129 Risk Assessments jobs in Mumbai

Risk Management

Mumbai, Maharashtra Northern Arc Capital

Posted 10 days ago

Job Viewed

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Job Description

Department: Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

  • Risk governance
  • Design and implement the risk framework for the wealth platform
  • Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
  • Platform and product risk management
  • Identify, assess, and mitigate risks specific to OBPP and distribution operations.
  • Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
  • Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
  • Operational risk management of Altifi platform
  • Assess and mitigate operational risks in the platform.
  • Build and maintain SOPs for all processes; develop and monitor KRI dashboards
  • Risk reporting
  • Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

  • Education: MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
  • Experience: 5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

This advertiser has chosen not to accept applicants from your region.

Risk Management

Mumbai, Maharashtra Northern Arc Capital

Posted 3 days ago

Job Viewed

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Job Description

Department: Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

  • Risk governance
  • Design and implement the risk framework for the wealth platform
  • Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
  • Platform and product risk management
  • Identify, assess, and mitigate risks specific to OBPP and distribution operations.
  • Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
  • Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
  • Operational risk management of Altifi platform
  • Assess and mitigate operational risks in the platform.
  • Build and maintain SOPs for all processes; develop and monitor KRI dashboards
  • Risk reporting
  • Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

  • Education: MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
  • Experience: 5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

This advertiser has chosen not to accept applicants from your region.

Risk Management

Mumbai, Maharashtra Northern Arc Capital

Posted today

Job Viewed

Tap Again To Close

Job Description

Department: Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

  • Risk governance
  • Design and implement the risk framework for the wealth platform
  • Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
  • Platform and product risk management
  • Identify, assess, and mitigate risks specific to OBPP and distribution operations.
  • Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
  • Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
  • Operational risk management of Altifi platform
  • Assess and mitigate operational risks in the platform.
  • Build and maintain SOPs for all processes; develop and monitor KRI dashboards
  • Risk reporting
  • Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

  • Education: MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
  • Experience: 5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

This advertiser has chosen not to accept applicants from your region.

Risk Management

Navi Mumbai, Maharashtra White Force

Posted today

Job Viewed

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Job Description

Job description



JD RMS EXECUTIVE




 Roles and responsibilities




 :
· Cross checking BOD for All segments before Market Start.
· Making Activation and Deactivation of Trading Terminal and Investor client. 




· Ability to resolve queries on a day to day basis.
·




 Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. 




· Blocking GSM and Illiquid scrip on Time to Time in the Trading system.
·




 RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for
Illiquid scrip. 




· Keeping track of MTM Alert violation, MTM net position & Square off the open position
once MTM Loss get triggered.




 · Responsible for squaring off all the intraday position through Timer Square off for all
segments.




 · Supervision of Limit assigned to the clients (Base Limit and Intraday limits). 




· Coordination with different teams. 




· Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration
etc.




 · Track on Tender period contract in all Segments, Whole process of Straggled Delivery
Mechanism.




 · Successfully Implementation Exchange & Depository Related Compliances.




 · Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (Weekly's).




 · Daily Margin Reporting for all Segments.




 · Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment.




This advertiser has chosen not to accept applicants from your region.

Risk Management

Mumbai, Maharashtra Northern Arc Capital

Posted 11 days ago

Job Viewed

Tap Again To Close

Job Description

Department: Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

  • Risk governance
  • Design and implement the risk framework for the wealth platform
  • Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
  • Platform and product risk management
  • Identify, assess, and mitigate risks specific to OBPP and distribution operations.
  • Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
  • Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
  • Operational risk management of Altifi platform
  • Assess and mitigate operational risks in the platform.
  • Build and maintain SOPs for all processes; develop and monitor KRI dashboards
  • Risk reporting
  • Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

  • Education: MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
  • Experience: 5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

This advertiser has chosen not to accept applicants from your region.

