking an experienced professional to join the Country Audit team.
**Principal Responsibilities:**
+ Contribute to annual audit planning, risk assessment and continuous monitoring exercises; and Lead/Participate in audits covering key risk areas including regulatory compliance risk and support the delivery of the Internal Audit Book of Work.
+ Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits.
+ Communicate issues and concerns to stakeholders in a clear, confident and objective manner. Confirm that audit findings and recommendations are understood and with proposed mitigations.
+ Produce quality audit reports and findings for review by senior audit management
+ Deliver assigned work within the given timeframes, standards, methodology, and budget,
+ Demonstrate knowledge of the applicable Business, Functional, and Regulatory environment, including developing trends, risks, controls, and expectations
+ Credibly engage and influence stakeholders in respect of the need to adjust, amend or improve internal controls within their business units.
+ Act professionally at all times, exhibiting sound judgement and attention to detail when engaging with stakeholders, team members and GIA management
+ Be a proactive team player, who leads by example and works constructively across GIA.
+ Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making.
+ Actively promote collaboration and sharing of ideas across GIA (Global Internal Audit)
**Qualifications**
+ Postgraduate in Commerce with at least 6-8 years' experience in audit, risk, internal controls or compliance in Banking or Financial Services organization.
+ Candidates with professional qualifications like CA / ICWA / CFA / PGDBA, etc. and experience in Data Analytics are preferred.
+ Good knowledge of the financial services sector, Banking regulations and some expertise in Credit & Lending, Treasury & Markets, or Finance.
+ Strong written and verbal communication skills, analytical, problem-solving and interpersonal skills
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
**_Issued by The Hongkong and Shanghai Banking Corporation Limited, India_**
Brand: HSBC
Area of Interest:
Location:
Mumbai, MH, IN,
Work style:
Date: 29 Oct 2025
**Some careers open more doors than others.**
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning The function comprises a number of Global Teams (covering Global Business Lines and Functions, Risk and HTS), Regional Audit and Country Audit Teams. We are currently seeking an experienced professional to join the Country Audit team.
**Principal Responsibilities:**
+ Contribute to annual audit planning, risk assessment and continuous monitoring exercises; and Lead/Participate in audits covering key risk areas including regulatory compliance risk and support the delivery of the Internal Audit Book of Work.
+ Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits.
+ Communicate issues and concerns to stakeholders in a clear, confident and objective manner. Confirm that audit findings and recommendations are understood and with proposed mitigations.
+ Produce quality audit reports and findings for review by senior audit management
+ Deliver assigned work within the given timeframes, standards, methodology, and budget,
+ Demonstrate knowledge of the applicable Business, Functional, and Regulatory environment, including developing trends, risks, controls, and expectations
+ Credibly engage and influence stakeholders in respect of the need to adjust, amend or improve internal controls within their business units.
+ Act professionally at all times, exhibiting sound judgement and attention to detail when engaging with stakeholders, team members and GIA management
+ Be a proactive team player, who leads by example and works constructively across GIA.
+ Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making.
+ Actively promote collaboration and sharing of ideas across GIA (Global Internal Audit)
**Qualifications**
+ Postgraduate in Commerce with at least 6-8 years' experience in audit, risk, internal controls or compliance in Banking or Financial Services organization.
+ Candidates with professional qualifications like CA / ICWA / CFA / PGDBA, etc. and experience in Data Analytics are preferred.
+ Good knowledge of the financial services sector, Banking regulations and some expertise in Credit & Lending, Treasury & Markets, or Finance.
+ Strong written and verbal communication skills, analytical, problem-solving and interpersonal skills
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
**_Issued by The Hongkong and Shanghai Banking Corporation Limited, India_**
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This advertiser has chosen not to accept applicants from your region.
4
VP Internal Audit
Mumbai, Maharashtra
HSBC
Posted 4 days ago
Job Viewed
Job Description
VP Internal Audit
Brand: HSBC
Area of Interest:
Location:
Mumbai, MH, IN,
Work style: Hybrid Worker
Date: 24 Oct 2025
**Some careers open more doors than others.**
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
**Business Descriptor**
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning The function comprises a number of Global Teams (covering Global Business Lines and Functions, Risk and HTS), Regional Audit and Country Audit Teams. We are currently seeking an experienced professional to join the Country Audit team.
