Compliance Director

Mumbai, Maharashtra Dept Data

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Job Description

Compliance Director

We are seeking an experienced Compliance Director to lead and oversee our organization's compliance program, ensuring adherence to legal standards and internal policies. The ideal candidate will have a strong background in regulatory requirements, risk management, and corporate governance.

Responsibilities
  • Develop, implement, and maintain the company’s compliance policies and procedures.
  • li>Monitor and assess compliance risks and ensure mitigation strategies are in place.
  • Lead compliance audits and investigations, reporting findings to senior management and regulatory bodies as necessary.
  • Provide training and guidance to employees on compliance-related matters.
  • Stay updated on relevant laws, regulations, and industry standards to ensure ongoing compliance.
  • Collaborate with legal, finance, and operational teams to integrate compliance into business processes.
  • Manage relationships with regulatory agencies and respond to inquiries or inspections.
  • Prepare and present compliance reports to the board of directors and executive leadership.
Qualifications
  • Bachelor’s degree in Law, Business Administration, Finance, or related field; advanced degree or certifications (e.g., CCEP, CRCM) preferred.
  • < i>Minimum of 7 years of experience in compliance, risk management, or regulatory affairs.
  • In-depth knowledge of relevant laws and regulations applicable to the industry.
  • Proven leadership and management skills.
  • Strong analytical and problem-solving abilities.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a multidisciplinary team.
Skills
  • Regulatory Compliance
  • Risk Management
  • Policy Development
  • Audit and Investigation
  • Training and Development
  • Legal and Regulatory Knowledge
  • Leadership and Team Management
  • Communication Skills
  • Analytical Thinking
  • Project Management

. Skillset Required: Regulatory Compliance, Risk Management, Policy Development, Audit and Investigation, Training and Development, Legal and Regulatory Knowledge, Leadership and Team Management, Communication Skills, Analytical Thinking, Project Management, Compliance Leadership, Risk Strategy,Time Management and Prioritization,Strategic Planning,Problem-Solving Skills,Stakeholder Engagement,Ethical Decision-Making,Corporate Governance,Training and Development,Contract Review and Compliance,Crisis Management,Conflict Resolution,Negotiation Skills
This advertiser has chosen not to accept applicants from your region.

Compliance Director

Mumbai, Maharashtra 23Dept

Posted today

Job Viewed

Tap Again To Close

Job Description

Compliance Director

We are seeking an experienced Compliance Director to lead and oversee our organization's compliance program, ensuring adherence to legal standards and internal policies. The ideal candidate will have a strong background in regulatory requirements, risk management, and corporate governance.

Responsibilities
  • Develop, implement, and maintain the company’s compliance policies and procedures.
  • li>Monitor and assess compliance risks and ensure mitigation strategies are in place.
  • Lead compliance audits and investigations, reporting findings to senior management and regulatory bodies as necessary.
  • Provide training and guidance to employees on compliance-related matters.
  • Stay updated on relevant laws, regulations, and industry standards to ensure ongoing compliance.
  • Collaborate with legal, finance, and operational teams to integrate compliance into business processes.
  • Manage relationships with regulatory agencies and respond to inquiries or inspections.
  • Prepare and present compliance reports to the board of directors and executive leadership.
Qualifications
  • Bachelor’s degree in Law, Business Administration, Finance, or related field; advanced degree or certifications (e.g., CCEP, CRCM) preferred.
  • < i>Minimum of 7 years of experience in compliance, risk management, or regulatory affairs.
  • In-depth knowledge of relevant laws and regulations applicable to the industry.
  • Proven leadership and management skills.
  • Strong analytical and problem-solving abilities.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a multidisciplinary team.
Skills
  • Regulatory Compliance
  • Risk Management
  • Policy Development
  • Audit and Investigation
  • Training and Development
  • Legal and Regulatory Knowledge
  • Leadership and Team Management
  • Communication Skills
  • Analytical Thinking
  • Project Management

. Skillset Required: Regulatory Compliance, Risk Management, Policy Development, Audit and Investigation, Training and Development, Legal and Regulatory Knowledge, Leadership and Team Management, Communication Skills, Analytical Thinking, Project Management, Compliance Leadership, Risk Strategy,Time Management and Prioritization,Strategic Planning,Problem-Solving Skills,Stakeholder Engagement,Ethical Decision-Making,Corporate Governance,Training and Development,Contract Review and Compliance,Crisis Management,Conflict Resolution,Negotiation Skills
This advertiser has chosen not to accept applicants from your region.

Legal & Compliance Intern

Navi Mumbai, Maharashtra Lattice MedTech

Posted 2 days ago

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Job Description

Stipend – Open for discussion


About the job

Company Description

At Lattice MedTech, our goal is to make quality medical devices more accessible and affordable for both practitioners and patients by improving efficiency across the value chain. We aim to be present wherever there is a demand, providing essential healthcare solutions to those who need them most. With our comprehensive platform that includes distribution, full service partnerships, and manufacturing, we strive to be at the forefront of improving lives for millions of patients. If our mission excites you, we welcome you to be a part of it.