Risk Management

Mumbai, Maharashtra Northern Arc Capital

Posted today

Job Viewed

Tap Again To Close

Job Description

Department: Risk Management

Job Summary:

The Risk Manager will be instrumental in developing, implementing, and overseeing a robust risk management framework specifically for wealth management operations, including OBPP operations, mutual fund & insurance distribution activities. This role requires a deep understanding of nuanced operational, technological, and regulatory risks associated with digital platforms.

Key Responsibilities:

  • Risk governance
  • Design and implement the risk framework for the wealth platform
  • Ensure compliance with SEBI and other regulatory requirements applicable to OBPPs, stock brokers, distributors etc.
  • Platform and product risk management
  • Identify, assess, and mitigate risks specific to OBPP and distribution operations.
  • Set up and implement risk controls for digital operations, including order placement, settlements, payment processing etc.
  • Analyze risks related to suitability and appropriateness of products, mis-selling, scheme-specific risks.
  • Operational risk management of Altifi platform
  • Assess and mitigate operational risks in the platform.
  • Build and maintain SOPs for all processes; develop and monitor KRI dashboards
  • Risk reporting
  • Comprehensive reporting of risk metrics, mitigation measures to all relevant stakeholders

Qualifications:

  • Education: MBA or equivalent post-graduation degree with specialisation in finance, risk management, business administration, statistics or similar field. Professional qualifications such as FRM, NISM certifications etc. are added advantages
  • Experience: 5-8 years of experience in risk management with at least 3 years in a leadership role. Relevant experience should be in a stock broking firm (focus on debt segment), wealth management firm, fixed income desk of Bank or NBFC.

Specific experience with OBPP preferred.

This advertiser has chosen not to accept applicants from your region.

RISK MANAGEMENT SERVICE (

Mumbai, Maharashtra Talent Corner

Posted today

Job Viewed

Tap Again To Close

Job Description

Roles and Responsibilities

1. WORK EXP. IN ODIN, GREEK & NEAT

2. KNOWLEDGE OF EQ FNO, CDS AND MCX

3. ODIN CHIEF RMS BOD PROCESS – FILES GENERATION FROM BACKOFFICE, FILES UPLOADING IN ODIN, FO & MCX BAN SCRIPT BLOCKING & CHECKING ALL UPLOADS.

Desired Candidate Profile

6. SOLVING RISK MANAGEMENT QUERIES.

7. SHOULD HAVE KNOWLEDGE OF MARGIN.

8. MARGIN REPORTING TO EXCHANGE.

9.RMS OPERATION

NISM VIII Derivatives certified

This advertiser has chosen not to accept applicants from your region.
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Risk Management Surveillance

Navi Mumbai, Maharashtra White Force

Posted today

Job Viewed

Tap Again To Close

Job Description

Job description



JD RMS EXECUTIVE




 Roles and responsibilities




 :
· Cross checking BOD for All segments before Market Start.
· Making Activation and Deactivation of Trading Terminal and Investor client. 




· Ability to resolve queries on a day to day basis.
·




 Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. 




· Blocking GSM and Illiquid scrip on Time to Time in the Trading system.
·




 RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for
Illiquid scrip. 




· Keeping track of MTM Alert violation, MTM net position & Square off the open position
once MTM Loss get triggered.




 · Responsible for squaring off all the intraday position through Timer Square off for all
segments.




 · Supervision of Limit assigned to the clients (Base Limit and Intraday limits). 




· Coordination with different teams. 




· Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration
etc.




 · Track on Tender period contract in all Segments, Whole process of Straggled Delivery
Mechanism.




 · Successfully Implementation Exchange & Depository Related Compliances.




 · Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (Weekly's).




 · Daily Margin Reporting for all Segments.




 · Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment.




 CONTACT : Princy Tiwari


This advertiser has chosen not to accept applicants from your region.

Risk Management Services

Mumbai, Maharashtra White Force

Posted today

Job Viewed

Tap Again To Close

Job Description

Job description

Urgent requirment for the position of Risk Management Service in a broken compay


location - Navi Mumbai Vaashi


experianace- 1 yrs exp in a broken company 


Interested candidate can share their cv in the below email id


This advertiser has chosen not to accept applicants from your region.
 

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