**Principal Responsibilities:**
+ Contribute to annual audit planning, risk assessment and continuous monitoring exercises; and
+ Lead/Participate in audits covering key risk areas including regulatory compliance risk and support the delivery of the Internal Audit Book of Work.
+ Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits.
+ Communicate issues and concerns to stakeholders in a clear, confident and objective manner. Confirm that audit findings and recommendations are understood and with proposed mitigations.
+ Produce quality audit reports and findings for review by senior audit management
+ Deliver assigned work within the given timeframes, standards, methodology, and budget,
+ Demonstrate knowledge of the applicable Business, Functional, and Regulatory environment, including developing trends, risks, controls, and expectations
+ Credibly engage and influence stakeholders in respect of the need to adjust, amend or improve internal controls within their business units.
+ Act professionally at all times, exhibiting sound judgement and attention to detail when engaging with stakeholders, team members and GIA management
+ Be a proactive team player, who leads by example and works constructively across GIA.
+ Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making.
+ Actively promote collaboration and sharing of ideas across GIA
**Qualifications**
+ Post Graduate in Commerce with at least 8-12 year's experience in audit, risk, internal controls or compliance in Banking or Financial Services organization.
+ Candidates with professional qualifications like CA / ICWA / CFA / PGDBA, etc. and experience in Data Analytics are preferred.
+ Good knowledge of the financial services sector, Banking regulations and some expertise in Credit & Lending, Treasury & Markets, or Finance.
+ Strong written and verbal communication skills, analytical, problem-solving and interpersonal skills
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
**_Issued by The Hongkong and Shanghai Banking Corporation Limited, India_**
Brand: HSBC
Area of Interest:
Location:
Mumbai, MH, IN,
Work style: Hybrid Worker
Date: 24 Oct 2025
**Some careers open more doors than others.**
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
**Business Descriptor**
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning The function comprises a number of Global Teams (covering Global Business Lines and Functions, Risk and HTS), Regional Audit and Country Audit Teams. We are currently seeking an experienced professional to join the Country Audit team.
**Principal Responsibilities:**
+ Contribute to annual audit planning, risk assessment and continuous monitoring exercises; and
+ Lead/Participate in audits covering key risk areas including regulatory compliance risk and support the delivery of the Internal Audit Book of Work.
+ Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits.
+ Communicate issues and concerns to stakeholders in a clear, confident and objective manner. Confirm that audit findings and recommendations are understood and with proposed mitigations.
+ Produce quality audit reports and findings for review by senior audit management
+ Deliver assigned work within the given timeframes, standards, methodology, and budget,
+ Demonstrate knowledge of the applicable Business, Functional, and Regulatory environment, including developing trends, risks, controls, and expectations
+ Credibly engage and influence stakeholders in respect of the need to adjust, amend or improve internal controls within their business units.
+ Act professionally at all times, exhibiting sound judgement and attention to detail when engaging with stakeholders, team members and GIA management
+ Be a proactive team player, who leads by example and works constructively across GIA.
+ Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making.
+ Actively promote collaboration and sharing of ideas across GIA
**Qualifications**
+ Post Graduate in Commerce with at least 8-12 year's experience in audit, risk, internal controls or compliance in Banking or Financial Services organization.
+ Candidates with professional qualifications like CA / ICWA / CFA / PGDBA, etc. and experience in Data Analytics are preferred.
+ Good knowledge of the financial services sector, Banking regulations and some expertise in Credit & Lending, Treasury & Markets, or Finance.
+ Strong written and verbal communication skills, analytical, problem-solving and interpersonal skills
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
**_Issued by The Hongkong and Shanghai Banking Corporation Limited, India_**
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This advertiser has chosen not to accept applicants from your region.
5
Internal Audit Manager
Mumbai, Maharashtra
TotalEnergies
Posted 14 days ago
Job Viewed
Job Description
Job Activities:
- Carry out internal audits and follow up reviews as per approved plan.
- Assess the suitability of current internal controls and making suggestions for improvements when needed.
- Carry out internal control improvement projects & controls testing as per business requirements and as directed
- Give inputs on new risks and carry out special audits.