About the Role:

We are looking for a detail-oriented Legal Intern to support our business teams by reviewing and editing commercial contracts. This is a great opportunity to gain hands-on experience in legal documentation and contract management in a fast-paced environment.


Key Responsibilities:

  • Review various types of contracts (NDAs, vendor agreements, distribution, service agreements, etc.)
  • Identify legal and business risks in contract clauses
  • Make suggested edits to align with internal standards and legal best practices
  • Work closely with internal stakeholders and legal counsel
  • Assist with basic legal research as needed


Requirements:

  • Recently graduated law graduates. Preference to those who have specialised in corporate laws
  • Strong understanding of contract law and legal language
  • Attention to detail and ability to spot key issues
  • Good written and verbal communication skills
  • Ability to work independently and meet deadlines


Bonus:

  • Previous internship experience in contract review or corporate law
  • Interest in MedTech / healthcare sector


To Apply:

Please send your resume and a brief cover note to (insert email). Mention "Legal & Compliance Intern" in the subject line.

This advertiser has chosen not to accept applicants from your region.

Legal & Compliance Intern

Navi Mumbai, Maharashtra Lattice MedTech

Posted 2 days ago

Job Viewed

Tap Again To Close

Job Description

Stipend – Open for discussion

About the job

Company Description

At Lattice MedTech, our goal is to make quality medical devices more accessible and affordable for both practitioners and patients by improving efficiency across the value chain. We aim to be present wherever there is a demand, providing essential healthcare solutions to those who need them most. With our comprehensive platform that includes distribution, full service partnerships, and manufacturing, we strive to be at the forefront of improving lives for millions of patients. If our mission excites you, we welcome you to be a part of it.

About the Role:

We are looking for a detail-oriented Legal Intern to support our business teams by reviewing and editing commercial contracts. This is a great opportunity to gain hands-on experience in legal documentation and contract management in a fast-paced environment.

Key Responsibilities:

  • Review various types of contracts (NDAs, vendor agreements, distribution, service agreements, etc.)
  • Identify legal and business risks in contract clauses
  • Make suggested edits to align with internal standards and legal best practices
  • Work closely with internal stakeholders and legal counsel
  • Assist with basic legal research as needed

Requirements:

  • Recently graduated law graduates. Preference to those who have specialised in corporate laws
  • Strong understanding of contract law and legal language
  • Attention to detail and ability to spot key issues
  • Good written and verbal communication skills
  • Ability to work independently and meet deadlines

Bonus:

  • Previous internship experience in contract review or corporate law
  • Interest in MedTech / healthcare sector

To Apply:

Please send your resume and a brief cover note to (insert email). Mention "Legal & Compliance Intern" in the subject line.

This advertiser has chosen not to accept applicants from your region.

Legal & Compliance Intern

Navi Mumbai, Maharashtra Lattice MedTech

Posted today

Job Viewed

Tap Again To Close

Job Description

Stipend – Open for discussion

About the job

Company Description

At Lattice MedTech, our goal is to make quality medical devices more accessible and affordable for both practitioners and patients by improving efficiency across the value chain. We aim to be present wherever there is a demand, providing essential healthcare solutions to those who need them most. With our comprehensive platform that includes distribution, full service partnerships, and manufacturing, we strive to be at the forefront of improving lives for millions of patients. If our mission excites you, we welcome you to be a part of it.

About the Role:

We are looking for a detail-oriented Legal Intern to support our business teams by reviewing and editing commercial contracts. This is a great opportunity to gain hands-on experience in legal documentation and contract management in a fast-paced environment.

Key Responsibilities:

  • Review various types of contracts (NDAs, vendor agreements, distribution, service agreements, etc.)
  • Identify legal and business risks in contract clauses
  • Make suggested edits to align with internal standards and legal best practices
  • Work closely with internal stakeholders and legal counsel
  • Assist with basic legal research as needed

Requirements:

  • Recently graduated law graduates. Preference to those who have specialised in corporate laws
  • Strong understanding of contract law and legal language
  • Attention to detail and ability to spot key issues
  • Good written and verbal communication skills
  • Ability to work independently and meet deadlines

Bonus:

  • Previous internship experience in contract review or corporate law
  • Interest in MedTech / healthcare sector

To Apply:

Please send your resume and a brief cover note to (insert email). Mention "Legal & Compliance Intern" in the subject line.

This advertiser has chosen not to accept applicants from your region.

Legal & Compliance Head

Mumbai, Maharashtra White Force

Posted today

Job Viewed

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Job Description

Job description

Urgent Hiring for - Legal & Compliance Head


Preferred immediate joiner
email -
contact no. -
Location - Andheri, Mumbai
Experience - 8 to 12 years
Salary - 10 LPA - 15 LPA


Job Summary


We are looking for a highly experienced and strategic Legal Head to oversee all legal matters of the

company across our business verticals: DSA operations, Corporate Insurance Agency, Mutual

Fund Distribution, and Realty Brokerage under RERA. The incumbent will be responsible for

ensuring legal compliance, managing regulatory risks, handling litigation, and advising on corporate governance and business contracts.