- Conduct ad hoc reviews into identified or reported risks related to Internal control & Compliance
- Detailed investigation of exceptions reported by FACT (the Group tool for monitoring potential fraud transactions)
- Monitoring actions to be taken from internal audit reports & group audits
- Monitoring and updating management on any incident of corruption or fraud which comes to his attention in accordance with the relevant incident treatment procedures.
- Conduct end to end investigations including, document and data analysis, reporting, managing investigation partner, if required.
- Assist in other activities of the function as and when required
Required Profile
- CA with 5-7 years of experience in Internal Audit.
- Investigation experience of minimum 2 years.
- Knowledge of risks, controls & processes in manufacturing industry will be an added advantage
- Ability to perform data analysis, spot trends, correlations & exceptions, and work with large sets of data
- SAP knowledge is a must, should be able to work with different IT tools for audit
- Should have eye for detail
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Internal Audit Manager
Mumbai, Maharashtra
Gynoveda
Posted 14 days ago
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Job Description
About Us:
Gynoveda is on a mission to build the world's largest chain of “Ayurveda Fertility Clinics for Couples ”. With 50+ clinics live in 30+ cities and a new one opening every week, the company is on track to hit 200 clinics, positioning itself as a national leader in reproductive healthcare.
Know everything about Gynoveda here> .
Role Details:
- Job Title: Internal Audit, Governance & Compliance
- Team Size : Lean core (2–3 IA staff + external specialists)
- Reports To: Head of Finance (with direct Founder exposure for critical matters)
- Work Days: Monday to Friday
- Location: Malad (Mindspace), Mumbai – Onsite
Work Description:
Be the independent assurance and fraud control engine for Gynoveda’s journey from 50 → 200 clinics in 24 months. Deliver clean audits, safeguard revenue, and keep the company investor-ready at all times.
Key Responsibilities:
1. Statutory & IFC Assurance
- Ensure zero-qualification statutory audits.
- Drive Internal Financial Controls (IFC) testing and remediation.
2. Internal Audit Engine
- Design and execute risk-based audits across clinics, HO, supply chain, HR, and finance.
- Perform risk-based and surprise audits; deliver dashboards with exception reporting directly to Founders/Audit Committee.
3. Fraud & Loss Prevention
- Daily cash and inventory reconciliation; prevent pilferage, fake or omitted records.
- ERP/BI anomaly detection: sales misreporting, refunds, payroll leakages.
- Lead forensic investigations with root-cause fixes.
4. Compliance Backbone
- Enforce SOPs in clinics (doctor protocols, reception discipline, timings, ERP use).
- Ensure statutory compliance: Biomedical Waste (BMW), Clinical Establishments licenses, GST e-invoicing readiness, and labour laws.
5. Governance & Investor Readiness
- Maintain audit & compliance data room for FDD/LDD.
- Conduct quarterly dry-runs with Finance & Legal.
Success Measures (12 Months):
- Zero statutory or IFC qualifications.
- 100% coverage of critical processes; ≥30% clinics audited.
- ≥3 fraud risks detected/mitigated proactively.
- The investor due diligence data room is always ready.
Ideal Candidate Profile:
- Experience : 6–10 years blended background — top audit firms (Big 4 or equivalent) + in-house roles at retail/healthcare chains.
- Education : CA / CIA / CISA preferred.
- Track Record : Built internal audit, governance, and control systems from scratch; led internal audits & fraud investigations.
- Skills : ERP/BI analytics, forensic mindset, change management, coaching non-finance teams.
- DNA : Hands-on, vigilant, detail-driven; founder-style ownership, thrives in chaos, instinctively spots risks & gaps.
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7
Senior Manager Internal Audit
Mumbai, Maharashtra
Motilal Oswal Financial Services Ltd
Posted 6 days ago
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Job Description
Job Purpose:
The Internal Auditor will be responsible for conducting thorough audits of various operations, including depository participant operations, custody operations, settlement operations, banking operations within AMC, and the payin and payout processes of security and fund transfer of exchanges. The role involves performing half-yearly audits of exchanges and ensuring compliance with regulatory requirements and internal policies.