Key Responsibilities


Regulatory Compliance & Risk Management:


  • Ensure compliance with RBI, SEBI, IRDAI, AMFI, and RERA regulations relevant to the companys operations.
  • Keep abreast of evolving laws and regulatory guidelines aecting DSAs, corporate insurance agencies, mutual fund distributors and real estate brokerage.
  • Develop and implement risk mitigation strategies to safeguard company operations.
  • Liaise with regulatory authorities as needed.

  • Contract Management & Documentation:


  • Draft, review, and negotiate agreements including loan distribution agreements, insurance
  • distribution contracts, mutual fund agreements and real estate brokerage agreements.

  • Ensure all business contracts are legally sound and aligned with regulatory requirements.
  • Maintain proper documentation for business transactions and client agreements.

  • Litigation & Dispute Resolution:


  • Manage legal disputes, litigation, and arbitration proceedings.
  • Represent the company in legal matters and coordinate with external legal counsel when required.
  • Handle customer complaints and regulatory inquiries in coordination with compliance teams.

  • Corporate Governance & Advisory:


  • Advise the leadership team on legal risks, corporate policies, and governance frameworks.
  • Ensure adherence to corporate governance best practices.
  • Assist in board and shareholder meetings by providing legal opinions and necessary documentation.

  • Team Leadership & Training:


  • Lead the legal department and foster seamless coordination with all internal departments to ensure legal compliance across business operations.
  • Conduct legal training sessions for employees to ensure adherence to legal and regulatory requirements.

  • Qualifications & Skills


  • LLB/LLM from a reputed institution.
  • Minimum 8-10 years of experience in legal roles, preferably in financial services, NBFCs, insurance, mutual funds or real estate brokerage.
  • Strong understanding of regulatory frameworks (RBI, SEBI, IRDAI, AMFI, RERA).
  • Expertise in contract law, litigation, corporate governance, and compliance.
  • Excellent negotiation, analytical, and communication skills.
  • Ability to work in a fast-paced and dynamic environment.

  • Why Join Us?


  • Opportunity to work in a dynamic and growing financial services firm.
  • Lead legal strategy for a multi-faceted business.
  • Engage with top financial institutions and regulatory bodies.

  • Email -

    Contact no. -



    This advertiser has chosen not to accept applicants from your region.

    Legal &Compliance Head

    Mumbai, Maharashtra White Force

    Posted today

    Job Viewed

    Tap Again To Close

    Job Description

    Job description

















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    URGENT HIRING for Legal & Compliance
    Head



    Email ID:



    Contact :





    Experience- 8-10 years of
    experience in legal roles, preferably in financial services, NBFCs, insurance,
    mutual funds or real estate brokerage.





    Salary upto 15lpa



    Location-Mumbai





    Key
    Responsibilities





    Regulatory
    Compliance & Risk Management:



    •Ensure compliance with RBI, SEBI, IRDAI, AMFI,
    and RERA regulations relevant to the company’s operations.



    •Keep abreast of evolving laws and regulatory
    guidelines affecting DSAs, corporate insurance agencies, mutual fund
    distributors and real estate brokerage.



    •Develop and implement risk mitigation
    strategies to safeguard company operations.



    •Liaise with regulatory authorities as needed.





    Contract
    Management & Documentation:



    •Draft, review, and negotiate agreements
    including loan distribution agreements, insurance distribution contracts,
    mutual fund agreements and real estate brokerage agreements.



    •Ensure all business contracts are legally sound
    and aligned with regulatory requirements.



    •Maintain proper documentation for business
    transactions and client agreements.





    Litigation &
    Dispute Resolution:



    •Manage legal disputes, litigation, and
    arbitration proceedings.



    •Represent the company in legal matters and
    coordinate with external legal counsel when required.



    •Handle customer complaints and regulatory
    inquiries in coordination with compliance teams.





    Corporate
    Governance & Advisory:



    •Advise the leadership team on legal risks, corporate
    policies, and governance frameworks.



    •Ensure adherence to corporate governance best
    practices.



    •Assist in board and shareholder meetings by
    providing legal opinions and necessary documentation.





    Team
    Leadership & Training:



    •Lead the legal department and foster seamless
    coordination with all internal departments to ensure legal compliance across
    business operations.



    •Conduct legal training sessions for employees
    to ensure adherence to legal and regulatory requirements.





    Ǫualifications
    & Skills:



    •LLB/LLM from a reputed institution.



    •Minimum 8-10 years of experience in legal
    roles, preferably in financial services, NBFCs, insurance, mutual funds or real
    estate brokerage.



    •Strong understanding of regulatory frameworks
    (RBI, SEBI, IRDAI, AMFI, RERA).



    •Expertise in contract law, litigation,
    corporate governance, and compliance.



    •Excellent negotiation, analytical, and
    communication skills.



    •Ability to work in a fast-paced and dynamic
    environment.





    Interested candidates can
    apply along with their resume on the below mentioned email ID or whatsapp
    number





    Email ID:



    Contact:





    This advertiser has chosen not to accept applicants from your region.
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