Job Responsibilities
- Conduct comprehensive audits of depository participant operations. Evaluate the effectiveness of controls and compliance with regulatory requirements.
- Perform audits of custody operations to ensure proper management and safeguarding of assets. Assess the accuracy and completeness of custody records and processes.
- Lead and execute half-yearly audits of exchanges. Identify and report on areas of non-compliance and recommend corrective actions.
- Audit settlement operations to ensure timely and accurate settlement of transactions. Review and evaluate the effectiveness of settlement procedures and controls.
- Conduct audits of banking operations within the AMC division. Ensure compliance with internal policies and regulatory requirements.
- Audit the pay-in and payout processes of security and fund transfers of exchanges.
- Verify the accuracy and timeliness of transactions and related documentation.
Role Requirements Educational Qualifications:
- CA Minimum 8+ years of experience with 4/5 year experience in a AMC Audit background.
- Strong understanding of depository participant operations, custody operations, settlement processes, and banking operations within AMC.
- Knowledge of regulatory requirements related to exchanges and financial transactions Domain Knowledge: Audit in AMC Industry
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8
Internal Audit Consultant (CA Freshers)
Mumbai, Maharashtra
KPMG India
Posted 14 days ago
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Job Description
About KPMG in India
KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.
KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.
Why Choose KPMG India?
- Dynamic Work Environment : Be a part of an innovative team that values creativity and fresh ideas.
- Growth Opportunities : We provide excellent training, mentorship, and career advancement.
- Attractive Benefits : Competitive salaries, health insurance, and more! ️
Following are some of our key service offerings:
- Risk Based Internal Audit
- Enterprise Risk Management
- Risk Assessment
- Model Business Process Development
- Sarbanes – Oxley 404 Assistance
- Compliance Assistance – Contracts and regulations
- Corporate Governance Advisory– Review and Assessment
- Revenue Assurance
- Control Self Assessment
- Continuous Auditing / Continuous Monitoring
- Apart from the above service offerings, we also assist client organizations around various aspects viz. Accounting Manuals, Capital Projects Audits, Project focused Control Assessment, setting up IA function, etc.
Role & Responsibilities
- Seniors are project team members who will be involved in conducting process consulting/ internal audit/ risk consulting and execution of other solutions of GRCS
- Seniors may play the role of team leader on some engagements with 1-3 team members reporting to them for the project. In such cases seniors shall have responsibility of reviewing the work done (Deliverables) by the team members
- Interact with the client representatives for the ongoing requirements of the project
- Consistently deliver quality client services and take charge of the project area assigned to him/her
- Monitor progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes
- Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge
- Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- The job would require travel to client locations within India and abroad
>> THE INDIVIDUAL
- Possess strong domain knowledge, understanding of business processes and possible risks in operations of at least one industry sector
- Ability to perform and interpret process gap analysis
- Ability to identify risks in business processes
- Understanding of control rationalization, optimization, effectiveness and efficiency
- Have experience in process consulting/ internal audit/ risk consulting
- Strong analytical and problem solving skills. Possess strong data analytics skills and knowledge of advanced data analytical tools will be an advantage
- Strong written and verbal communication skills (presentation skills)
- Ability to work well in teams
- Advanced understanding of IT systems, Knowledge of MS office ( MS Excel, PowerPoint, Word etc); and
- Have the ability to work under pressure – stringent deadlines and tough client conditions which may demand extended working hours
- Willingness to travel within India or abroad for continuous long periods of time
- Demonstrate integrity, values, principles, and work ethic and lead by example
>> Qualification
- Qualified CA Fresher required
>> SELECTION PROCESS
- Candidates should expect 2 - 3 rounds of personal or telephonic interviews to assess fitment and communication skills
>> People BENEFITS
- Continuous learning program
- Driving a culture of recognition through ‘ENCORE’ our quarterly rewards and recognition program
- Comprehensive medical insurance coverage for staff and family
- Expansive general and accidental coverage for staff
- Executive Health checkup (Manager & above, and for staff above the age of 30)
- Les Concierge desk.
- Internal & Global mobility
- Various other people friendly initiatives
- Strong commitment to our Values such as CSR initiatives
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